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Cohen & Steers (NYSE: CNS) CEO adds 1,514 dividend-equivalent RSUs to holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Harvey Joseph M reported acquisition or exercise transactions in this Form 4 filing.

Cohen & Steers, Inc. Chief Executive Officer Harvey Joseph M reported a routine equity compensation update. He received an award of 1,514 shares of common stock at $0.00 per share, representing dividend equivalent restricted stock units linked to prior restricted stock unit grants.

Following this award, his directly held common stock position increased to 1,339,012 shares. The filing also reports 305,000 shares held indirectly through a limited liability company owned by a family trust, for which Mr. Harvey disclaims beneficial ownership except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Harvey Joseph M
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Common Stock 1,514 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,339,012 shares (Direct, null); Common Stock — 305,000 shares (Indirect, By LLC)
Footnotes (1)
  1. Shares held in a limited liability company owned by a family trust. Mr. Harvey disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2026 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2023, January 2024, January 2025 and January 2026.
RSU dividend equivalents awarded 1,514 shares Dividend equivalent restricted stock units credited for Q2 2026 dividend
Award price per share $0.00 per share Price for dividend equivalent restricted stock unit acquisition
Direct common shares after award 1,339,012 shares Total directly held CNS common stock following the transaction
Indirect common shares via LLC 305,000 shares Held in LLC owned by a family trust, with beneficial ownership disclaimed except for pecuniary interest
restricted stock units financial
"dividend equivalent restricted stock units in connection with the issuer's second quarter 2026 dividend"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent financial
"Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2026 dividend"
A dividend equivalent is a payment someone receives that matches the cash dividends paid on a stock, even though they don’t actually hold the shares. It often shows up in stock-based pay or certain derivatives, and matters to investors because it preserves the income value and alters the after-tax return and timing of payouts — think of it like getting a paycheck for the dividends you would have earned if you owned the stock directly.
pecuniary interest financial
"Mr. Harvey disclaims beneficial ownership of these shares except to the extent of his pecuniary interest"
family trust financial
"Shares held in a limited liability company owned by a family trust"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harvey Joseph M
(Last)(First)(Middle)
1166 AVENUE OF THE AMERICAS
(Street)
NEW YORK NEW YORK 10036
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
COHEN & STEERS, INC. [ CNS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock305,000IBy LLC(1)
Common Stock05/21/2026A1,514(2)A$01,339,012D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares held in a limited liability company owned by a family trust. Mr. Harvey disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
2. Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2026 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2023, January 2024, January 2025 and January 2026.
Remarks:
/s/ Brian W. Heller, Attorney-in-Fact05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CNS CEO Harvey Joseph report on this Form 4?

Harvey Joseph reported an acquisition of 1,514 shares of Cohen & Steers common stock. These were dividend equivalent restricted stock units credited in connection with the company’s second quarter 2026 dividend on previously granted restricted stock units.

How many CNS shares does Harvey Joseph hold directly after this Form 4?

After the reported award, Harvey Joseph directly holds 1,339,012 shares of Cohen & Steers common stock. This total reflects the latest reported grant of dividend equivalent restricted stock units credited at a zero dollar price per share.

What is the nature of the 305,000 indirectly held CNS shares?

The Form 4 shows 305,000 Cohen & Steers shares held indirectly through a limited liability company owned by a family trust. The filing states that Harvey Joseph disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Were the CNS shares on this Form 4 bought on the open market?

No, the 1,514 Cohen & Steers shares were not open-market purchases. They represent dividend equivalent restricted stock units credited at a price of $0.00 per share in connection with the company’s second quarter 2026 dividend on prior restricted stock unit grants.

What does the dividend equivalent restricted stock unit award mean for CNS CEO compensation?

The dividend equivalent restricted stock unit award adds 1,514 shares to Harvey Joseph’s equity-based compensation. These units accrued on unvested restricted stock unit awards granted in January 2023, 2024, 2025 and 2026, aligning part of his compensation with shareholder dividends.

Does the CNS Form 4 indicate any share sales by Harvey Joseph?

The Form 4 does not report any share sales by Harvey Joseph. It reports one acquisition of 1,514 dividend equivalent restricted stock units and a separate entry reflecting 305,000 shares held indirectly through a family trust-owned limited liability company.