Welcome to our dedicated page for CAPITAL ONE FINANCIAL SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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SHATTUCK MAYO A III reported acquisition or exercise transactions in this Form 4 filing.
Capital One Financial director Mayo A. Shattuck III received a grant of 1,294 restricted stock units of common stock on May 8, 2026 as compensation. These units vest in full on May 8, 2027, and will also generate additional shares for dividends accrued until settlement. Following this award, he directly owns 67,911 shares, including shares credited for previously accrued dividends.
Wong Jennifer L. reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Jennifer L. Wong received a grant of 1,294 shares of common stock as equity compensation. The award is in the form of restricted stock units that vest in full on May 8, 2027, encouraging longer-term alignment with shareholders.
After this grant, Wong directly holds a total of 15,226 shares of Capital One common stock. The footnotes state that she will also be entitled to additional shares representing dividends accrued on the shares issuable when the units settle, adding incremental value over the vesting period.
williams craig a. reported acquisition or exercise transactions in this Form 4 filing.
Capital One Financial Corp director Craig A. Williams received a grant of 1,294 shares of Common Stock as a stock award. The award was made at a stated price of $0.00 per share and increased his direct holdings to 10,218 shares after the transaction.
According to the footnotes, these are restricted stock units that vest in their entirety on May 8, 2027. At settlement, he will also be entitled to additional shares representing dividends accrued on the shares issuable at that time.
SHEPHERD MICHAEL reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Michael Shepherd received a grant of 1,294 shares of common stock in the form of restricted stock units. These units vest in full on May 8, 2027, and he will also receive additional shares for accrued dividends. After this award, he holds 27,987 shares directly.
Serra Eileen reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Eileen Serra received an equity award of 1,294 shares of Common Stock as a grant on May 8, 2026. The award is in the form of restricted stock units that will vest in full on May 8, 2027, rather than being an open-market purchase.
After this grant, Serra directly holds 12,844 shares of Capital One common stock. The filing notes she will also receive additional shares representing dividends that accrue on the RSUs until they settle, and her current holdings already include shares issued from prior RSU vestings and their associated dividend equivalents.
COF files a Form 144 proposing sales of common stock. The notice, dated 05/12/2026, lists proposed sales tied to an Employee Stock Purchase Plan and restricted stock awards. The filing shows proposed quantities of 758, 264, and 285 shares and identifies the NYSE as the exchange.
Capital One Financial Corporation held its 2026 annual stockholder meeting on May 8, 2026. As of the March 11, 2026 record date, 619,050,950 common shares were outstanding, and 556,421,571 shares were present to constitute a quorum.
Stockholders elected thirteen directors, including Richard D. Fairbank and Jennifer L. Wong, for terms expiring at the 2027 annual meeting. They approved, on an advisory basis, the Company’s 2025 named executive officer compensation and ratified Ernst & Young LLP as independent registered public accounting firm for 2026.
A shareholder proposal to require a shareholder vote on golden parachute arrangements did not receive majority support, with 30,601,072 votes for and 465,307,082 votes against, plus 1,340,755 abstentions and 59,172,662 broker non-votes.
Capital One Financial Corporation reported strong growth for the first quarter of 2026, with net income of $2.2 billion ($3.34 per diluted share) on total net revenue of $15.2 billion, up from $1.4 billion on $10.0 billion a year earlier.
Results were driven by a 52% increase in net interest income and higher non-interest income, mainly from much larger credit card loan balances following the Discover acquisition. These gains were partly offset by a 72% rise in the provision for credit losses and a 43% increase in non-interest expense, including Discover-related integration and intangible amortization.
Average loans held for investment rose 38% year over year to $446.2 billion, while net charge-offs increased to $3.8 billion and a 3.45% net charge-off rate. Capital remained robust, with a common equity Tier 1 ratio of 14.4%. The company paid $505 million in common dividends, repurchased $2.5 billion of common stock, and closed the $4.5 billion Brex acquisition to expand business payments capabilities.