Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation (NYSE: COF) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its operations as a financial holding company focused on credit card, auto, consumer and commercial lending. This SEC filings page surfaces those disclosures and pairs them with AI-powered tools to help readers interpret complex financial and legal information.
Through its periodic reports, Capital One provides consolidated financial statements, segment results for Credit Card, Consumer Banking and Commercial Banking, loan and deposit statistics, and regulatory capital measures such as the Common Equity Tier 1 capital ratio under the Basel III Standardized Approach. Earnings releases and financial supplements are furnished on Form 8-K under Item 2.02, often accompanied by reconciliations of non-GAAP measures like adjusted net income, adjusted net interest margin and adjusted efficiency ratios.
Capital One also files numerous current reports on Form 8-K under Item 7.01 to furnish monthly charge-off and delinquency metrics, giving additional visibility into credit performance across its lending portfolios. Other 8-Ks describe capital markets transactions, including public offerings of fixed-to-floating rate senior notes, the issuance of preferred stock series represented by depositary shares, and updates to share repurchase authorizations. Filings list the company’s registered securities, such as common stock, multiple series of Fixed Rate Non-Cumulative Perpetual Preferred Stock depositary shares and 1.650% Senior Notes due 2029, all traded on the New York Stock Exchange.
For users reviewing COF SEC filings, this page offers real-time access to new submissions as they appear on EDGAR. AI-generated summaries highlight key points from lengthy documents, helping readers quickly identify items such as segment performance, capital ratios, debt issuance terms, dividend declarations and notable corporate actions. Filings related to the all-stock acquisition and integration of Discover, as well as the company’s multi-year Community Benefits Plan, are also accessible here.
In addition, this page provides a convenient way to examine disclosures relevant to capital structure and insider-related information, including preferred stock terms, senior notes indentures and compensation-related items reported in 8-Ks. By combining the full text of Capital One’s SEC documents with AI explanations, the filings page is intended to make complex regulatory reporting more understandable for investors, analysts and other interested readers.
Capital One Financial Corp. (COF) insider Timothy P. Golden, SVP and Chief Accounting Officer, reported a sale of common stock on 08/12/2025. The Form 4 shows 3,462 shares sold at $210.28 per share, leaving reported beneficial ownership of 8,987 shares. The filing states the sale was executed pursuant to a Rule 10b5-1 trading plan established on May 13, 2025. The filing also notes additional shares were acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One (COF) is the subject of a Form 144 notice reporting a proposed sale of 3,462 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE with an aggregate market value of $727,989.36 and an approximate sale date of 08/12/2025.
The filing states these shares were acquired as performance shares from the issuer on 02/15/2025 with payment completed the same day. The form indicates Nothing to Report for securities sold in the past three months and includes the required attestation by the seller about material nonpublic information. The 3,462 shares are reported alongside the issuer's 639,517,306 outstanding shares, providing scale for the proposed sale.
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