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2026-09-30
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
September 30, 2026
___________________________
CNS Pharmaceuticals, Inc.
(Exact name of registrant as specified in its
charter)
___________________________
| Nevada |
001-39126 |
82-2318545 |
|
(State or other jurisdiction of
incorporation or organization) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
2100 West Loop South, Suite 900
Houston, Texas 77027
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including
area code: (800) 946-9185
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
___________________________
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section
12(b) of the Act:
| Title of each class |
Trading Symbols(s) |
Name of each exchange on which registered |
| Common stock, par value $0.001 per share |
CNSP |
The NASDAQ Stock Market LLC |
Item 5.02 Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
As reported below under
Item 5.07 of this Current Report, CNS Pharmaceuticals, Inc. (the “Company”) held its scheduled 2026 Annual Meeting of Stockholders
(the “Annual Meeting”) at which the Company’s stockholders approved amendments to the Company's 2020 Equity Plan (the
“2020 Plan”) including an increase in the number of shares of common stock, par value $0.001 per share, authorized for issuance
under the 2020 Plan by 650,000 shares. As amended, the number of shares of the common stock that may be issued under the 2020 Plan is
765,061 shares (this includes the 650,000 share increase).
For more information
about the 2020 Plan and amendments thereto, see the Company’s definitive proxy statement filed with the U.S. Securities and Exchange
Commission on August 21, 2026 (the “Proxy Statement”), the relevant portions
of which are incorporated herein by reference. The foregoing description of the amendments to the 2020 Plan does not purport to be complete
and is qualified in its entirety by reference to the complete text of the 2020 Plan, as amended, a copy of which is filed as Exhibit 10.1
to this Current Report and is incorporated herein by reference.
Item 5.07 Submission
of Matters to a Vote of Security Holders.
The Company
held its Annual Meeting at 12:00 p.m. ET on September 30, 2026. As of August 10, 2026, the
record date for the Annual Meeting, there were 1,461,449 shares of common stock issued and
outstanding and entitled to vote on the proposals presented at the Annual Meeting, of which 668,188, or 45.72%, were present in person
or represented by proxy, which constituted a quorum. The holders of shares of Company common stock are entitled to one vote for each share
held. Set forth below are the final voting results for each of the proposals submitted to a vote of the Company's stockholders at the
Annual Meeting.
The proposals
are described in detail in the Company’s Proxy Statement, the relevant portions of which are incorporated herein by reference.
Proposal 1. Election of Directors –
The Company’s stockholders elected Faith Charles, Bettina Cockroft, Michal Fisher, Jeffrey Keyes, Rami Levin and Amy Mahery, as
directors of the Company until the Company’s 2027 Annual Meeting of Stockholders, or until their respective successors have been
duly elected and qualified, by the following vote:
| Director | |
Votes For | |
Votes Withheld | |
Broker Non-Votes |
| Faith Charles | |
101,003 | |
4,113 | |
563,072 |
| Bettina Cockroft | |
102,445 | |
2,671 | |
563,072 |
| Michal Fisher | |
102,460 | |
2,656 | |
563,072 |
| Jeffrey Keyes | |
100,524 | |
4,592 | |
563,072 |
| Rami Levin | |
102,434 | |
2,682 | |
563,072 |
| Amy Mahery | |
101,295 | |
3,821 | |
563,072 |
Proposal 2. Ratification of
Appointment of Independent Registered Public Accounting Firm - The Company's stockholders ratified the appointment of MaloneBailey,
LLP as the Company's independent registered public accounting firm for the year ending December 31, 2026, by the following vote:
| Votes For | |
Votes Against | |
Abstain | |
Broker Non-Votes |
| 637,228 | |
30,874 | |
89 | |
0 |
Proposal
3. Executive Compensation – The Company’s stockholders approved a resolution approving, on an advisory basis, the compensation
paid to the Company’s executive officers, by the following vote:
| Votes For | |
Votes Against | |
Abstain | |
Broker Non-Votes |
| 98,103 | |
6,682 | |
331 | |
563,072 |
Proposal
4. Amendment to 2020 Equity Plan Approval - The Company’s stockholders approved amendments to the 2020 Plan including an increase
in the number of shares of common stock authorized for issuance by 650,000 shares under the 2020 Plan, by the following vote:
| Votes For | |
Votes Against | |
Abstain | |
Broker Non-Votes |
| 96,953 | |
8,128 | |
35 | |
563,072 |
Proposal
5. To Authorize an Adjournment of the Annual Meeting - The Company’s stockholders authorized
the adjournment of the Annual Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the
Annual Meeting or adjournment or postponement thereof to approve any of the above proposals, by the following vote:
| Votes For | |
Votes Against | |
Abstain | |
Broker Non-Votes |
| 622,421 | |
45,635 | |
132 | |
0 |
Item 9.01. Financial Statements
and Exhibits.
(d) Exhibits.
| No. |
|
Description |
| 10.1 |
|
CNS Pharmaceuticals, Inc. 2020 Equity Plan (as amended and restated) |
| 104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL
document) |
Signature
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
CNS Pharmaceuticals, Inc. |
|
| |
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By: |
/s/ Rami Levin |
|
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Rami Levin |
|
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|
Chief Executive Officer and President |
|
Dated: October 1, 2026