Stephen Keller buys 10,000 Compass Diversified shares

Compass Diversified Holdings insider Stephen Keller purchased 10,000 Common Shares on 2026-08-12 at a weighted average price of $12.0143 per share, in trades ranging from $11.995 to $12.05.

Rhea-AI Filing Summary

Compass Diversified Holdings insider Stephen Keller purchased 10,000 Common Shares on 2026-08-12 at a weighted average price of $12.0143 per share, in trades ranging from $11.995 to $12.05. Following this transaction, he directly holds 51,840.375 shares, including 10,000 Roth IRA and 20,000 Rollover IRA shares that were reclassified from indirect to direct ownership with no change in beneficial ownership.

Insider Trade Summary

Net Buyer: 10,000 shares

Net Buy 1 txn

Insider Keller Stephen

Role Insider

Bought 10,000 shs ($120K)

Type	Security	Shares	Price	Value
Purchase	Common Shares F1, F2, F3	10,000	$12.0143	$120K

Holdings After Transaction: Common Shares — 51,840.375 shares (Direct)

Footnotes (3)

1. F1. Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
2. F2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.995 to $12.05, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
3. F3. Includes 10,000 shares held in a Roth IRA and 20,000 shares held in a Rollover IRA that were previously reported as indirectly owned on prior filings. They are now reported as directly owned, consistent with the reporting person's ownership of securities held by an IRA custodian in the reporting person's name. No change in beneficial ownership has occurred.

Key Figures

Shares purchased: 10,000 shares Weighted average purchase price: $12.0143 per share Purchase price range: $11.995 to $12.05 per share +3 more

6 metrics

Shares purchased 10,000 shares Common Shares bought on 2026-08-12 in open-market or private transactions

Weighted average purchase price $12.0143 per share Average price for 10,000 Common Shares purchased on 2026-08-12

Purchase price range $11.995 to $12.05 per share Range of prices for multiple purchase transactions on 2026-08-12

Shares owned after transaction 51,840.375 shares Total Common Shares directly owned by Stephen Keller following the purchase

Roth IRA shares included 10,000 shares Roth IRA holdings now reported as directly owned with no beneficial change

Rollover IRA shares included 20,000 shares Rollover IRA holdings now reported as directly owned with no beneficial change

Key Terms

weighted average price, Roth IRA, Rollover IRA, beneficial ownership, +1 more

5 terms

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Roth IRA financial

"Includes 10,000 shares held in a Roth IRA and 20,000 shares held"

A Roth IRA is a retirement savings account you fund with money that’s already been taxed, and withdrawals taken in retirement under the account rules are tax-free. It matters to investors because it shifts the tax bill to today instead of retirement, potentially increasing after-tax income later—think of it like paying for a lifetime subscription now so you can use it without extra charges in the future—helpful for long-term tax planning and flexibility.

Rollover IRA financial

"Includes 10,000 shares held in a Roth IRA and 20,000 shares held"

beneficial ownership financial

"No change in beneficial ownership has occurred."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

undivided beneficial interest financial

"Each Common Share represents one undivided beneficial interest in"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CODI report for Stephen Keller?

Stephen Keller bought 10,000 Compass Diversified Holdings Common Shares on 2026-08-12 at a $12.0143 weighted average price. The purchases occurred in multiple trades between $11.995 and $12.05 per share, classified as open-market or private transactions.

At what prices did Stephen Keller buy CODI shares?

Keller’s CODI purchases used a $12.0143 weighted average price, with individual trades from $11.995 to $12.05 per share. The filing notes these were multiple transactions and detailed trade breakdowns are available to regulators and shareholders upon request.

How many CODI shares does Stephen Keller own after this transaction?

After the reported purchase, Keller directly holds 51,840.375 CODI Common Shares. This total includes 10,000 shares in a Roth IRA and 20,000 in a Rollover IRA, which were reclassified from indirect to direct ownership without changing his beneficial ownership.

Were Stephen Keller’s CODI trades under a Rule 10b5-1 trading plan?

No. The filing shows the Rule 10b5-1 checkbox as not selected, indicating the 10,000-share purchase was not made pursuant to a Rule 10b5-1 trading plan. The transactions are reported as standard open-market or private purchases.

Did the CODI filing indicate any change in beneficial ownership from IRA reclassifications?

The filing states there was no change in beneficial ownership from reclassifying 10,000 Roth IRA and 20,000 Rollover IRA shares as directly owned. They were previously reported as indirectly owned and are now aligned with Keller’s direct IRA holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/13/2026 - 06:32 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keller Stephen

(Last) (First) (Middle)

301 RIVERSIDE AVENUE, SECOND FLOOR

(Street)

WESTPORT CONNECTICUT 06880

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Compass Diversified Holdings [ CODI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			See Remark (a)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares(1)	08/12/2026		P		10,000	A	$12.0143(2)	51,840.375(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.

2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.995 to $12.05, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

3. Includes 10,000 shares held in a Roth IRA and 20,000 shares held in a Rollover IRA that were previously reported as indirectly owned on prior filings. They are now reported as directly owned, consistent with the reporting person's ownership of securities held by an IRA custodian in the reporting person's name. No change in beneficial ownership has occurred.

Remarks:

(a) Mr. Keller is the Chief Financial Officer of Compass Group Diversified Holdings LLC, Sponsor of the Trust.

	/s/ Stephen Keller, by Carrie W. Ryan as attorney-in-fact	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)