Capital One officer granted 11,041 restricted stock units
LaPrade,III Frank G. reported acquisition or exercise transactions in this Form 4 filing.
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Form Type
4
Rhea-AI Filing Summary
LaPrade,III Frank G. reported acquisition or exercise transactions in this Form 4 filing.
Capital One Financial Chief Enterprise Services Officer Frank G. LaPrade III received a grant of 11,041 restricted stock units, each representing one future share of common stock. The award vests in one-third increments starting on April 7, 2027 and annually thereafter. After this grant, he holds 69,283 shares directly and an additional 830 equivalent shares through the company 401(k) plan.
Insider Trade Summary
Grant/Award: 11,041 shares
Grant/Award
2 txns
Insider
LaPrade,III Frank G.
Role
Chief Enterprise Srvcs Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 11,041 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 69,283 shares (Direct);
Common Stock — 830 shares (Indirect, By 401(k))
Footnotes (2)
- F1. This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
- F2. Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
Key Figures
Restricted stock units granted: 11,041 units
Award vesting schedule: 1/3 annually
Direct share holdings after grant: 69,283 shares
+2 more
5 metrics
Restricted stock units granted
11,041 units
Equity award to Chief Enterprise Services Officer on April 7, 2026
Award vesting schedule
1/3 annually
Begins April 7, 2027 and continues annually thereafter
Direct share holdings after grant
69,283 shares
Common stock directly owned following reported transaction
Indirect 401(k) equivalent shares
830 shares
Equivalent ownership in company 401(k) Plan as of latest transaction date
Grant price per share
$0.0000 per share
Reported transaction price for compensation-related equity award
Key Terms
restricted stock unit, contingent right, 401(k) Plan, unitized plan
4 terms
restricted stock unit financial
"This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of Company common stock."
401(k) Plan financial
"Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
unitized plan financial
"Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Capital One (COF) disclose about Frank LaPrade’s new equity award?
Capital One reported that Chief Enterprise Services Officer Frank G. LaPrade III received 11,041 restricted stock units. Each unit represents a contingent right to one share of common stock, awarded at no cash cost as part of his compensation.
How do Frank LaPrade’s new restricted stock units at Capital One (COF) vest?
The 11,041 restricted stock units vest in one-third increments, beginning on April 7, 2027 and annually thereafter. This means portions of the award become deliverable as shares over three years, encouraging longer-term alignment with company performance.
Is Frank LaPrade’s Capital One (COF) Form 4 a market purchase or sale?
The Form 4 shows a grant classified as a compensation-related acquisition, not a market trade. Code “A” indicates an award or other acquisition, and the per-share transaction price is reported as $0.0000, reflecting a stock-based compensation grant rather than a purchase.
What does each restricted stock unit mean in Capital One (COF) executive awards?
Each restricted stock unit in this award gives a contingent right to receive one share of Capital One common stock. The shares are only delivered as the units vest over time, tying executive compensation to continued service and the company’s long-term shareholder value.
How is Frank LaPrade’s 401(k) ownership in Capital One (COF) reported?
His 401(k) holdings are shown as indirect ownership of 830 equivalent shares in a unitized 401(k) Plan. This figure represents his proportional interest in a plan investment option that holds Capital One stock as of the date of the latest reported transaction.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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