Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation (NYSE: COF) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its operations as a financial holding company focused on credit card, auto, consumer and commercial lending. This SEC filings page surfaces those disclosures and pairs them with AI-powered tools to help readers interpret complex financial and legal information.
Through its periodic reports, Capital One provides consolidated financial statements, segment results for Credit Card, Consumer Banking and Commercial Banking, loan and deposit statistics, and regulatory capital measures such as the Common Equity Tier 1 capital ratio under the Basel III Standardized Approach. Earnings releases and financial supplements are furnished on Form 8-K under Item 2.02, often accompanied by reconciliations of non-GAAP measures like adjusted net income, adjusted net interest margin and adjusted efficiency ratios.
Capital One also files numerous current reports on Form 8-K under Item 7.01 to furnish monthly charge-off and delinquency metrics, giving additional visibility into credit performance across its lending portfolios. Other 8-Ks describe capital markets transactions, including public offerings of fixed-to-floating rate senior notes, the issuance of preferred stock series represented by depositary shares, and updates to share repurchase authorizations. Filings list the company’s registered securities, such as common stock, multiple series of Fixed Rate Non-Cumulative Perpetual Preferred Stock depositary shares and 1.650% Senior Notes due 2029, all traded on the New York Stock Exchange.
For users reviewing COF SEC filings, this page offers real-time access to new submissions as they appear on EDGAR. AI-generated summaries highlight key points from lengthy documents, helping readers quickly identify items such as segment performance, capital ratios, debt issuance terms, dividend declarations and notable corporate actions. Filings related to the all-stock acquisition and integration of Discover, as well as the company’s multi-year Community Benefits Plan, are also accessible here.
In addition, this page provides a convenient way to examine disclosures relevant to capital structure and insider-related information, including preferred stock terms, senior notes indentures and compensation-related items reported in 8-Ks. By combining the full text of Capital One’s SEC documents with AI explanations, the filings page is intended to make complex regulatory reporting more understandable for investors, analysts and other interested readers.
Capital One Financial Corporation announced two items. First, the company issued a press release with financial results for the quarter ended September 30, 2025, and provided a financial supplement and presentation. The company will host an earnings call on October 21, 2025 at 5:00 PM Eastern Time, with a replay available on its website through November 4, 2025 at 5:00 PM Eastern Time.
Second, the Board authorized the repurchase of up to $16 billion of common stock. This new authorization replaces the prior program approved on April 1, 2022 and is authorized to begin on October 21, 2025. Repurchases may occur via open market or privately negotiated transactions, including Rule 10b5-1 plans, and may be modified, suspended, or terminated at any time. The timing and amount of repurchases will depend on market conditions, growth opportunities, the company’s capital position and retained earnings, and regulatory considerations.
Matthew W. Cooper, identified as General Counsel & Corporate Secretary of Capital One Financial Corp (COF), reported a sale of 2,000 shares of the issuer's common stock on 10/02/2025 at a reported price of $211.99 per share. After the sale, the reporting person beneficially owned 98,486 shares.
The filing states the transaction was executed under a trading plan established on January 23, 2025 pursuant to Rule 10b5-1, and the Form 4 was signed by a power of attorney on 10/03/2025. No derivative transactions or other classes of securities are disclosed on this form.
Capital One Financial Corp (COF) Form 144 discloses a proposed sale of 2,000 common shares by an insider through Morgan Stanley Smith Barney LLC on or about 10/02/2025. The shares were acquired as performance shares on 02/15/2022 from the issuer. The notice shows 2,000 shares outstanding to be sold, an aggregate market value listed as $423,980.00, and total common shares outstanding of 639,517,306. The filing also reports a prior sale of 2,000 common shares on 09/02/2025 with gross proceeds of $446,800.00. The filer certifies they are not aware of undisclosed material adverse information and the transaction will be executed on the New York Stock Exchange.
Capital One Financial Corporation filed a current report to let investors know it will present at the Barclays 23rd Annual Global Financial Services Conference in New York. The presentation is scheduled for September 9, 2025, at 2:00 p.m. EST and will be accessible via a live audio webcast through the company’s Investor Center on its website. A replay of the webcast will remain available on the site through at least September 23, 2025, giving investors and analysts additional time to listen to management’s remarks.
Capital One Financial Corporation is offering fixed-to-floating rate senior notes maturing in 2031 and 2036. The notes bear a fixed rate from issuance until an interest reset date, then convert to a floating rate equal to a defined base rate plus a stated spread. The 2036 notes have an interest reset date in 2035 and a maturity in 2036; the issuer may redeem the 2036 notes in 2035 at 100% of principal plus accrued interest. Interest payments begin in 2026. The prospectus references SOFR and related benchmark transition provisions and warns that SOFR movements will affect returns. The supplement discloses U.S. federal tax and withholding rules for non-U.S. holders and notes Capital Ones principal operating subsidiary as Capital One, National Association as of June 30, 2025. Many numeric details (rates, spreads, aggregate principal amounts, exact dates and underwriting economics) are redacted in the provided text.
Matthew W. Cooper, General Counsel and Corporate Secretary of Capital One Financial Corp (COF), reported a sale of 2,000 shares of common stock on 09/02/2025 at a price of $223.4 per share. After the sale he beneficially owned 100,486 shares, held directly. The filing notes the sale was executed pursuant to a 10b5-1 trading plan established on January 23, 2025, indicating the transaction was prearranged under an affirmative defense plan. The Form 4 was signed by a power of attorney on 09/03/2025.
This Form 144 notice reports a proposed sale of 2,000 common shares of the issuer through Morgan Stanley Smith Barney LLC on 09/02/2025. The filing lists an aggregate market value of $446,800.00 and states total shares outstanding of 639,517,306. The shares were acquired on 02/15/2022 as performance shares from the issuer, with payment recorded on the same date. The filer affirms they do not possess undisclosed material adverse information and follows Rule 144 disclosure requirements.
Capital One insider sale by Timothy P. Golden. The company's SVP and Chief Accounting Officer sold 207 shares of Capital One Financial Corp (COF) on 08/19/2025 under a Rule 10b5-1 trading plan dated May 13, 2025. The reported weighted-average price was $215.41, with individual trade prices ranging from $215.41 to $215.56. After the sale, the reporting person beneficially owned 8,780 shares directly. The Form 4 was signed by a power of attorney, Blaise F. Brennan, on 08/20/2025.
Form 144 notice for Capital One Financial (COF) records a proposed sale of 212 common shares, with an aggregate market value of $45,666.96, to be sold on or about 08/19/2025 on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services. The 212 shares were acquired through the issuer's Employee Stock Purchase Plan across nine purchase dates between 06/30/2024 and 04/30/2025 and were paid in cash. The filing also discloses a prior sale by TIMOTHY GOLDEN of 3,462 common shares on 08/12/2025 for gross proceeds of $727,989.36. The notice includes the standard Rule 144 representation that the seller does not possess undisclosed material adverse information.
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