Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation (NYSE: COF) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its operations as a financial holding company focused on credit card, auto, consumer and commercial lending. This SEC filings page surfaces those disclosures and pairs them with AI-powered tools to help readers interpret complex financial and legal information.
Through its periodic reports, Capital One provides consolidated financial statements, segment results for Credit Card, Consumer Banking and Commercial Banking, loan and deposit statistics, and regulatory capital measures such as the Common Equity Tier 1 capital ratio under the Basel III Standardized Approach. Earnings releases and financial supplements are furnished on Form 8-K under Item 2.02, often accompanied by reconciliations of non-GAAP measures like adjusted net income, adjusted net interest margin and adjusted efficiency ratios.
Capital One also files numerous current reports on Form 8-K under Item 7.01 to furnish monthly charge-off and delinquency metrics, giving additional visibility into credit performance across its lending portfolios. Other 8-Ks describe capital markets transactions, including public offerings of fixed-to-floating rate senior notes, the issuance of preferred stock series represented by depositary shares, and updates to share repurchase authorizations. Filings list the company’s registered securities, such as common stock, multiple series of Fixed Rate Non-Cumulative Perpetual Preferred Stock depositary shares and 1.650% Senior Notes due 2029, all traded on the New York Stock Exchange.
For users reviewing COF SEC filings, this page offers real-time access to new submissions as they appear on EDGAR. AI-generated summaries highlight key points from lengthy documents, helping readers quickly identify items such as segment performance, capital ratios, debt issuance terms, dividend declarations and notable corporate actions. Filings related to the all-stock acquisition and integration of Discover, as well as the company’s multi-year Community Benefits Plan, are also accessible here.
In addition, this page provides a convenient way to examine disclosures relevant to capital structure and insider-related information, including preferred stock terms, senior notes indentures and compensation-related items reported in 8-Ks. By combining the full text of Capital One’s SEC documents with AI explanations, the filings page is intended to make complex regulatory reporting more understandable for investors, analysts and other interested readers.
Capital One Financial Corporation disclosed a special cash award to a senior executive. On November 3, 2025, the Compensation Committee and the independent members of the Board approved a $2,000,000 cash award for Matthew Cooper, the Company’s President, Discover Integration, General Counsel and Secretary.
The award was granted in recognition of his expanded role and his exceptional performance and contributions during the year. The filing also lists Exhibit 104 for the Inline XBRL-formatted cover page.
Capital One Financial (COF) insider transaction: the company’s General Counsel & Corp Secy reported a sale of 2,000 shares of common stock on 11/04/2025 at a price of $219.41 per share. Following the sale, direct beneficial ownership stood at 96,486 shares.
The filing notes the transaction was executed under a Rule 10b5-1 trading plan entered on January 23, 2025. The report was filed by one reporting person and lists the ownership form as direct.
Capital One Financial (COF) reported insider activity by a director and officer (Chairman and CEO). On 11/04/2025, the insider exercised 53,487 stock options at an exercise price of $63.73 and executed multiple open‑market sales the same day at weighted average prices across disclosed ranges.
The sales were executed under a Rule 10b5‑1 trading plan entered on May 13, 2025. Following these transactions, the insider beneficially owned 4,001,228 shares directly. The exercised options were originally exercisable since 02/15/2019 and carry an expiration date of 02/03/2026. Reported sale price ranges spanned from $217.56 to $221.94, with line‑item weighted averages disclosed.
Capital One Financial (COF) received a Form 144 notice of proposed sale for up to 43,200 common shares with an aggregate market value of $9,583,181.45. The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as broker, an approximate sale date of 11/06/2025, and the NYSE as the exchange.
The shares were acquired as restricted stock from the issuer on three dates: 22,920 on 01/31/2023, 14,767 on 01/31/2024, and 5,513 on 01/31/2025. As context, 635,733,605 shares were outstanding. A Form 144 is a notice by or for a person intending to sell restricted or control securities under Rule 144.
Capital One Financial (COF): Richard D. Fairbank filed a Form 144 giving notice of a proposed sale of 103,487 common shares, with an aggregate market value $22,838,052.79. The broker listed is Morgan Stanley Smith Barney LLC, and the approximate sale date is 11/04/2025 on the NYSE. Shares outstanding were 635,733,605.
The filing notes the shares relate to option exercises: 50,000 shares acquired on 07/27/2021 for cash and 53,487 via stock option exercise on 11/04/2025 for cash. In the past three months, a separate sale occurred: 103,486 shares on 10/27/2025 for $23,354,894.42.
Capital One Financial (COF) insider Matthew Cooper filed a Form 144 notice to sell 2,000 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $438,820.00, on or about 11/04/2025 on the NYSE. The filing lists 635,733,605 shares outstanding.
The shares derive from performance share awards acquired on 02/15/2022 (1,867 shares) and 03/11/2024 (133 shares). In the past three months, Cooper reported sales of 2,000 shares for $446,800.00 on 09/02/2025 and 2,000 shares for $423,980.00 on 10/02/2025.
Capital One Financial (COF) reported an insider transaction: the Chairman and CEO filed a Form 4 for activity on 10/27/2025. He exercised 53,486 stock options at $63.73 and sold shares in multiple open‑market transactions at weighted average prices including $224.53, $225.39, $226.43, and $227.42. The sale price ranges disclosed span $223.90 to $227.59 across the noted tranches.
The filing states the transactions were executed under a Rule 10b5‑1 trading plan entered on May 13, 2025. Following these transactions, the reporting person beneficially owns 4,051,228 shares directly. In addition, the derivative table shows 53,487 stock options beneficially owned following the reported transactions, with an option series carrying a $63.73 exercise price and expiring on 02/03/2026.
Capital One Financial (COF) received a Form 144 notice for a proposed sale of 103,486 common shares. The filing lists an aggregate market value of $23,354,894.42, with Morgan Stanley Smith Barney LLC Executive Financial Services named as broker. The approximate sale date is 10/27/2025, and the shares are listed on the NYSE.
The notice shows sources of stock: 53,486 shares tied to a stock option exercise on 10/27/2025 paid in cash, and 50,000 shares from exercised shares on 07/27/2021, also paid in cash. Company common shares outstanding are reported at 639,517,306.
Capital One Financial Corporation furnished a Regulation FD disclosure, providing its Monthly Charge-Off and Delinquency Metrics as of and for the month ended September 30, 2025. The information is contained in Exhibit 99.1 to the current report on Form 8-K.
The filing notes the exhibit includes credit performance metrics for the period referenced. The report was signed by Timothy P. Golden, Chief Accounting Officer.
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