Capital One director granted 1,294 RSUs

Leenaars Cornelis PAJ reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Leenaars Cornelis PAJ reported acquisition or exercise transactions in this Form 4 filing.

CAPITAL ONE FINANCIAL CORP director Cornelis PAJ Leenaars received a grant of 1,294 shares of common stock on May 8, 2026 as a stock award, with no purchase price. These are restricted stock units that vest and settle in common shares on May 8, 2027, and will include additional shares for dividends accrued until settlement. After this award, Leenaars directly holds a total of 15,192 common shares, reflecting routine equity-based compensation rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 1,294 shares

Grant/Award 1 txn

Insider Leenaars Cornelis PAJ

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,294	$0.00	$0.00

Holdings After Transaction: Common Stock — 15,192 shares (Direct)

Footnotes (1)

1. F1. Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Key Figures

RSUs granted: 1,294 shares Award price: $0.00 per share Shares after grant: 15,192 shares +1 more

4 metrics

RSUs granted 1,294 shares Restricted stock units awarded on May 8, 2026

Award price $0.00 per share Grant/award acquisition, not open-market purchase

Shares after grant 15,192 shares Total direct holdings following the transaction

Vesting date May 8, 2027 RSUs vest and settle in common stock on this date

Key Terms

Restricted stock units, settle in shares, dividends accrued, Grant, award, or other acquisition

4 terms

Restricted stock units financial

"Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

settle in shares financial

"Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027."

dividends accrued financial

"The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement."

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Capital One (COF) report for Cornelis PAJ Leenaars?

Capital One reported that director Cornelis PAJ Leenaars received a grant of 1,294 restricted stock units on May 8, 2026. These units represent equity compensation and are not an open-market stock purchase or sale by the director.

When do the newly granted Capital One (COF) restricted stock units vest?

The 1,294 restricted stock units granted to director Cornelis PAJ Leenaars vest in full on May 8, 2027. At that time, they will settle in shares of Capital One common stock, subject to continued service and plan terms.

How many Capital One (COF) shares does Cornelis PAJ Leenaars hold after this grant?

Following the May 8, 2026 grant, director Cornelis PAJ Leenaars directly holds 15,192 shares of Capital One common stock. This total includes the newly awarded 1,294 restricted stock units reported in the Form 4 filing.

Did Cornelis PAJ Leenaars buy or sell Capital One (COF) shares on the open market?

No open-market buy or sell occurred. The Form 4 shows an “A” code transaction, meaning a grant or award. Leenaars received 1,294 restricted stock units as compensation with a reported price of $0.00 per share.

Do the Capital One (COF) restricted stock units include dividend equivalents?

Yes. The filing notes that Leenaars will be entitled to additional shares representing dividends accrued on the shares issuable at settlement. These dividend-equivalent shares will be delivered when the restricted stock units vest on May 8, 2027.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 05:01 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Leenaars Cornelis PAJ

(Last) (First) (Middle)

1680 CAPITAL ONE DRIVE

(Street)

MCLEAN VIRGINIA 22102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	05/08/2026		A		1,294	A	$0	15,192	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Remarks:

	/s/ Katherine DeLuca (POA on file)	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)