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ConnectOne (CNOB) director receives 2,528-share restricted stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ConnectOne Bancorp director Stephen T. Boswell reported a grant of 2,528 shares of Common Stock as a restricted stock award. The shares were granted at no cost and are subject to forfeiture, vesting in full on May 1, 2027. After this award, Boswell directly holds 81,262.436 Common shares, which include amounts previously acquired through the company’s Dividend Reinvestment & Optional Cash Purchase Plan. An irrevocable trust for the benefit of his spouse and descendants, where his spouse, adult daughter and an unrelated third person are trustees, holds an additional 274,408.358 shares indirectly associated with him.

Positive

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Insider Boswell Stephen T.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,528 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 81,262.436 shares (Direct, null); Common Stock — 274,408.358 shares (Indirect, See Footnote 4)
Footnotes (1)
  1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027. Also includes 1,059.981 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Also includes 5,641.63 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees).
Restricted stock grant 2,528 shares Common Stock award to director Stephen T. Boswell
Grant price $0.0000 per share Restricted stock compensation, non-cash award
Vesting date May 1, 2027 Restricted stock vests in full on this date
Direct holdings after grant 81,262.436 shares Common Stock directly held by Stephen T. Boswell
Indirect trust holdings 274,408.358 shares Held by irrevocable trust for spouse and descendants
restricted stock financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Dividend Reinvestment & Optional Cash Purchase Plan financial
"Also includes 1,059.981 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan."
irrevocable trust financial
"Held by an irrevocable trust for benefit of his spouse and descendants"
An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Boswell Stephen T.
(Last)(First)(Middle)
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
(Street)
ENGLEWOOD CLIFFS NEW JERSEY 07632
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A2,528(1)A$081,262.436(2)D
Common Stock274,408.358(3)ISee Footnote 4(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.
2. Also includes 1,059.981 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
3. Also includes 5,641.63 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
4. Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees).
/s/ Laura Criscione, POA06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did ConnectOne Bancorp (CNOB) director Stephen T. Boswell report in this Form 4?

Stephen T. Boswell reported receiving a grant of 2,528 shares of ConnectOne Bancorp Common Stock as restricted stock. The award was granted at no cost and represents compensation, not an open-market purchase, and is subject to future vesting conditions.

How many ConnectOne Bancorp (CNOB) shares did Stephen T. Boswell receive in the latest stock grant?

He received 2,528 shares of ConnectOne Bancorp Common Stock in the latest transaction. These shares are restricted stock, meaning they are subject to forfeiture and will vest in full on May 1, 2027, assuming the vesting conditions are satisfied.

When do Stephen T. Boswell’s newly granted restricted shares in ConnectOne Bancorp (CNOB) vest?

The 2,528 restricted shares granted to Stephen T. Boswell vest in full on May 1, 2027. Until that vesting date, the shares remain subject to forfeiture under the terms of the restricted stock award described in the filing footnotes.

How many ConnectOne Bancorp (CNOB) shares does Stephen T. Boswell hold directly after this Form 4?

Following the restricted stock grant, Stephen T. Boswell directly holds 81,262.436 shares of ConnectOne Bancorp Common Stock. This direct position includes shares previously accumulated through the company’s Dividend Reinvestment & Optional Cash Purchase Plan.

Did Stephen T. Boswell buy or sell ConnectOne Bancorp (CNOB) shares on the open market in this Form 4?

The filing shows a grant of 2,528 restricted shares at a price of $0.0000 per share, indicating a compensation award. It does not report any open-market purchases or sales; the main transaction is a non-cash stock grant.