ConnectOne Bancorp president awarded stock units

ConnectOne Bancorp, Inc. director and Bank President Elizabeth Magennis reported compensation-related stock activity in common shares.

Rhea-AI Filing Summary

ConnectOne Bancorp, Inc. director and Bank President Elizabeth Magennis reported compensation-related stock activity in common shares. She acquired 5,548 shares pursuant to earned performance units granted on March 20, 2023, and the company withheld 2,774 shares at $26.27 per share to cover tax obligations on those units. She also received a separate grant of 12,642 deferred stock units that are subject to forfeiture and vest over three years, with one-third vesting on March 25, 2027, March 25, 2028, and March 25, 2029. Following these transactions, she directly holds 144,283 common shares.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Magennis Elizabeth

Role Bank President

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	5,548	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	2,774	$26.27	$73K
Grant/Award	Common Stock	12,642	$0.00	$0.00

Holdings After Transaction: Common Stock — 144,283 shares (Direct)

Footnotes (3)

1. F1. Shares acquired pursuant to earned performance units granted on March 20, 2023.
2. F2. Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
3. F3. Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did CNOB Bank President Elizabeth Magennis report?

Elizabeth Magennis reported compensation-related stock activity in ConnectOne Bancorp common shares. She received earned performance-based shares, a new deferred stock unit grant, and had a portion of the performance shares withheld to cover tax obligations, with all transactions dated March 25, 2026.

How many CNOB shares were granted to Elizabeth Magennis in this Form 4?

She acquired 5,548 common shares from earned performance units and received a separate grant of 12,642 deferred stock units. These awards reflect equity compensation rather than open-market purchases, increasing her direct equity exposure to ConnectOne Bancorp through stock-based incentives.

What was the purpose of the 2,774 CNOB shares disposed of in this filing?

The 2,774 common shares were withheld by the company to satisfy tax obligations on the earned performance unit award. This tax-withholding disposition, priced at $26.27 per share, is not an open-market sale and does not represent a discretionary stock trade by the insider.

How do the new deferred stock units for CNOB vest for Elizabeth Magennis?

The 12,642 deferred stock units are subject to forfeiture and vest over three years. One-third vests on March 25, 2027, another third on March 25, 2028, and the final third on March 25, 2029, aligning incentives over a multi-year period.

What is Elizabeth Magennis’s CNOB common stock holding after these transactions?

After the reported grants and tax withholding, Elizabeth Magennis directly holds 144,283 shares of ConnectOne Bancorp common stock. This figure reflects her updated ownership position following the equity compensation awards and related tax-share withholding reported in the Form 4.

Were any of the CNOB insider transactions open-market buys or sells?

No, the filing shows no open-market purchases or sales. The acquisitions are grants or earned awards of common stock and deferred stock units, and the only share disposition is a tax-withholding transaction, where shares are withheld by the issuer to cover tax liabilities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/27/2026 - 11:08 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Magennis Elizabeth

(Last) (First) (Middle)

CONNECTONE BANCORP, INC.

301 SYLVAN AVENUE

(Street)

ENGLEWOOD CLIFFS NEW JERSEY 07632

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Bank President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/25/2026		A		5,548(1)	A	$0	134,415	D
Common Stock	03/25/2026		F		2,774(2)	D	$26.27	131,641	D
Common Stock	03/25/2026		A		12,642(3)	A	$0	144,283	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to earned performance units granted on March 20, 2023.

2. Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

3. Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.

	/s/ Laura Criscione, POA	03/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)