Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation filings document a financial services holding company with common stock, preferred depositary shares and senior notes listed on the New York Stock Exchange. Current reports cover operating results, financial supplements, monthly charge-off and delinquency metrics, dividend actions, registration-statement exhibits and other material-event disclosures tied to its credit card, consumer banking, global payments and commercial banking activities.
Proxy and annual-meeting filings describe board elections, executive-compensation votes, auditor ratification, stockholder voting results and related governance matters. Capital-structure disclosures identify series of fixed-rate non-cumulative perpetual preferred stock represented by depositary shares, alongside common stock and senior debt securities.
Serra Eileen reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Eileen Serra received an equity award of 1,294 shares of Common Stock as a grant on May 8, 2026. The award is in the form of restricted stock units that will vest in full on May 8, 2027, rather than being an open-market purchase.
After this grant, Serra directly holds 12,844 shares of Capital One common stock. The filing notes she will also receive additional shares representing dividends that accrue on the RSUs until they settle, and her current holdings already include shares issued from prior RSU vestings and their associated dividend equivalents.
COF files a Form 144 proposing sales of common stock. The notice, dated 05/12/2026, lists proposed sales tied to an Employee Stock Purchase Plan and restricted stock awards. The filing shows proposed quantities of 758, 264, and 285 shares and identifies the NYSE as the exchange.
Capital One Financial Corporation held its 2026 annual stockholder meeting on May 8, 2026. As of the March 11, 2026 record date, 619,050,950 common shares were outstanding, and 556,421,571 shares were present to constitute a quorum.
Stockholders elected thirteen directors, including Richard D. Fairbank and Jennifer L. Wong, for terms expiring at the 2027 annual meeting. They approved, on an advisory basis, the Company’s 2025 named executive officer compensation and ratified Ernst & Young LLP as independent registered public accounting firm for 2026.
A shareholder proposal to require a shareholder vote on golden parachute arrangements did not receive majority support, with 30,601,072 votes for and 465,307,082 votes against, plus 1,340,755 abstentions and 59,172,662 broker non-votes.
Capital One Financial Corporation reported strong growth for the first quarter of 2026, with net income of $2.2 billion ($3.34 per diluted share) on total net revenue of $15.2 billion, up from $1.4 billion on $10.0 billion a year earlier.
Results were driven by a 52% increase in net interest income and higher non-interest income, mainly from much larger credit card loan balances following the Discover acquisition. These gains were partly offset by a 72% rise in the provision for credit losses and a 43% increase in non-interest expense, including Discover-related integration and intangible amortization.
Average loans held for investment rose 38% year over year to $446.2 billion, while net charge-offs increased to $3.8 billion and a 3.45% net charge-off rate. Capital remained robust, with a common equity Tier 1 ratio of 14.4%. The company paid $505 million in common dividends, repurchased $2.5 billion of common stock, and closed the $4.5 billion Brex acquisition to expand business payments capabilities.
CAPITAL ONE FINANCIAL CORP executive Celia Karam, President of the Retail Bank, reported an open-market sale of 1,749 shares of Common Stock on May 1, 2026 at an average price of $192.58 per share.
After this Rule 10b5-1 plan transaction, she directly holds 61,579 shares, which include shares acquired through the company’s Associate Stock Purchase Plan since her last reported transaction.
Capital One affiliate reported proposed sales of Common stock. Celia Edwards Karam submitted Form 144 entries showing sales on 02/02/2026 of 2,108 shares for $460,071.00, on 03/02/2026 of 1,636 shares for $312,476.00, and on 04/01/2026 of 1,099 shares for $203,985.39. The broker listed is Morgan Stanley Smith Barney LLC.
Capital One Financial Corp ownership filing: Vanguard Capital Management reports beneficial ownership of 46,706,966 shares of common stock, representing 7.51% of the class as of 03/31/2026. The filing shows sole voting power for 6,197,381 shares and dispositive power over 46,706,966 shares. The schedule is signed by a Vanguard officer on 04/29/2026.
Capital One Financial Corporation is facilitating a potential resale of shares it previously issued in a recent acquisition. The company filed an exhibit in connection with a Resale Prospectus Supplement that allows selling security holders to offer and sell up to 10,345,906 shares of Capital One common stock. These shares were issued to those holders as consideration for Capital One’s acquisition of Brex Inc., which closed on April 7, 2026, and are registered under the company’s automatic shelf registration statement on Form S-3.