Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation (NYSE: COF) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its operations as a financial holding company focused on credit card, auto, consumer and commercial lending. This SEC filings page surfaces those disclosures and pairs them with AI-powered tools to help readers interpret complex financial and legal information.
Through its periodic reports, Capital One provides consolidated financial statements, segment results for Credit Card, Consumer Banking and Commercial Banking, loan and deposit statistics, and regulatory capital measures such as the Common Equity Tier 1 capital ratio under the Basel III Standardized Approach. Earnings releases and financial supplements are furnished on Form 8-K under Item 2.02, often accompanied by reconciliations of non-GAAP measures like adjusted net income, adjusted net interest margin and adjusted efficiency ratios.
Capital One also files numerous current reports on Form 8-K under Item 7.01 to furnish monthly charge-off and delinquency metrics, giving additional visibility into credit performance across its lending portfolios. Other 8-Ks describe capital markets transactions, including public offerings of fixed-to-floating rate senior notes, the issuance of preferred stock series represented by depositary shares, and updates to share repurchase authorizations. Filings list the company’s registered securities, such as common stock, multiple series of Fixed Rate Non-Cumulative Perpetual Preferred Stock depositary shares and 1.650% Senior Notes due 2029, all traded on the New York Stock Exchange.
For users reviewing COF SEC filings, this page offers real-time access to new submissions as they appear on EDGAR. AI-generated summaries highlight key points from lengthy documents, helping readers quickly identify items such as segment performance, capital ratios, debt issuance terms, dividend declarations and notable corporate actions. Filings related to the all-stock acquisition and integration of Discover, as well as the company’s multi-year Community Benefits Plan, are also accessible here.
In addition, this page provides a convenient way to examine disclosures relevant to capital structure and insider-related information, including preferred stock terms, senior notes indentures and compensation-related items reported in 8-Ks. By combining the full text of Capital One’s SEC documents with AI explanations, the filings page is intended to make complex regulatory reporting more understandable for investors, analysts and other interested readers.
CAPITAL ONE FINANCIAL CORP Chairman and CEO Richard D. Fairbank reported incentive-related stock transactions involving restricted stock units and common shares. On February 15, 2026, he exercised 24,021 2023 restricted stock units and 21,008 restricted stock units, converting them into an equal number of common shares at a stated price of $0.0000 per share.
According to the disclosure, these restricted stock units were settled in cash, based on the company’s average fair market value over the fifteen trading days before the vesting date. The filing also shows dispositions of 24,021 and 21,008 common shares to the issuer at $218.5000 per share, a transaction type classified as a disposition to the company rather than an open-market sale.
Following these transactions, Fairbank directly owned 4,001,232 shares of Capital One common stock. The restricted stock units originated from grants dated January 26, 2023 for performance years 2022 and 2023.
Capital One Financial Chief Information Officer Robert M. Alexander reported automatic share disposals to cover taxes on vesting stock awards. On February 15, 2026, the issuer withheld 1,337, 1,483, and 1,069 common shares at $207.37 per share for tax-withholding dispositions tied to restricted stock units granted in 2023, 2024, and 2025. After these non‑market transactions, he held 71,826 common shares directly, plus small indirect holdings of 100 shares through The Alexander Fund and 2 shares through a UGMA account.
Capital One Financial Corp executive reports tax-related share dispositions. President of Commercial Banking Neal Blinde reported three dispositions of Common Stock on February 15, 2026, totaling several thousand shares at $207.37 per share. The shares were automatically withheld by the company to cover tax obligations upon vesting of prior restricted stock unit awards, and Blinde held 71,686 shares directly after these transactions.
Capital One Financial Corp executive Kara West reported three tax-withholding dispositions of common stock related to vesting restricted stock units. On February 15, 2026, a total of several hundred shares were automatically withheld by the issuer at $207.37 per share to satisfy tax obligations on RSU grants from January 26, 2023, February 1, 2024, and February 4, 2025. After these non‑open‑market transactions, West continued to hold tens of thousands of Capital One shares directly.
CAPITAL ONE FINANCIAL CORP executive Celia Karam, President of the Retail Bank, reported three tax-related share dispositions of common stock. On
Capital One Financial Corp reported that Mark Daniel Mouadeb, its President of Card, had shares of Common Stock automatically withheld on February 15, 2026 to cover tax obligations from restricted stock unit vesting. Three tax-withholding dispositions totaled 2,945 shares at
These withholdings relate to RSU grants made on January 26, 2023, February 1, 2024, and February 4, 2025, as authorized by the award agreements. After these transactions, Mouadeb directly owned 52,484 Capital One shares.
Capital One Financial Corp executive Raghu Ravi reported automatic share withholdings to cover taxes on vesting stock awards. On three transactions dated February 15, 2026, the issuer withheld 546, 551 and 560 shares of common stock at $207.37 per share as tax-withholding dispositions tied to previously granted restricted stock units. After these transactions, Ravi continued to hold tens of thousands of Capital One shares directly.
CAPITAL ONE FINANCIAL CORP executive Sanjiv Yajnik, President of Financial Services, reported three tax-related share dispositions of common stock on February 15, 2026. The transactions, each coded "F," involved 1,327, 1,703, and 1,223 shares at
According to the footnotes, these were automatic withholdings by Capital One to cover Yajnik’s tax obligations upon vesting of restricted stock units granted in
Capital One Financial Corp Chief Credit & Financial Risk Officer Michael Zamsky reported automatic share dispositions to cover tax obligations tied to restricted stock vesting. On February 15, 2026, three tax-withholding dispositions of common stock occurred at $207.37 per share under restricted stock award agreements.
The transactions, coded "F" as tax-withholding dispositions, involved 818, 862, and 769 shares of common stock, reducing his directly held common stock to 30,146 shares after the final transaction.
Capital One Financial Chief Financial Officer Andrew M. Young reported three Form 4 transactions where the company automatically withheld common shares on February 15, 2026 to cover his tax obligations from vesting restricted stock units at $207.37 per share. After these tax-withholding dispositions, he directly held 54,911 common shares and indirectly held 59 shares through a child.