CAPITAL ONE FINANCIAL CORP (COF) reported that officer Dean Lia, President of Banking & Premium Products, sold 2,066 shares of common stock on September 15, 2026 in an open-market or private transaction at $206.07 per share. After this sale, he directly holds 61,195 shares of Capital One common stock. The transaction was executed under a Rule 10b5-1 trading plan adopted on May 14, 2026.
CAPITAL ONE FINANCIAL CORPORATION (COF) is the issuer for which officer Celia Edwards Karam has filed a Rule 144 notice covering planned sales of company common stock. The notice lists 2,017 performance share units to be sold through Morgan Stanley Smith Barney, reflecting equity awards from 2024 and 2025.
The filing also reports that Karam sold 1,888 shares of Capital One common stock in the preceding three months for aggregate proceeds of $425,782.14.
Capital One Financial Corporation (COF) closed a euro-denominated senior debt offering consisting of €750,000,000 aggregate principal amount of 4.326% Fixed-to-Floating Rate Senior Notes due 2032 and €750,000,000 aggregate principal amount of 4.832% Fixed-to-Floating Rate Senior Notes due 2037 (together, the Notes).
The Notes were issued under Capital One’s existing senior indenture structure, as supplemented, and were sold pursuant to an Underwriting Agreement dated September 9, 2026 with a syndicate of underwriters including Barclays Bank PLC, Deutsche Bank AG, London Branch, Goldman Sachs & Co. LLC, Morgan Stanley & Co. International plc and Capital One Securities, Inc. The company also entered into a Paying Agency Agreement with The Bank of New York Mellon, London Branch in connection with the offering.
Capital One Financial Corporation (COF) announced that it will present at the Barclays 24th Annual Global Financial Services Conference in New York, New York on September 16, 2026, at 12:00 p.m. ET. A live audio webcast will be accessible through the company’s Investor Center on its website.
The presentation replay will be archived on the company’s website through at least September 30, 2026, allowing investors and other interested parties to listen after the live event.
CAPITAL ONE FINANCIAL CORPORATION (COF) has a notice from officer Lia Dean of a proposed sale of 2,067 shares of common stock under Rule 144 through Morgan Stanley Smith Barney LLC. The shares have an estimated aggregate market value of $425,947.25 at the time of the notice.
The shares to be sold were acquired from vesting of Performance Shares between March 1, 2023 and February 15, 2025 and from purchases under an Employee Stock Purchase Plan between May 24, 2018 and January 31, 2026. A separate line in the form shows common shares outstanding of 613,484,836, which is a baseline figure, not the amount being sold.
Capital One Financial Corporation (COF) reported monthly credit quality metrics as of and for the month ended August 31, 2026, furnishing charge-off and delinquency data for key loan categories. For domestic credit cards, average loans held for investment were $257.5 billion, with net charge-offs of $892 million, a 4.16% net charge-off rate, and $9.3 billion of 30+ day performing delinquencies, a 3.57% rate. For auto loans, average loans held for investment were $91.2 billion, with net charge-offs of $126 million and a 1.66% net charge-off rate; 30+ day performing delinquencies were $4.2 billion, a 4.54% rate, and nonperforming auto loans were $572 million, a 0.62% rate.
Capital One Financial Corporation (COF) is issuing €1.5 billion of senior unsecured euro-denominated notes in two tranches: €750 million 4.326% fixed‑to‑floating notes due 2032 and €750 million 4.832% fixed‑to‑floating notes due 2037. Each series pays an annual fixed coupon in euros from September 15, 2026 to one year before maturity, then switches to a floating rate of three‑month EURIBOR plus 1.072% for the 2032 notes and 1.451% for the 2037 notes, with quarterly payments. Capital One may redeem each series at par one year prior to maturity or upon specified tax events.
The notes rank equally with Capital One’s other unsecured, unsubordinated debt and are structurally subordinated to obligations of its subsidiaries; as of June 30, 2026, senior unsecured indebtedness was $31.1 billion. The securities are issued in minimum denominations of €100,000, with no sinking fund, and Capital One intends to list them on the NYSE. Net proceeds of about €1.491 billion are earmarked for general corporate purposes, including debt repayment, share repurchases and acquisitions, following recent transactions such as the approximately $4.5 billion Brex acquisition.
Capital One Financial Corporation (COF) is offering two series of euro-denominated fixed-to-floating rate senior notes, maturing in 2032 and 2037, under its existing shelf registration. Each series pays a fixed annual coupon from issuance until one year before maturity, then a quarterly floating rate based on three‑month EURIBOR plus a spread until maturity. The notes are issued in minimum denominations of €100,000, rank as Capital One’s unsecured, unsubordinated obligations, and are structurally subordinated to the liabilities of its subsidiaries, including deposits at Capital One, National Association.
Capital One may redeem each series at par plus accrued interest on the reset date one year before maturity, and earlier if certain tax events require it, creating reinvestment risk for holders. All payments of principal, interest and any additional amounts are intended to be made in euros, exposing investors to foreign exchange risk and potential euro unavailability or exchange controls, in which case payments would switch to U.S. dollars using specified official rates. Interest after the reset dates depends on EURIBOR and includes detailed fallback provisions that could replace EURIBOR with another benchmark such as €STR if a benchmark disruption occurs. Net proceeds, estimated in euros, will be used for general corporate purposes, including debt repayment, capital management, acquisitions and investments in subsidiaries, following the recent Discover and Brex acquisitions.
CAPITAL ONE FINANCIAL CORP (COF) reported that Matthew W. Cooper, General Counsel & Corporate Secretary, sold 3,500 shares of common stock on September 1, 2026 at an average price of $214.10 per share under a Rule 10b5-1 trading plan. Following this planned sale, he directly holds 83,194 shares of Capital One common stock.
Capital One Financial Corporation (COF) reports a charter change related to a preferred stock series. On September 1, 2026, the company filed a Certificate of Elimination in Delaware to remove from its Restated Certificate of Incorporation all matters relating to its Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series M.
All outstanding shares of the Series M Preferred Stock were redeemed on September 1, 2026 in accordance with their Certificate of Designations, and the related Certificate of Elimination is attached as an exhibit and incorporated by reference.