Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation (NYSE: COF) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its operations as a financial holding company focused on credit card, auto, consumer and commercial lending. This SEC filings page surfaces those disclosures and pairs them with AI-powered tools to help readers interpret complex financial and legal information.
Through its periodic reports, Capital One provides consolidated financial statements, segment results for Credit Card, Consumer Banking and Commercial Banking, loan and deposit statistics, and regulatory capital measures such as the Common Equity Tier 1 capital ratio under the Basel III Standardized Approach. Earnings releases and financial supplements are furnished on Form 8-K under Item 2.02, often accompanied by reconciliations of non-GAAP measures like adjusted net income, adjusted net interest margin and adjusted efficiency ratios.
Capital One also files numerous current reports on Form 8-K under Item 7.01 to furnish monthly charge-off and delinquency metrics, giving additional visibility into credit performance across its lending portfolios. Other 8-Ks describe capital markets transactions, including public offerings of fixed-to-floating rate senior notes, the issuance of preferred stock series represented by depositary shares, and updates to share repurchase authorizations. Filings list the company’s registered securities, such as common stock, multiple series of Fixed Rate Non-Cumulative Perpetual Preferred Stock depositary shares and 1.650% Senior Notes due 2029, all traded on the New York Stock Exchange.
For users reviewing COF SEC filings, this page offers real-time access to new submissions as they appear on EDGAR. AI-generated summaries highlight key points from lengthy documents, helping readers quickly identify items such as segment performance, capital ratios, debt issuance terms, dividend declarations and notable corporate actions. Filings related to the all-stock acquisition and integration of Discover, as well as the company’s multi-year Community Benefits Plan, are also accessible here.
In addition, this page provides a convenient way to examine disclosures relevant to capital structure and insider-related information, including preferred stock terms, senior notes indentures and compensation-related items reported in 8-Ks. By combining the full text of Capital One’s SEC documents with AI explanations, the filings page is intended to make complex regulatory reporting more understandable for investors, analysts and other interested readers.
Capital One Financial Corporation filed a current report announcing it will present at the Goldman Sachs 2025 U.S. Financial Services Conference in New York. The presentation is scheduled for Tuesday, December 9, 2025, at 2:20 p.m. EST. A live audio webcast will be accessible through the company’s website by navigating to the Investor Center under the “Investors” section. The replay of the presentation will remain available on the site through at least December 22, 2025, allowing interested listeners additional time to review management’s remarks.
Capital One Financial Corp. reported an insider stock sale by its General Counsel and Corporate Secretary. On 12/02/2025, the executive sold 2,000 shares of Capital One common stock at a price of $221.54 per share. After this transaction, the executive beneficially owned 94,486 shares directly.
The filing notes that this sale was executed under a pre-arranged Rule 10b5-1 trading plan that the reporting person entered into on January 23, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day company developments.
Capital One Financial Corp reported that its Pres, Retail Bank executed a stock sale under a pre-arranged trading plan. On 12/01/2025, the officer sold 2,936 shares of common stock at $218.15 per share. After this transaction, the officer beneficially owned 63,433 shares. The trade was carried out pursuant to a Rule 10b5-1 trading plan that the reporting person entered into on August 14, 2025, and the share count includes stock acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One Financial Corp3,269 shares of Capital One common stock on December 1, 2025 at a price of $218.15 per share. After this sale, the executive still directly owns 69,855 shares of Capital One common stock.
The filing notes that this sale was made under a pre-arranged Rule 10b5-1 trading plan, which the executive entered into on August 14, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day nonpublic information about the company.
A Form 144 notice has been filed covering the proposed sale of 3,269 shares of common stock of issuer associated with ticker COF. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, with an approximate aggregate market value of $713,132.35 and an approximate sale date of 12/01/2025. Shares of this class outstanding are reported as 635,733,605.
The securities to be sold were acquired through an Employee Stock Purchase Plan and Performance Shares. The filing shows 4 shares acquired on 03/01/2024 for cash, 3,163 shares as Performance Shares acquired on 01/30/2020, and 102 shares acquired via the Employee Stock Purchase Plan on 02/01/2024 for cash. The filer represents that they do not know any undisclosed material adverse information about the issuer’s current or prospective operations.
A holder of COF common stock has filed a notice of proposed sale under Rule 144. The notice covers up to 2,937 common shares to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $640,706.55. The filing notes that 635,733,605 common shares were outstanding.
The shares to be sold were originally acquired from the issuer on 04/30/2021, including 2,914 shares received as performance shares and 23 shares purchased through an Employee Stock Purchase Plan, with cash used for the ESPP purchase. The notice also includes standard representations that the seller is not aware of undisclosed material adverse information about the issuer.
Capital One Financial (COF) reported insider share sales by its Chief Enterprise Services Officer. On 11/13/2025, the officer sold 4,276 shares of common stock at a weighted average price of $220.84 and 13,564 shares at a weighted average price of $222.41. These transactions were executed under a Rule 10b5-1 trading plan entered into on August 14, 2025. After these sales, the officer directly owned 48,315 shares of Capital One common stock and held the equivalent of 818 additional shares through the company’s 401(k) plan.
Capital One Financial Corporation filed a Form 8-K to furnish its Monthly Charge-Off and Delinquency Metrics for its credit portfolios as of and for the month ended October 31, 2025. The information is provided under Regulation FD as Exhibit 99.1, giving the market updated data on credit losses and past-due loan trends for that period.
Capital One Financial (COF) has a Rule 144 notice for a proposed sale of 17,840 common shares, with an approximate sale date of 11/13/2025. The filing lists an aggregate market value of $3,961,075.86 and names Morgan Stanley Smith Barney LLC as broker, with trading on the NYSE.
The shares were acquired as performance share awards on 03/11/2024 (10,212) and 02/15/2024 (7,628). Shares outstanding were 635,733,605.
Capital One Financial (COF) insider transaction: An officer, the President of Commercial Banking, reported selling 43,200 shares of common stock on 11/06/2025 at $221.83 per share under a trading plan intended to satisfy Rule 10b5-1(c).
Following the sale, the reporting person beneficially owned 73,020 shares, held directly. The trading plan was entered on July 25, 2025, and the filing reflects a Form 4 submitted by one reporting person.
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