COF Form 144: Insider sold 6,808 shares

Capital One Financial reported sales of Common stock under Regulation 144 by Celia Edwards Karam.

Rhea-AI Filing Summary

Capital One Financial reported sales of Common stock under Regulation 144 by Celia Edwards Karam. The filing lists three transactions: 2,064 shares on 01/02/2026 for $504,338.40, 2,108 shares on 02/02/2026 for $460,071.00, and 1,636 shares on 03/02/2026 for $312,476.00. The securities include Performance Shares and Employee Stock Purchase Plan shares.

Key Figures

Shares sold 01/02/2026: 2,064 shares Proceeds 01/02/2026: $504,338.40 Shares sold 02/02/2026: 2,108 shares +5 more

8 metrics

Shares sold 01/02/2026 2,064 shares sale dated 01/02/2026

Proceeds 01/02/2026 $504,338.40 proceeds from 2,064-share sale

Shares sold 02/02/2026 2,108 shares sale dated 02/02/2026

Proceeds 02/02/2026 $460,071.00 proceeds from 2,108-share sale

Shares sold 03/02/2026 1,636 shares sale dated 03/02/2026

Proceeds 03/02/2026 $312,476.00 proceeds from 1,636-share sale

Aggregate shares listed 6,808 shares sum of the three listed sales

Aggregate proceeds listed $1,276,885.40 sum of proceeds from the three sales

Key Terms

Performance Shares, Employee Stock Purchase Plan, Form 144 / Regulation 144, Morgan Stanley Smith Barney LLC

4 terms

Performance Shares financial

"Common | 02/15/2025 | Performance Shares | ISSUER"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Employee Stock Purchase Plan financial

"Common | 02/28/2025 | Employee Stock Purchase Plan | ISSUER"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Form 144 / Regulation 144 regulatory

"144: Securities Sold During The Past 3 Months"

Morgan Stanley Smith Barney LLC other

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transactions does the COF Form 144 disclose?

The Form 144 shows three sales by Celia Edwards Karam: 2,064 shares on 01/02/2026 for $504,338.40, 2,108 shares on 02/02/2026 for $460,071.00, and 1,636 shares on 03/02/2026 for $312,476.00.

Who is the reporting seller on the COF Form 144?

The reporting seller is Celia Edwards Karam, with an address listed as 1680 Capital One Drive, McLean, VA. The filing attributes the three common stock sales to this individual.

What types of securities are referenced in the COF filing?

The filing references Common stock and notes securities types including Performance Shares and Employee Stock Purchase Plan shares, with plan and issuance rows dated in 2025.

Which broker or agent is shown on the notice?

The broker listed is Morgan Stanley Smith Barney LLC, located at 1 New York Plaza, 8th Floor, New York, NY 10004, with an account reference and NYSE indicated in the securities section.

Are the dollar amounts for each sale provided in the Form 144?

Yes. Each transaction includes proceeds: $504,338.40 for 2,064 shares (01/02/2026), $460,071.00 for 2,108 shares (02/02/2026), and $312,476.00 for 1,636 shares (03/02/2026).

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/01/2026 - 04:13 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001741344
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 Capital One Drive McLean VIRGINIA 22102
Phone	(703) 720-1000
Name of Person for Whose Account the Securities are To Be Sold	CELIA EDWARDS KARAM
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1099	203985.39	621931593	04/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2025	Performance Shares	ISSUER			1098	02/15/2025	Not Applicable
Common	02/28/2025	Employee Stock Purchase Plan	ISSUER			1	02/28/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CELIA EDWARDS KARAM 1680 Capital One Drive McLean VA 22102	Common	03/02/2026	1636	312476.00
CELIA EDWARDS KARAM 1680 Capital One Drive McLean VA 22102	Common	02/02/2026	2108	460071.00
CELIA EDWARDS KARAM 1680 Capital One Drive McLean VA 22102	Common	01/02/2026	2064	504338.40

144: Remarks and Signature

Remarks
Date of Notice	04/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/14/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Celia Karam
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)