COF insider sells 27,245 shares for $4.98M

COF reported a Form 144 sale disclosure.

Rhea-AI Filing Summary

COF reported a Form 144 sale disclosure. The filing shows Ann Fritz Hackett sold 27,245 shares of Common Stock on 05/12/2026 for $4,980,920.00. The filing also lists 3,000 restricted shares dated 05/08/2013 with a value column of $630,000.00.

Insights

Insider Transactions Analyst

Insider sale of 27,245 shares disclosed; transaction appears routine.

The filing records a reported sale by Ann Fritz Hackett of 27,245 shares on 05/12/2026 for $4,980,920.00. This is a direct disposition reported under Form 144 and is administrative disclosure of an insider sale.

Timing and motivation are not provided; subsequent filings or broker confirmations would show whether additional sales or planned distributions occur.

Key Figures

Shares sold: 27,245 shares Proceeds reported: $4,980,920.00 Restricted shares listed: 3,000 shares

3 metrics

Shares sold 27,245 shares Sale date <date>05/12/2026</date>

Proceeds reported $4,980,920.00 Proceeds from the 05/12/2026 sale

Restricted shares listed 3,000 shares Restricted Stock dated <date>05/08/2013</date> with value column <money>$630,000.00</money>

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"Securities Sold During The Past 3 Months section showing the reported sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Securities To Be Sold line listing 3,000 Restricted Stock dated 05/08/2013"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Securities To Be Sold entry labels the restricted stock as ISSUER"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did COF's Form 144 disclose about insider sales?

The Form 144 discloses that Ann Fritz Hackett sold 27,245 shares on 05/12/2026 for $4,980,920.00. The filing lists an additional 3,000 restricted shares record dated 05/08/2013.

Who is the reporting person in this COF Form 144?

The reporting person named is Ann Fritz Hackett, with an address shown in McLean, VA. The entry links her to the disclosed sale of 27,245 shares on 05/12/2026.

How much proceeds were reported from the sale in COF's Form 144?

The filing reports proceeds of $4,980,920.00 tied to the sale of 27,245 shares on 05/12/2026. No allocation of proceeds is stated in the excerpt.

Does the filing show any restricted shares related to the sale?

Yes. The excerpt lists 3,000 restricted shares dated 05/08/2013 with a value column of $630,000.00. The entry labels them as Restricted Stock and ISSUER in the securities section.

Is there timing or motivation for the insider sale in the COF excerpt?

The excerpt provides the sale date 05/12/2026 and amounts but does not state motivation or whether the sale was preplanned. The filing is a regulatory disclosure of the transaction only.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/25/2026 - 04:02 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001188662
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 CAPITAL ONE DRIVE MCLEAN VIRGINIA 22102
Phone	7037201000
Name of Person for Whose Account the Securities are To Be Sold	ANN FRITZ HACKETT
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3000	630000.00	622292783	06/25/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/08/2013	Restricted Stock	ISSUER			3000	05/08/2013	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ANN FRITZ HACKETT 1680 Capital One Drive McLean VA 22102	Common	05/12/2026	27245	4980920.00

144: Remarks and Signature

Remarks
Date of Notice	06/25/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/28/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ann Fritz Hackett
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)