Every Form 4 that Connectone Bancorp Inc (CNOB) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow CNOB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full CNOB filings page.
ConnectOne Bancorp director Moise Anson M. bought additional stock in the company. On June 15, 2026, he made an open-market purchase of 860 shares of Common Stock at $33.19 per share. Following this transaction, his direct holdings increased to 17,239 shares.
ConnectOne Bancorp director Moise Anson M. reported two open-market purchases of Common Stock, buying a total of 240 shares on June 8–9 at prices around $31 per share. Following these transactions, he directly owns 16,379 shares of ConnectOne Bancorp, Inc. common stock.
Huttle Frank III reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Frank Huttle III received a grant of 2,528 shares of Common Stock as restricted stock compensation. The shares were granted at no cash cost and are subject to forfeiture, vesting in full on May 1, 2027.
Following this award, Huttle directly holds 91,525 Common Stock shares. He also has indirect ownership of additional shares, including 6,500 shares held by an LLC in which his spouse is a member and 78,724 shares held by his spouse. The filing shows no open-market purchases or sales.
ConnectOne Bancorp director Mark Sokolich received a grant of 2,528 shares of restricted common stock, awarded at no cash cost. The restricted shares are subject to forfeiture and vest in full on May 1, 2027. After this grant, he directly holds 117,030.933 common shares, which also include 3,101.177 shares acquired through the company’s Dividend Reinvestment & Optional Cash Purchase Plan.
Kempner Michael W reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Michael W. Kempner received a stock grant as compensation. He was awarded 2,528 shares of common stock at no purchase price, structured as restricted stock subject to forfeiture. These shares vest in full on May 1, 2027. Following this grant, Kempner directly holds a total of 218,994.525 shares of ConnectOne Bancorp common stock. This is a routine equity award rather than an open‑market purchase or sale.
BECKER CHRISTOPHER reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Christopher Becker received a grant of restricted common stock. He was awarded 2,528 shares at no purchase price as a grant, described as restricted stock subject to forfeiture that will vest in full on May 1, 2027. After this award, Becker holds 56,360 shares of ConnectOne Bancorp common stock directly and 3,408 shares indirectly through an IRA.
Nukk-Freeman Katherin reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Katherin Nukk-Freeman received a grant of 2,528 shares of Common Stock as a restricted stock award at no cost. The award is subject to forfeiture and vests in full on May 1, 2027. After this grant, she directly holds 25,139 shares and indirectly holds 2,431 shares through her spouse’s IRA.
QUICK PETER reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Peter Quick received a grant of 2,528 shares of Common Stock as restricted stock compensation. The award was at no cash cost per share and is subject to forfeiture, vesting in full on May 1, 2027. Following this grant, he holds 33,135 shares directly, in addition to indirect holdings through a trust and an LLC.
Rifkin Daniel E reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp, Inc. director Daniel E. Rifkin received a grant of 2,528 shares of common stock as restricted stock compensation at a price of $0.00 per share. The grant is subject to forfeiture and vests in full on May 1, 2027.
After the award, Rifkin directly holds 206,781 shares of common stock. In addition, 16,856 shares are reported as indirectly owned through his spouse, reflecting family holdings separate from his direct position.
O'Donnell Susan C reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director receives stock grant. Director Susan C. O'Donnell was awarded 2,528 shares of ConnectOne Bancorp common stock as a grant, with no cash price paid per share. After this award, she directly holds 11,050.59 common shares.
The footnote explains this is restricted stock subject to forfeiture that will vest in full on May 1, 2027. This is a routine, compensation-related equity award rather than an open-market purchase or sale.
Moise Anson M. reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Moise Anson M. received a compensation-related stock grant. He was awarded 2,528 shares of Common Stock at no purchase price as a grant or award. These shares are restricted stock subject to forfeiture and will vest in full on May 1, 2027.
After this grant, he holds a total of 16,139 shares of Common Stock directly. The filing does not show any open-market buying or selling, only this equity award that will fully vest at a future date if conditions are met.
MINOIA NICHOLAS reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Nicholas Minoia received a grant of 2,528 shares of restricted common stock at no cost. These shares are subject to forfeiture and vest in full on May 1, 2027. Following this award, his direct holdings total 73,215.177 shares, including 927.0102 shares accumulated through the company’s dividend reinvestment and optional cash purchase plan.
Haye Edward J. reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Edward J. Haye received a grant of 2,528 shares of restricted Common Stock as compensation. The award was issued at no cash cost to him and will vest in full on May 1, 2027. After this grant, he directly holds 16,760 shares of ConnectOne Bancorp Common Stock.
ConnectOne Bancorp director Stephen T. Boswell reported a grant of 2,528 shares of Common Stock as a restricted stock award. The shares were granted at no cost and are subject to forfeiture, vesting in full on May 1, 2027. After this award, Boswell directly holds 81,262.436 Common shares, which include amounts previously acquired through the company’s Dividend Reinvestment & Optional Cash Purchase Plan. An irrevocable trust for the benefit of his spouse and descendants, where his spouse, adult daughter and an unrelated third person are trustees, holds an additional 274,408.358 shares indirectly associated with him.
BAIER FRANK W reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Frank W. Baier received a grant of 2,528 shares of Common Stock as restricted stock on June 1, 2026 at no cash cost. The award is subject to forfeiture and will vest in full on May 1, 2027, bringing his direct holdings to 110,242 shares.
Pappas Mark J reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp, Inc. reported that EVP & Chief Risk Officer Mark J. Pappas received a grant of 3,507 shares of common stock as a compensation award. These are deferred stock units subject to forfeiture that vest in three equal installments on 3/25/27, 3/25/28, and 3/25/29. Following this grant, his directly held common stock position reported in the filing is 7,763 shares.
Schwartz Robert Allan reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp EVP & General Counsel Robert Allan Schwartz received an award of 9,250 shares of Common Stock as deferred stock units. The grant is subject to forfeiture and will vest in three equal installments on March 25, 2027, 2028, and 2029. Following this award, Schwartz directly holds 50,953.83 shares.
ConnectOne Bancorp EVP Steven Primiano reported routine equity compensation activity. He acquired 1,736 shares of Common Stock on March 25, 2026 from earned performance units granted on March 20, 2023, and 868 shares were withheld at $26.67 per share to cover related tax obligations.
He also received a grant of 3,597 deferred stock units that are subject to forfeiture and vest in three equal installments on 3/25/27, 3/25/28, and 3/25/29. Following these transactions, Primiano directly holds 19,628 shares of Common Stock, reflecting compensation-related awards rather than open-market buying or selling.
ConnectOne Bancorp EVP & Chief Compliance Officer Laura Criscione received stock-based compensation and had shares withheld for taxes. She acquired 1,940 shares of common stock pursuant to earned performance units originally granted on March 20, 2023, and 970 shares were withheld at $26.27 per share to cover related tax obligations. She also received a grant of 3,552 deferred stock units that vest over three years, with one-third vesting on 3/25/27, one-third on 3/25/28, and the final third on 3/25/29. Following these transactions, she directly holds 104,640 common shares and indirectly holds 780 shares as custodian for her daughter.
ConnectOne Bancorp, Inc. director and Bank President Elizabeth Magennis reported compensation-related stock activity in common shares. She acquired 5,548 shares pursuant to earned performance units granted on March 20, 2023, and the company withheld 2,774 shares at $26.27 per share to cover tax obligations on those units. She also received a separate grant of 12,642 deferred stock units that are subject to forfeiture and vest over three years, with one-third vesting on March 25, 2027, March 25, 2028, and March 25, 2029. Following these transactions, she directly holds 144,283 common shares.
ConnectOne Bancorp Senior EVP & CFO William S. Burns reported compensation-related stock transactions involving the company’s common stock. He acquired 5,157 shares pursuant to earned performance units granted on March 20, 2023, then had 2,578 of those shares withheld at a price of $26.27 per share to cover tax obligations.
Burns also received a separate grant of 11,162 deferred stock units at no cost. These units are subject to forfeiture and vest over three years, with one-third vesting on 3/25/27, one-third on 3/25/28, and the final third on 3/25/29. Following these transactions, he directly holds 137,182 shares of ConnectOne Bancorp common stock.
ConnectOne Bancorp Chairman & CEO Frank Sorrentino III reported compensation-related stock activity, not open-market trading. On March 25, 2026, he acquired 19,205 shares of common stock at $0.00 per share from earned performance units, with 11,523 shares withheld at $26.27 per share to cover tax obligations.
He also received a separate grant of 38,822 deferred stock units subject to forfeiture, vesting in three equal installments on 3/25/27, 3/25/28, and 3/25/29. Following these transactions, he directly owned 624,691 shares of common stock and held additional indirect interests, including 416 shares in an IRA for his spouse and 263,773 shares in a trust for the benefit of his spouse.
ConnectOne Bancorp EVP & Chief Credit Officer Joseph T. Javitz reported equity awards tied to performance and deferred stock units. He acquired 2,015 shares of common stock at no cost from earned performance units granted on March 20, 2023, with related footnote disclosure.
To cover tax obligations on these performance-based shares, 842 shares were withheld at $26.27 per share, rather than sold on the open market. He also received a separate grant of 3,687 deferred stock units that are subject to forfeiture and vest over three years in equal installments on March 25, 2027, March 25, 2028, and March 25, 2029.
Following these transactions, Javitz directly holds 25,277.435 shares of common stock, including 830.655 shares previously acquired through a dividend reinvestment plan.
ConnectOne Bancorp Chairman & CEO Frank Sorrentino III reported tax-related share dispositions tied to vested deferred stock units. A total of 21,909 shares of common stock were withheld to cover tax obligations on March 20 and March 23, 2026 at prices around $25.95–$26.72 per share.
After these withholdings, he held 578,187 shares directly, plus additional indirect holdings including 263,773 shares in a trust for his spouse and 416 shares in an IRA for his spouse.
ConnectOne Bancorp, Inc. director and Bank President Elizabeth Magennis reported routine tax-withholding dispositions of company stock tied to equity award vesting. On March 20 and March 23, 2026, a total of 5,368 shares of Common Stock were withheld to cover taxes upon vesting of deferred stock units granted in 2023, 2024 and 2025. These are not open-market sales but shares delivered to satisfy tax liabilities. Following these transactions, Magennis holds 128,867 shares of Common Stock directly.
ConnectOne Bancorp EVP & Chief Credit Officer Joseph T. Javitz reported routine tax-related share withholdings tied to equity compensation vesting. On March 20 and March 23, 2026, a total of 1,649 shares of common stock were withheld to cover taxes upon vesting of deferred stock units granted in 2023, 2024 and 2025. Following these non-market dispositions, he directly holds 19,496.78 shares of ConnectOne common stock.
ConnectOne Bancorp Senior EVP & CFO William S. Burns reported routine tax-withholding transactions involving company common stock. A total of 4,917 shares were withheld at prices around $25.95–$26.72 per share to cover taxes when deferred stock units vested on March 20 and March 23, 2026 under prior grants. After these non-market dispositions, he directly holds 123,441 common shares.
ConnectOne Bancorp, Inc. EVP & Chief Compliance Officer Laura Criscione reported routine share dispositions to cover tax obligations tied to equity awards. On March 20, 2026 and March 23, 2026, a total of 1,900 shares of common stock were withheld at prices between $25.95 and $26.72 per share.
The footnotes explain these were shares withheld for taxes upon the vesting of deferred stock units granted in 2023, 2024, and 2025, rather than open-market sales. After these tax-withholding dispositions, Criscione holds 100,118 shares directly and 780 shares indirectly as custodian for her daughter.
ConnectOne Bancorp’s EVP & General Counsel Robert Allan Schwartz had shares withheld to cover taxes on equity compensation. On March 20, 2026, 186 shares of common stock were disposed of as a tax-withholding transaction tied to the vesting of deferred stock units from a June 12, 2025 grant, not an open-market sale. After this event, he directly holds 41,703.83 common shares, which also include 109.55 shares acquired through a dividend reinvestment plan. The disclosure also corrects a prior clerical error by confirming the vesting occurred on March 20, 2026.
ConnectOne Bancorp EVP & Chief Risk Officer Mark J. Pappas reported routine tax-related share withholdings tied to deferred stock unit vesting. On March 20, 2026, 440 shares of Common Stock were withheld at $25.95 per share. On March 23, 2026, 514 shares were withheld at $26.72 per share. These Form 4 transactions are coded as tax-withholding dispositions (code F), not open-market purchases or sales. After the March 23 withholding, Pappas directly owned 4,256 shares of Common Stock.
ConnectOne Bancorp, Inc. executive Steven Primiano reported routine share withholdings to cover taxes on equity awards. On March 20 and March 23, 2026, a total of 1,512 shares of Common Stock were disposed of as tax-withholding transactions tied to vesting of deferred stock units granted in 2023, 2024, and 2025. These Form 4 entries are not open-market sales but payments of tax liability using shares. After these withholdings, Primiano directly holds 15,163 shares of ConnectOne Bancorp common stock.
ConnectOne Bancorp director Michael W. Kempner reported a charitable gift of 7,707 shares of Common Stock. The bona fide gift, recorded at no per-share price, reduces his position but does not involve an open-market sale or cash proceeds.
Following this transaction, he holds 216,466.525 shares directly, including 9,803.525 shares acquired through the company’s Dividend Reinvestment & Optional Cash Purchase Plan. The filing also reflects a prior open-market sale of 67,800 shares at $14.7549 per share on an earlier date.