Celia Edwards Plans Sale of 2,108 Capital One Shares

Capital One’s insider Celia Edwards has filed a Form 144 notice to sell 2,108 shares of common stock.

Rhea-AI Filing Summary

Capital One’s insider Celia Edwards has filed a Form 144 notice to sell 2,108 shares of common stock. The planned sale, through Morgan Stanley Smith Barney LLC on the NYSE, has an aggregate market value of 460071.00, with 635,733,605 common shares outstanding.

The shares to be sold were acquired in 2024, including 42 shares via an Employee Stock Purchase Plan and 2,066 performance shares from the issuer. Over the past three months, Edwards has already sold 2,937 shares for gross proceeds of 640706.55 and 2,064 shares for 504338.40.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Capital One (COF) Form 144 filed by Celia Edwards disclose?

The Form 144 discloses that insider Celia Edwards intends to sell 2,108 Capital One common shares. The planned sale has an aggregate market value of 460071.00, using Morgan Stanley Smith Barney LLC as broker and listing the NYSE as the trading venue.

How many Capital One (COF) shares is Celia Edwards planning to sell under this Form 144?

Celia Edwards plans to sell 2,108 Capital One common shares. These shares were largely acquired in 2024 through an Employee Stock Purchase Plan and performance share awards, and will be sold through Morgan Stanley Smith Barney LLC on the NYSE under Rule 144.

What is the market value of the Capital One (COF) shares covered by this Form 144?

The shares covered by the Form 144 have an aggregate market value of 460071.00. This value corresponds to 2,108 Capital One common shares proposed for sale, as reported in the securities information section listing the broker, share amount, and market value.

How many Capital One (COF) shares has Celia Edwards sold in the past three months?

Over the past three months, Celia Edwards sold 2,937 Capital One common shares on 12/01/2025 and 2,064 shares on 01/02/2026. These transactions generated gross proceeds of 640706.55 and 504338.40, respectively, according to the recent sales table.

How were the Capital One (COF) shares being sold by Celia Edwards originally acquired?

The shares were acquired in 2024 through company-related programs. Edwards obtained 42 shares on 03/31/2024 via an Employee Stock Purchase Plan for cash and 2,066 performance shares on 03/11/2024, both directly from the issuer, as detailed in the acquisition table.

What does the Form 144 say about Capital One (COF) shares outstanding?

The filing reports that 635,733,605 Capital One common shares are outstanding. This figure appears alongside the planned sale of 2,108 shares, providing context on the issuer’s total common share base relative to the proposed Rule 144 sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/02/2026 - 04:07 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001741344
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 Capital One Drive McLean VIRGINIA 22102
Phone	(703) 720-1000
Name of Person for Whose Account the Securities are To Be Sold	CELIA EDWARDS KARAM
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2108	460071.00	635733605	02/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/31/2024	Employee Stock Purchase Plan	Issuer			42	03/31/2024	Cash
Common	03/11/2024	Performance Shares	Issuer			2066	03/11/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CELIA EDWARDS KARAM 1680 Capital One Drive McLean VA 22102	Common	12/01/2025	2937	640706.55
CELIA EDWARDS KARAM 1680 Capital One Drive McLean VA 22102	Common	01/02/2026	2064	504338.40

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the purchase of Employee Stock Purchase Plan shares during the period of 3/31/2024 through 1/31/2025.
Date of Notice	02/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/14/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Celia Karam
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)