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ConnectOne Bancorp (CNOB) director receives 2,528-share restricted stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Haye Edward J. reported acquisition or exercise transactions in this Form 4 filing.

ConnectOne Bancorp director Edward J. Haye received a grant of 2,528 shares of restricted Common Stock as compensation. The award was issued at no cash cost to him and will vest in full on May 1, 2027. After this grant, he directly holds 16,760 shares of ConnectOne Bancorp Common Stock.

Positive

  • None.

Negative

  • None.
Insider Haye Edward J.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,528 $0.00 --
Holdings After Transaction: Common Stock — 16,760 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted shares granted 2,528 shares Restricted Common Stock grant to Edward J. Haye
Grant price per share $0.00 per share Equity compensation award, non-cash
Shares held after transaction 16,760 shares Direct holdings of Edward J. Haye following grant
Vesting date May 1, 2027 Restricted stock vests in full on this date
restricted stock financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
subject to forfeiture financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
vesting financial
"grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
grant financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Haye Edward J.
(Last)(First)(Middle)
C/O CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
(Street)
ENGLEWOOD CLIFFS NEW JERSEY 07632
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A2,528(1)A$016,760D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027
/s/ Laura Criscione, POA06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Edward J. Haye report for ConnectOne Bancorp (CNOB)?

Edward J. Haye reported receiving a grant of 2,528 shares of restricted Common Stock from ConnectOne Bancorp. This is a compensation-related award, not an open-market purchase, and increases his direct holdings to 16,760 shares after the transaction.

Was Edward J. Haye’s recent CNOB stock transaction a market buy or sell?

The transaction was not a market buy or sell. Edward J. Haye received 2,528 restricted shares as a grant at a price of $0.00 per share, reflecting an equity compensation award rather than an open-market trade in ConnectOne Bancorp stock.

When do Edward J. Haye’s newly granted CNOB restricted shares vest?

The 2,528 restricted shares granted to Edward J. Haye vest in full on May 1, 2027. Until vesting, the award is subject to forfeiture conditions, which is typical for director or executive equity compensation at publicly traded companies.

How many ConnectOne Bancorp (CNOB) shares does Edward J. Haye hold after this Form 4?

Following the reported grant, Edward J. Haye directly holds 16,760 shares of ConnectOne Bancorp Common Stock. This total includes the newly awarded 2,528 restricted shares, which are subject to vesting and forfeiture conditions through May 1, 2027.

What does a restricted stock grant mean for CNOB director compensation?

A restricted stock grant gives a director shares that are subject to vesting and possible forfeiture. For CNOB, Edward J. Haye’s 2,528-share award aligns his compensation with shareholder interests by tying part of his pay to ConnectOne Bancorp’s stock performance over time.