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CAPITAL ONE FINANCIAL (COF) SEC Filings, Aug 3-10, 2026

COF NYSE
Rhea-AI Summary

A holder of COF common stock has filed a notice of proposed sale. The planned sale will be executed through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE around August 10, 2026. Securities to be sold include performance share awards of 1,535 shares dated February 15, 2025, 2,279 shares dated February 15, 2026, and 1,659 shares dated March 9, 2026.

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CAPITAL ONE FINANCIAL CORP executive Raghu Ravi, President of Software, International & Small Business, reported a sale of 50 shares of common stock on 2026-08-07 at $218.49 per share. After this transaction, he directly holds 26,278 shares. The sale was executed pursuant to a Rule 10b5-1 trading plan entered into on April 23, 2026.

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Capital One Financial insider Ravi S. Raghu filed to sell 50 shares of common stock through Morgan Stanley Smith Barney LLC on August 7, 2026 on the NYSE, with an aggregate value of $10,924.50. The shares relate to performance shares acquired from the issuer dated March 9, 2026. During the prior three months, Raghu sold 9,726 common shares for a total of $2,040,347.51.

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Capital One Financial Corp President, Card, Mark Daniel Mouadeb sold 1,183 shares of Common Stock on August 4, 2026 at $220 per share in an open-market or private transaction. After the sale, he directly owns 50,331 shares. The trade was executed under a Rule 10b5-1 trading plan adopted on November 14, 2025.

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Capital One Financial Corp executive Matthew W. Cooper, General Counsel & Corporate Secretary, reported selling 3,500 shares of common stock on August 4, 2026 at $219.33 per share in an open-market or private transaction. Following the sale, he directly holds 86,694 shares. The trade was executed under a Rule 10b5-1 trading plan entered into on January 26, 2026.

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Capital One Financial reported insider transactions by officer Jason P. Hanson on 2026-08-01. 2,014 restricted stock units were exercised and converted into an equal number of common shares, and the restricted stock unit award has vested in full. Of the common shares issued, 893 were withheld by the company at $209.01 per share to satisfy Hanson’s tax obligation associated with the award.

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Capital One Financial Corp executive Mark Daniel Mouadeb, President, Card, sold 690 shares of Common Stock on August 3, 2026 at $215.0000 per share. The sale was a sale in open market or private transaction executed under a Rule 10b5-1 trading plan entered into on November 14, 2025, leaving 51,514.0000 shares owned directly.

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Capital One Financial Corporation (COF) is the issuer of common stock referenced in a notice by shareholder Mark Mouadeb. A broker, Morgan Stanley Smith Barney LLC Executive Financial Services, is listed for a proposed NYSE transaction of 1,183 common shares dated August 4, 2026, with an aggregate market value of $260,260.00. The filer also reports having sold 690 common shares on August 3, 2026 for an aggregate market value of $148,350.00 during the prior three months.

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Capital One Financial (COF) reports a planned sale of common stock by Matthew Cooper. The filing lists 3,500 common shares to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, with an aggregate market value of $767,655.00 as of August 4, 2026.

The disclosure also lists awards of performance shares dated February 15, 2024 for 660 shares and March 11, 2024 for 2,840 shares. In addition, during the prior three months, Cooper sold 3,500 common shares on May 12, 2026 for $643,755.00, 3,500 shares on June 2, 2026 for $641,760.00, and 3,500 shares on July 7, 2026 for $728,000.00.

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CAPITAL ONE FINANCIAL CORP officer Raghu Ravi, President, Software, International & Small Business, reported selling a total of 9,726 shares of common stock on July 31, 2026 in three open-market transactions executed under a pre-arranged Rule 10b5-1 trading plan adopted April 23, 2026. The reported weighted average sale prices were $209.27, $210.02, and $210.70 per share, with individual trades completed within disclosed ranges from $208.59 to $210.89.

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FAQ

How many CAPITAL ONE FINANCIAL (COF) SEC filings are available on StockTitan?

StockTitan tracks 216 SEC filings for CAPITAL ONE FINANCIAL (COF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for CAPITAL ONE FINANCIAL (COF)?

The most recent SEC filing for CAPITAL ONE FINANCIAL (COF) was filed on August 10, 2026.