Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation filings document a financial services holding company with common stock, preferred depositary shares and senior notes listed on the New York Stock Exchange. Current reports cover operating results, financial supplements, monthly charge-off and delinquency metrics, dividend actions, registration-statement exhibits and other material-event disclosures tied to its credit card, consumer banking, global payments and commercial banking activities.
Proxy and annual-meeting filings describe board elections, executive-compensation votes, auditor ratification, stockholder voting results and related governance matters. Capital-structure disclosures identify series of fixed-rate non-cumulative perpetual preferred stock represented by depositary shares, alongside common stock and senior debt securities.
Detrick Christine Rose reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Christine Rose Detrick received an award of 1,294 shares of Common Stock on May 8, 2026, recorded as a grant at a price of $0.00 per share. These restricted stock units vest in full and settle in common shares on May 8, 2027, with additional shares to be credited for accrued dividends at settlement.
Following this award, Detrick directly holds 8,923 shares of Capital One common stock, including shares representing dividends accrued on previously vested restricted stock units.
Harford Suni P reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Suni P. Harford received an equity award of 1,294 shares of common stock in the form of restricted stock units. These RSUs vest in full and settle in common shares on May 8, 2027, and will include additional shares for accrued dividends. Following this grant, Harford directly holds 4,314 shares of Capital One common stock.
Leenaars Cornelis PAJ reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Cornelis PAJ Leenaars received a grant of 1,294 shares of common stock on May 8, 2026 as a stock award, with no purchase price. These are restricted stock units that vest and settle in common shares on May 8, 2027, and will include additional shares for dividends accrued until settlement. After this award, Leenaars directly holds a total of 15,192 common shares, reflecting routine equity-based compensation rather than an open-market purchase or sale.
RASKIND PETER E reported acquisition or exercise transactions in this Form 4 filing.
Capital One Financial Corp director Peter E. Raskind received an equity award of 1,294 shares of common stock in the form of restricted stock units. These units were granted at no cash purchase price and will vest in full on May 8, 2027.
After this award, Raskind directly holds 34,396 shares of Capital One common stock. The award also entitles him to additional shares representing dividends that accrue on the underlying shares before settlement, and his current holdings already include shares issued from previously vested restricted stock units and related dividend equivalents.
Archibong Ime reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Ime Archibong received an equity award of 1,294 shares of Common Stock in the form of restricted stock units. The award was granted at no cash cost per share and increases his directly held stake to 9,977 shares.
The restricted stock units vest in full on May 8, 2027, meaning the shares are delivered at that time if conditions are met. He will also be entitled to additional shares representing dividends accrued on the units and on certain previously vested and deferred restricted stock units.
Killalea Peter Thomas reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Peter Thomas Killalea received an equity grant in the form of restricted stock units. On May 8, 2026, he was awarded 1,294 shares of common stock at no purchase price as a grant or award. These restricted stock units vest in full on May 8, 2027, at which time the shares become deliverable. After this award, he holds 21,378 shares of Capital One common stock directly, a figure that includes shares representing dividends accrued on previously vested and deferred restricted stock units since the last reported transaction.
SHATTUCK MAYO A III reported acquisition or exercise transactions in this Form 4 filing.
Capital One Financial director Mayo A. Shattuck III received a grant of 1,294 restricted stock units of common stock on May 8, 2026 as compensation. These units vest in full on May 8, 2027, and will also generate additional shares for dividends accrued until settlement. Following this award, he directly owns 67,911 shares, including shares credited for previously accrued dividends.
Wong Jennifer L. reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Jennifer L. Wong received a grant of 1,294 shares of common stock as equity compensation. The award is in the form of restricted stock units that vest in full on May 8, 2027, encouraging longer-term alignment with shareholders.
After this grant, Wong directly holds a total of 15,226 shares of Capital One common stock. The footnotes state that she will also be entitled to additional shares representing dividends accrued on the shares issuable when the units settle, adding incremental value over the vesting period.
williams craig a. reported acquisition or exercise transactions in this Form 4 filing.
Capital One Financial Corp director Craig A. Williams received a grant of 1,294 shares of Common Stock as a stock award. The award was made at a stated price of $0.00 per share and increased his direct holdings to 10,218 shares after the transaction.
According to the footnotes, these are restricted stock units that vest in their entirety on May 8, 2027. At settlement, he will also be entitled to additional shares representing dividends accrued on the shares issuable at that time.
SHEPHERD MICHAEL reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Michael Shepherd received a grant of 1,294 shares of common stock in the form of restricted stock units. These units vest in full on May 8, 2027, and he will also receive additional shares for accrued dividends. After this award, he holds 27,987 shares directly.