STOCK TITAN

CAPITAL ONE FINANCIAL (COF) SEC Filings

COF NYSE
Rhea-AI Summary

Capital One Financial Corporation officer and director Richard D. Fairbank reported a proposed sale of 90,743 common shares, with an aggregate market value of $18,407,809.46; October 27, 2026, is the approximate sale date. Separately, 975 shares Fairbank donated through the Fairbank Foundation to Georgetown University on July 23, 2026, were sold by the university on July 29, 2026.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
-
Rhea-AI Summary

Capital One Financial Corporation (COF) reported domestic credit-card and auto loan charge-off and delinquency metrics for the month ended September 30, 2026. Domestic credit-card net charge-offs were $787 million, a 3.66% rate, while 30+ day performing delinquencies were $9.741 billion, or 3.74%.

For auto loans, net charge-offs were $125 million at a 1.62% rate; 30+ day performing delinquencies were $4.314 billion at 4.64%, and nonperforming loans were $603 million at 0.65%. Net charge-off rates use annualized charge-offs divided by average loans held for investment; delinquency and nonperforming-loan rates use the corresponding balances divided by period-end loans held for investment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
2.53%
Tags
current report
-
Rhea-AI Summary

Capital One Financial Corporation reported third-quarter 2026 net income of $3.539 billion, or $5.61 per diluted share, up 11% and 16%, respectively, from the third quarter of 2025. Total net revenue was $16.344 billion, up 6% year over year, and net interest income was $12.886 billion. Adjusted diluted EPS, a non-GAAP measure, was $6.69.

Capital One reported $3.121 billion of net charge-offs and a $2.916 billion provision for credit losses; its allowance for credit losses included a $225 million release. Period-end loans held for investment were $462.530 billion, up 4% year over year. Period-end deposits were $480.697 billion, up 3% year over year and down 1% quarter over quarter. The common equity Tier 1 capital ratio was 13.8% as of September 30, 2026; the company said the ratio was preliminary and subject to change.

Third-quarter results included $483 million of acquisition amortization expenses, $338 million of Discover integration expenses and $47 million of Brex integration expenses. Capital One completed its acquisition of Brex on April 7, 2026, in a stock-and-cash transaction.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
2.53%
Tags
current report
Rhea-AI Summary

Capital One Financial Corp. officer Lia Dean (Pres, Banking & Prem. Products) sold 1,887 shares of common stock on October 15, 2026, at $195.86 per share. The transaction was executed under a Rule 10b5-1 trading plan entered into on May 14, 2026. Lia Dean directly held 59,308 shares after the sale.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Capital One Financial Corp. reporting person Celia Karam, whose listed title is Pres, Retail Bank, sold 1,927 shares of common stock on October 15, 2026, at $195.86 per share. The sale was executed pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2026. Reported direct holdings after the sale were 55,774 shares, including shares acquired through the company's Associate Stock Purchase Plan since the last reported transaction.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Capital One Financial Corporation officer Celia Edwards Karam reported an intended sale of 1,927 common shares, with an aggregate market value of $377,422.22 and an approximate sale date of October 15, 2026, through Morgan Stanley Smith Barney LLC. Karam acquired the shares from the issuer as performance shares on February 15, 2025. Earlier common-share sales attributed to Karam were 2,017 shares on September 15, 2026, and 1,888 shares on August 17, 2026.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
2.32%
Tags
other
Rhea-AI Summary

Capital One Financial Corp. officer Lia Dean reported a proposed sale of 1,887 common shares, with an aggregate market value of $369,587.82, through Morgan Stanley Smith Barney LLC on NYSE, with an approximate sale date of October 15, 2026. The notice also reports sales of 2,067 shares for $425,947.25 on September 15, 2026, and 2,193 shares for $494,565.75 on August 17, 2026. It lists 956 performance shares dated February 15, 2019, and 931 dated February 15, 2023.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
2.32%
Tags
other
-
Rhea-AI Summary

Capital One Financial Corp (COF) General Counsel & Corp Secy Matthew W. Cooper sold 3,500 shares of common stock on October 6, 2026, at $196.22 per share. The transaction was executed under a Rule 10b5-1 trading plan entered into January 26, 2026. Cooper reported direct holdings of 79,694 shares after the sale.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Capital One Financial Corp. (COF) is identified as the issuer in a notice of Matthew Cooper’s proposed sale of 3,500 common shares, with an aggregate market value of $686,770 and an approximate sale date of October 6, 2026. Matthew Cooper is identified as an officer, and Morgan Stanley Smith Barney LLC is listed as the broker. The notice also lists three earlier sales of 3,500 shares each: September 1, August 4 and July 7, 2026, at reported aggregate market values of $749,350, $767,655 and $728,000, respectively.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
Rhea-AI Summary

CAPITAL ONE FINANCIAL CORP (COF) reported that Celia Karam, President of the Retail Bank, sold 2,017 shares of common stock on September 15, 2026 at $206.07 per share in an open-market transaction. The sale was made under a Rule 10b5-1 trading plan adopted on May 14, 2026, and she now holds 57,696 shares, including shares acquired through the company’s associate stock purchase plan.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider

FAQ

How many CAPITAL ONE FINANCIAL (COF) SEC filings are available on StockTitan?

StockTitan tracks 216 SEC filings for CAPITAL ONE FINANCIAL (COF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for CAPITAL ONE FINANCIAL (COF)?

The most recent SEC filing for CAPITAL ONE FINANCIAL (COF) was filed on October 27, 2026.