Welcome to our dedicated page for CAPITAL ONE FINANCIAL SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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CAPITAL ONE FINANCIAL CORP reported a Form 4 for Chief Credit & Financial Risk Officer Michael Zamsky showing a performance-based stock award and related tax withholding. On March 9, 2026, he acquired 6,047 shares of common stock at $0.00 per share as a grant or award.
These shares were earned from a performance share award originally granted on January 26, 2023 and amended on November 2, 2023, based on common dividends plus growth of tangible book value per share and adjusted ROTCE versus a peer group over a three-year period. The award includes payout shares and accrued dividend shares.
To cover taxes on the settlement of this performance award, the company automatically withheld 2,728 shares at $185.73 per share, classified as a tax-withholding disposition, not an open-market sale. After these transactions, Zamsky directly held 33,465 common shares.
Capital One Financial Corp Chairman and CEO Richard Fairbank reported stock-based compensation activity involving company common stock. On March 9, 2026, he received two performance-based stock awards of 55,638 and 66,901 shares, earned from prior performance share grants tied to multi‑year metrics and dividend accruals. On the same date, the company automatically withheld 25,093 and 30,173 shares at $185.73 per share to cover related tax obligations, a non‑market disposition method authorized in the award agreements. After these transactions, Fairbank directly owned 4,068,510 shares of Capital One common stock.
Capital One Financial executive Celia Karam, President of the Retail Bank, reported an open-market sale of 1,636 shares of common stock at $191 per share. The transaction occurred on March 2, 2026 and was executed under a pre-established Rule 10b5-1 trading plan.
After this sale, Karam directly owns 60,339 shares of Capital One common stock, which includes shares acquired through the company’s Associate Stock Purchase Plan since her last reported transaction.
Capital One Financial Corp executive Dean Lia, President of Banking & Premium Products, sold 3,284 shares of common stock in an open-market transaction on March 2, 2026 at $191 per share. The sale was made under a pre-arranged Rule 10b5-1 trading plan entered into on August 14, 2025.
After this sale, Lia directly holds 63,108 Capital One shares, a figure that includes shares acquired through the company’s Associate Stock Purchase Plan since his last reported transaction.
Capital One Financial Corp executive Mark Daniel Mouadeb, President, Card, sold 1,593 shares of common stock in an open-market transaction at $210 per share on February 26, 2026. After this Rule 10b5-1 trading-plan sale, he continues to hold 49,382 shares directly.
Officer reported sales of Common shares by LIA DEAN, recorded on 02/04/2026 and 01/02/2026. The filing lists a sale of 3,284 Common shares on 02/04/2026 with a cash figure of 734,565.12 and 3,163 Common shares on 01/02/2026 with a cash figure of 772,879.05. The securities are listed as Common on the NYSE.
Celia Edwards Karam reported insider sales of common stock. The filing lists a sale of 2,108 shares on 02/02/2026 with proceeds shown as $460,071.00 and a sale of 2,064 shares on 01/02/2026 with proceeds shown as $504,338.40.
Capital One Financial executive Mark Daniel Mouadeb, President, Card, sold a total of 1,509 shares of common stock in open-market transactions on February 25, 2026. The sales were executed at prices of $200.00 for 718 shares and $205.00 for 791 shares.
These transactions were carried out under a pre-arranged Rule 10b5-1 trading plan that Mouadeb entered into on November 14, 2025. After the sales, he directly holds 50,975 Capital One Financial common shares.
CAPITAL ONE FINANCIAL CORP President of Commercial Banking Neal Blinde reported multiple open-market sales of company common stock. On February 24, 2026, he sold a total of 38,135 shares at reported weighted-average prices between $188.04 and $191.45 per share.
The transactions were executed under a pre-arranged Rule 10b5-1 trading plan entered into on November 14, 2025. After these sales, Blinde directly owned 33,551 shares of Capital One common stock.
Capital One Financial Corp executive Jason P. Hanson reported an open-market sale of company stock under a pre-arranged plan. He sold 3,729 shares of common stock at a price of $205 per share and now holds 40,230 shares directly. The trade was executed under a Rule 10b5-1 trading plan entered into on November 14, 2025.