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ConnectOne Bancorp (CNOB) director awarded 2,528 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rifkin Daniel E reported acquisition or exercise transactions in this Form 4 filing.

ConnectOne Bancorp, Inc. director Daniel E. Rifkin received a grant of 2,528 shares of common stock as restricted stock compensation at a price of $0.00 per share. The grant is subject to forfeiture and vests in full on May 1, 2027.

After the award, Rifkin directly holds 206,781 shares of common stock. In addition, 16,856 shares are reported as indirectly owned through his spouse, reflecting family holdings separate from his direct position.

Positive

  • None.

Negative

  • None.
Insider Rifkin Daniel E
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,528 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 206,781 shares (Direct, null); Common Stock — 16,856 shares (Indirect, By Spouse)
Footnotes (1)
  1. [object Object]
Restricted stock grant 2,528 shares Common Stock award to director on June 1, 2026
Grant price $0.00 per share Compensation-related restricted stock, not open-market
Vesting date May 1, 2027 Restricted stock vests in full on this date
Direct holdings after grant 206,781 shares Common Stock directly owned by Daniel E. Rifkin
Indirect holdings by spouse 16,856 shares Common Stock reported as owned by spouse
restricted stock financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
subject to forfeiture financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
vesting in full financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
indirect ownership financial
"total_shares_following_transaction: 16856.0000, direct_or_indirect: I, nature_of_ownership: By Spouse"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rifkin Daniel E
(Last)(First)(Middle)
C/O CONNECTONE BANK, 301 SYLVAN AVENUE
(Street)
ENGLEWOOD CLIFFS NEW JERSEY 07632
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A2,528(1)A$0206,781D
Common Stock16,856IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027
/s/ Laura Criscione, POA06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Daniel E. Rifkin report in this Form 4 for CNOB?

Daniel E. Rifkin reported receiving a grant of 2,528 shares of ConnectOne Bancorp common stock as restricted stock. The shares were awarded at $0.00 per share as compensation, not through an open-market purchase or sale.

What type of shares did Daniel E. Rifkin receive from ConnectOne Bancorp (CNOB)?

He received restricted stock totaling 2,528 shares of ConnectOne Bancorp common stock. The shares are subject to forfeiture and will vest in full on May 1, 2027, according to the Form 4 footnote.

When do Daniel E. Rifkin’s restricted CNOB shares vest?

Rifkin’s 2,528 restricted shares of ConnectOne Bancorp common stock vest in full on May 1, 2027. Until that date, the award is subject to forfeiture, meaning he must satisfy vesting conditions to retain the shares.

How many CNOB shares does Daniel E. Rifkin own after this transaction?

Following the restricted stock grant, Rifkin directly owns 206,781 shares of ConnectOne Bancorp common stock. The filing also reports 16,856 shares as indirectly owned through his spouse, reflecting additional family holdings.

Was Daniel E. Rifkin’s CNOB transaction a market buy or sell?

The Form 4 shows a grant or award acquisition, not a market trade. Rifkin received 2,528 restricted shares of ConnectOne Bancorp common stock at $0.00 per share as compensation, so there was no open-market buying or selling.

What indirect CNOB holdings are reported for Daniel E. Rifkin?

The filing lists 16,856 shares of ConnectOne Bancorp common stock as indirectly owned by Rifkin “By Spouse”. This indicates family ownership attributed to him, separate from his directly held 206,781 shares.