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ConnectOne (NASDAQ: CNOB) EVP withholds 1,512 shares to cover tax on vested units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ConnectOne Bancorp, Inc. executive Steven Primiano reported routine share withholdings to cover taxes on equity awards. On March 20 and March 23, 2026, a total of 1,512 shares of Common Stock were disposed of as tax-withholding transactions tied to vesting of deferred stock units granted in 2023, 2024, and 2025. These Form 4 entries are not open-market sales but payments of tax liability using shares. After these withholdings, Primiano directly holds 15,163 shares of ConnectOne Bancorp common stock.

Positive

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Negative

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Insider Primiano Steven
Role EVP, Treas.& C Corp DevOfficer
Type Security Shares Price Value
Tax Withholding Common Stock 484 $26.72 $13K
Tax Withholding Common Stock 496 $25.95 $13K
Tax Withholding Common Stock 532 $25.95 $14K
Holdings After Transaction: Common Stock — 15,163 shares (Direct)
Footnotes (1)
  1. Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023. Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025. Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Primiano Steven

(Last)(First)(Middle)
C/O CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE

(Street)
ENGLEWOOD CLIFFS NEW JERSEY 07059

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Treas.& C Corp DevOfficer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/20/2026F496(1)D$25.9516,179D
Common Stock03/20/2026F532(2)D$25.9515,647D
Common Stock03/23/2026F484(3)D$26.7215,163D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023.
2. Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025.
3. Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024.
/s/ Laura Criscione, POA03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CNOB executive Steven Primiano report?

Steven Primiano reported share dispositions that covered tax liabilities on vested deferred stock units. Three Form 4 transactions show shares of ConnectOne Bancorp Common Stock withheld by the issuer for taxes, rather than open-market sales, in connection with recent equity award vesting.

How many CNOB shares were withheld for taxes in this Form 4?

The filing shows 1,512 shares of ConnectOne Bancorp Common Stock withheld for taxes. These came from three separate tax-withholding dispositions related to the vesting of deferred stock units on March 20 and March 23, 2026, under prior equity grants.

Were the CNOB insider transactions open-market sales of stock?

No, the transactions were not open-market sales. Each entry is coded "F," meaning shares were delivered to satisfy tax obligations upon vesting of deferred stock units, as described in the footnotes, rather than discretionary selling in the market.

What is Steven Primiano’s CNOB share ownership after the transactions?

After the reported tax-withholding dispositions, Steven Primiano directly holds 15,163 shares of ConnectOne Bancorp Common Stock. This figure reflects his remaining direct ownership following the March 20 and March 23, 2026 share withholdings for tax purposes.

What do the footnotes explain about the CNOB Form 4 transactions?

The footnotes state that the shares were withheld for taxes upon vesting of deferred stock units on March 20 and March 23, 2026. They also link each withholding to specific grant dates in 2023, 2024, and 2025 under ConnectOne Bancorp’s equity programs.

What role does the reporting person hold at ConnectOne Bancorp (CNOB)?

The reporting person, Steven Primiano, serves as Executive Vice President, Treasurer and Corporate Development Officer at ConnectOne Bancorp, Inc. His Form 4 filing reflects routine equity compensation tax-withholding activity associated with his executive compensation awards.