Keller Stephen buys 30,000 CODI shares via IRAs

Compass Diversified Holdings insider Keller Stephen reported open-market purchases of Common Shares.

Rhea-AI Filing Summary

Compass Diversified Holdings insider Keller Stephen reported open-market purchases of Common Shares. On April 6, 2026, entities associated with him bought a total of 30,000 Common Shares in two transactions. A rollover IRA acquired 20,000 shares at a weighted average price of $8.6619 per share, and a Roth IRA acquired 10,000 shares at $8.50 per share. Following these transactions, indirect holdings include 20,000 shares by a Rollover IRA and 10,000 shares by a Roth IRA, while direct ownership stands at 11,840.375 Common Shares.

Insider Trade Summary

Net Buyer: 30,000 shares

Net Buy 3 txns

Insider Keller Stephen

Role Insider

Bought 30,000 shs ($258K)

Type	Security	Shares	Price	Value
Purchase	Common Shares	20,000	$8.6619	$173K
Purchase	Common Shares	10,000	$8.50	$85K
holding	Common Shares	--	--	--

Holdings After Transaction: Common Shares — 20,000 shares (Indirect, By Rollover IRA); Common Shares — 10,000 shares (Indirect, By Roth IRA); Common Shares — 11,840.375 shares (Direct)

Footnotes (2)

1. F1. Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
2. F2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.50 to $9.00, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Key Figures

Rollover IRA purchase: 20,000 shares at $8.6619 Roth IRA purchase: 10,000 shares at $8.50 Total shares bought: 30,000 shares +3 more

6 metrics

Rollover IRA purchase 20,000 shares at $8.6619 Open-market purchase on April 6, 2026

Roth IRA purchase 10,000 shares at $8.50 Open-market purchase on April 6, 2026

Total shares bought 30,000 shares Net-buy shares in this Form 4

Indirect rollover IRA holding 20,000 shares Total shares following transaction

Indirect Roth IRA holding 10,000 shares Total shares following transaction

Direct holding 11,840.375 shares Direct ownership following transaction

Key Terms

Rollover IRA, Roth IRA, weighted average price, Common Shares

4 terms

Rollover IRA financial

"direct_or_indirect: "I", nature_of_ownership: "By Rollover IRA""

Roth IRA financial

"direct_or_indirect: "I", nature_of_ownership: "By Roth IRA""

A Roth IRA is a retirement savings account you fund with money that’s already been taxed, and withdrawals taken in retirement under the account rules are tax-free. It matters to investors because it shifts the tax bill to today instead of retirement, potentially increasing after-tax income later—think of it like paying for a lifetime subscription now so you can use it without extra charges in the future—helpful for long-term tax planning and flexibility.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Common Shares financial

"Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings"

Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Keller Stephen report for Compass Diversified Holdings (CODI)?

Keller Stephen reported open-market purchases totaling 30,000 Common Shares of Compass Diversified Holdings on April 6, 2026. The trades were executed through his rollover IRA and Roth IRA accounts at prices between $8.50 and $9.00 per share.

At what prices were the CODI shares purchased in Keller Stephen’s Form 4 filing?

The rollover IRA purchase used a weighted average price of $8.6619 per share, while the Roth IRA purchase was at $8.50 per share. Footnotes note multiple trades occurred in a price range from $8.50 to $9.00 inclusive.

How many Compass Diversified (CODI) shares does Keller Stephen hold after these transactions?

After the reported transactions, indirect holdings include 20,000 Common Shares held by a rollover IRA and 10,000 Common Shares held by a Roth IRA. In addition, the filing shows 11,840.375 Common Shares held under direct ownership in his name.

Were Keller Stephen’s CODI share purchases direct or through retirement accounts?

The 30,000 Common Shares purchased on April 6, 2026 were acquired indirectly via retirement accounts: 20,000 shares by a rollover IRA and 10,000 shares by a Roth IRA. Direct ownership is disclosed separately as 11,840.375 shares.

Does Keller Stephen’s Form 4 for CODI include any share sales or only purchases?

The Form 4 shows only open-market purchases, with no reported sales. According to the transaction summary, there were 2 buy transactions totaling 30,000 shares and 0 sell transactions, resulting in a net-buy position for this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/06/2026 - 05:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keller Stephen

(Last) (First) (Middle)

301 RIVERSIDE AVENUE, SECOND FLOOR

(Street)

WESTPORT CONNECTICUT 06880

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Compass Diversified Holdings [ CODI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			See Remark (a)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares(1)	04/06/2026		P		20,000	A	$8.6619(2)	20,000	I	By Rollover IRA
Common Shares(1)	04/06/2026		P		10,000	A	$8.5	10,000	I	By Roth IRA
Common Shares(1)								11,840.375	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.

2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.50 to $9.00, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Remarks:

(a) Mr. Keller is the Chief Financial Officer of Compass Group Diversified Holdings LLC, Sponsor of the Trust.

	/s/ Stephen Keller, by Carrie W. Ryan as attorney-in-fact	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)