ConnectOne director granted 2,528 restricted CNOB shares

Moise Anson M. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Moise Anson M. reported acquisition or exercise transactions in this Form 4 filing.

ConnectOne Bancorp director Moise Anson M. received a compensation-related stock grant. He was awarded 2,528 shares of Common Stock at no purchase price as a grant or award. These shares are restricted stock subject to forfeiture and will vest in full on May 1, 2027.

After this grant, he holds a total of 16,139 shares of Common Stock directly. The filing does not show any open-market buying or selling, only this equity award that will fully vest at a future date if conditions are met.

Insider Trade Summary

Grant/Award: 2,528 shares

Grant/Award 1 txn

Insider Moise Anson M.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,528	$0.00	$0.00

Holdings After Transaction: Common Stock — 16,139 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

Key Figures

Restricted stock grant: 2,528 shares Grant price: $0.0000 per share Post-transaction holdings: 16,139 shares +1 more

4 metrics

Restricted stock grant 2,528 shares Common Stock award on June 1, 2026

Grant price $0.0000 per share Compensation-related stock award, no cash paid

Post-transaction holdings 16,139 shares Total direct Common Stock after grant

Vesting date May 1, 2027 Restricted stock vests in full on this date

Key Terms

restricted stock, subject to forfeiture, vest in full, Common Stock, +1 more

5 terms

restricted stock financial

"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

subject to forfeiture financial

"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"

vest in full financial

"restricted stock subject to forfeiture, vesting in full on May 1, 2027"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ConnectOne Bancorp (CNOB) director Moise Anson M. report on this Form 4?

He reported receiving 2,528 shares of Common Stock as a grant. The award is compensation-related, carries no purchase price, and is structured as restricted stock that can be forfeited if conditions are not satisfied before vesting.

Is the ConnectOne Bancorp (CNOB) Form 4 transaction a stock purchase or sale?

It is neither a market purchase nor a sale; it is a grant. The Form 4 classifies the transaction under code A, meaning a grant, award, or other acquisition, with a per-share transaction price of $0.0000, indicating compensation rather than cash investment.

When do the newly granted CNOB restricted shares vest for Moise Anson M.?

The restricted stock is scheduled to vest in full on May 1, 2027. Until that date, the 2,528 shares remain subject to forfeiture under the award terms, meaning the director must satisfy the applicable conditions to retain the stock.

How many ConnectOne Bancorp (CNOB) shares does Moise Anson M. hold after this grant?

Following the grant, his direct holdings total 16,139 shares of Common Stock. This figure includes the 2,528 newly awarded restricted shares, reflecting his aggregate direct ownership position immediately after the reported transaction.

What does transaction code A mean in this CNOB Form 4 filing?

Transaction code A indicates a grant, award, or other acquisition of securities. In this case, it corresponds to 2,528 restricted shares of Common Stock awarded at no cash cost, rather than an open-market buy or sell transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/03/2026 - 11:32 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moise Anson M.

(Last) (First) (Middle)

C/O CONNECTONE BANCORP, INC.

301 SYLVAN AVENUE

(Street)

ENGLEWOOD CLIFFS NEW JERSEY 07632

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		A		2,528(1)	A	$0	16,139	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

	/s/ Laura Criscione, POA	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)