Compass Diversified Holdings (CODI) SEC Filings

Compass Diversified Holdings (CODI) reported that reporting person Zachary T. Sawtelle purchased 17,000 Common Shares on 08/13/2026 in an open-market or private transaction at a weighted average price of $12.4204 per share, with individual trade prices ranging from $12.39 to $12.45. Following this transaction, Sawtelle directly owned 73,588 Common Shares. An earlier Form 4 had inadvertently reported this trade as 7,000 shares, and this amendment corrects the purchased share amount.

Compass Diversified Holdings (CODI) reported that an entity associated with Glenn R. Richter purchased 38,051 Common Shares on 2026-08-14 in an open-market or private transaction. The weighted average purchase price was $13.1399 per share, across individual trades ranging from $12.905 to $13.26. Following this transaction, the reporting trust holds 38,051 Common Shares indirectly, through the Glenn R Richter Revocable Trust & Danielle L Richter Revocable Trust as Joint Tenants In Common, for which Mr. Richter serves as trustee and beneficiary.

Compass Diversified Holdings received an amended Schedule 13G filing from Divisadero Street Capital Management, LP and related parties reporting their position in the company’s Common Stock (CUSIP 20451Q104). The reporting group, including Divisadero Street Capital Management, LP, Divisadero Street Partners, L.P., Divisadero Street Partners GP, LLC, Divisadero Street Capital, LLC, and William Zolezzi, collectively reports beneficial ownership of 827,298 shares of Common Stock.

This position represents 1.1% of the class for each reporting person. They report no sole voting or dispositive power over the shares, and instead hold shared voting and shared dispositive power over 827,298 shares. All securities are directly owned by advisory clients of Divisadero Street Capital Management, LP, and none of those clients is deemed to beneficially own more than 5% of the outstanding Common Stock.

Larry L. Enterline, associated with Compass Diversified Holdings, purchased 67,114 Common Shares of Compass Diversified Holdings (CODI) on 2026-08-13 in an open-market transaction at a weighted average price of $12.4176 per share, with trade prices ranging from $12.30 to $12.50. Following this purchase, he directly owns 100,000 Common Shares, each representing one undivided beneficial interest in the Compass Diversified Holdings trust and corresponding to one underlying trust common interest. The transaction was not reported as made under a Rule 10b5-1 trading plan.

Compass Diversified Holdings director-affiliated trust reported an open-market purchase of 11,881 Common Shares on August 12, 2026 at a weighted average price of $12.2511 per share. After this transaction, 13,201 shares are held indirectly via a living trust and 14,103 shares are held directly. Footnotes state 1,320 shares were reclassified from direct to indirect holdings with no change in beneficial ownership.

Compass Diversified Holdings has a Schedule 13G reporting that three affiliated broker-dealers — G1 Execution Services, LLC, SIG Brokerage, LP and Susquehanna Securities, LLC — are Reporting Persons for its Shares representing beneficial interests. Together they report beneficial ownership of 5,617,877 Shares, representing 7.5% of the class, based on 75,236,000 Shares outstanding as of June 30, 2026. The reported holdings include options to buy 250,000 Shares for SIG Brokerage, LP and options to buy 3,958,100 Shares for Susquehanna Securities, LLC. Each entity reports its own sole voting and dispositive power for its direct holdings, and shared voting and dispositive power over all Shares reported, while disclaiming beneficial ownership of Shares held directly by the other Reporting Persons.

American Century Investment Management, Inc., together with American Century Companies, Inc. and the Stowers Institute for Medical Research, reports beneficial ownership of Compass Diversified Holdings common stock. The group reports beneficial ownership of 4,073,422 shares, representing 5.4% of the outstanding common stock as of June 30, 2026.

The reporting persons hold 3,879,187 shares with sole voting power and 4,073,422 shares with sole dispositive power, with no shared voting or dispositive power. American Century Investment Management, Inc. is identified as an investment adviser subsidiary of American Century Companies, Inc., which is controlled by the Stowers Institute for Medical Research.

Compass Diversified Holdings insider Stephen Keller purchased 10,000 Common Shares on 2026-08-12 at a weighted average price of $12.0143 per share, in trades ranging from $11.995 to $12.05. Following this transaction, he directly holds 51,840.375 shares, including 10,000 Roth IRA and 20,000 Rollover IRA shares that were reclassified from indirect to direct ownership with no change in beneficial ownership.

Compass Diversified Holdings insider Zachary T. Sawtelle reported open-market purchases of Common Shares. On August 12, 2026 he purchased 25,000 shares at a weighted average price of $11.9863 per share, and on August 13, 2026 he purchased 7,000 shares at $12.45 per share. A footnote states the August 12 trade comprised multiple transactions between $11.86 and $12.25. The filing also reports 1,628 Common Shares held indirectly by his spouse, and clarifies he has no pecuniary interest in shares previously reported as held by Compass Group Management LLC, which are excluded here.