CenterPoint Energy Form 3: EVP/COO Jesus Soto Jr. Reports 0 Shares

CenterPoint Energy (CNP) Form 3: This is an initial Section 16 filing for Jesus Soto Jr., who is identified as Executive Vice President and Chief Operating Officer of CenterPoint Energy.

Rhea-AI Filing Summary

CenterPoint Energy (CNP) Form 3: This is an initial Section 16 filing for Jesus Soto Jr., who is identified as Executive Vice President and Chief Operating Officer of CenterPoint Energy. The event date requiring the statement is 08/11/2025. The filing reports 0 shares of CenterPoint Energy common stock beneficially owned by Mr. Soto in a direct capacity. The form is signed on behalf of the reporting person by an attorney-in-fact, Vincent A. Mercaldi, dated 08/13/2025. No derivative securities, amendments, or explanatory remarks are provided in the filing.

Positive

• None.

Negative

• Reporting person holds 0 shares of CenterPoint Energy common stock as disclosed on the initial Form 3
• No derivative or indirect ownership is reported for the officer in this filing

Insights

Corporate Governance Expert

TL;DR: EVP/COO filed an initial Form 3 reporting no direct beneficial ownership of CNP common stock.

This Form 3 documents the required Section 16 disclosure when an officer attains a reporting position. The filing explicitly shows zero shares of common stock held directly by Jesus Soto Jr., and no derivative holdings are listed. The signature is provided by an attorney-in-fact, indicating the form was executed on the reporting person's behalf. From a governance perspective, the filing fulfills the technical reporting obligation but does not provide information on any planned equity awards, deferred compensation, or indirect holdings.

Securities Compliance Analyst

TL;DR: Compliance filing completed; no direct or derivative positions reported for the officer.

The document meets the mechanics of an initial Section 16 disclosure: it names the reporting person, lists relationship to the issuer as Officer (EVP and COO), supplies the event date 08/11/2025, and reports 0 common shares. The lack of listed derivative securities or indirect ownership is notable but is simply what the form states. The filing does not include amendments or additional explanatory remarks, and therefore provides only the baseline disclosure required by the Exchange Act.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Soto Jesus Jr.

Role EVP and COO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Jesus Soto Jr. report on his Form 3 for CenterPoint Energy (CNP)?

The Form 3 reports that Jesus Soto Jr., identified as EVP and COO, beneficially owns 0 shares of CNP common stock and lists no derivative holdings.

When is the event date that triggered the Form 3 filing for CNP?

The event date requiring the statement is 08/11/2025 as shown on the form.

Who signed the Form 3 for Jesus Soto Jr.?

The form was signed by an attorney-in-fact, Vincent A. Mercaldi, with a signature date of 08/13/2025.

Does the Form 3 disclose any derivative securities for the reporting person?

No. The filing lists no derivative securities, exercisable dates, or underlying amounts for Jesus Soto Jr.

Is this Form 3 an amendment or an initial filing?

This document is an initial Form 3 (Initial Statement of Beneficial Ownership); no amendment date is provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/13/2025 - 04:01 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Soto Jesus Jr.

(Last) (First) (Middle)

1111 LOUISIANA

(Street)

HOUSTON TX 77002

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2025

3. Issuer Name and Ticker or Trading Symbol
CENTERPOINT ENERGY INC [ CNP ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and COO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Vincent A. Mercaldi, Attorney-in-Fact	08/13/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.