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ConnectOne Bancorp (CNOB) director awarded 2,528 restricted shares vesting 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MINOIA NICHOLAS reported acquisition or exercise transactions in this Form 4 filing.

ConnectOne Bancorp director Nicholas Minoia received a grant of 2,528 shares of restricted common stock at no cost. These shares are subject to forfeiture and vest in full on May 1, 2027. Following this award, his direct holdings total 73,215.177 shares, including 927.0102 shares accumulated through the company’s dividend reinvestment and optional cash purchase plan.

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Insider MINOIA NICHOLAS
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,528 $0.00 --
Holdings After Transaction: Common Stock — 73,215.177 shares (Direct, null)
Footnotes (1)
  1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027 Includes 927.0102 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
Restricted stock grant 2,528 shares Common stock award to director on June 1, 2026
Grant price $0.0000 per share Indicates compensation-related equity award
Total direct holdings 73,215.177 shares Shares held by Nicholas Minoia after the grant
Dividend plan shares 927.0102 shares Acquired via Dividend Reinvestment & Optional Cash Purchase Plan
Vesting date May 1, 2027 Restricted stock vests in full on this date
restricted stock financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Dividend Reinvestment & Optional Cash Purchase Plan financial
"Includes 927.0102 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan."
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MINOIA NICHOLAS
(Last)(First)(Middle)
C/O CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
(Street)
ENGLEWOOD CLIFFS NEW JERSEY 07632
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A2,528(1)A$073,215.177(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027
2. Includes 927.0102 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
/s/ Laura Criscione, POA06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did ConnectOne Bancorp (CNOB) director Nicholas Minoia report on this Form 4?

Nicholas Minoia reported receiving a grant of 2,528 shares of restricted common stock. The shares were awarded at no cost as equity compensation, increasing his total direct holdings in ConnectOne Bancorp to 73,215.177 shares after the transaction.

How many ConnectOne Bancorp (CNOB) shares were granted to Nicholas Minoia and at what price?

He was granted 2,528 shares of ConnectOne Bancorp common stock at a price of $0.0000 per share. This indicates a compensation-related award rather than an open-market purchase, consistent with the Form 4’s acquisition code description.

When do Nicholas Minoia’s newly granted ConnectOne Bancorp (CNOB) restricted shares vest?

The 2,528 restricted shares vest in full on May 1, 2027. Until that vesting date, the shares are subject to forfeiture, meaning he must satisfy the company’s vesting conditions to retain them permanently.

What are Nicholas Minoia’s total direct holdings in ConnectOne Bancorp (CNOB) after this grant?

After the restricted stock grant, Nicholas Minoia directly holds 73,215.177 shares of ConnectOne Bancorp common stock. This total includes both previously held shares and the new 2,528-share award reported in the Form 4 filing.

How many ConnectOne Bancorp (CNOB) shares has Nicholas Minoia acquired through the dividend reinvestment plan?

His holdings include 927.0102 shares acquired through the company’s Dividend Reinvestment & Optional Cash Purchase Plan. This program allows dividends and optional cash contributions to be used to purchase additional ConnectOne Bancorp shares over time.

Is Nicholas Minoia’s ConnectOne Bancorp (CNOB) transaction an open-market buy or a compensation award?

The transaction is a compensation award, not an open-market buy. It is coded as a grant or award acquisition with a per-share price of $0.0000, indicating equity granted by the company as part of director compensation.