Capital One (COF) insider plans 1,199-share stock sale and reports recent trades

Rhea-AI Filing Summary

Capital One Financial Corporation (COF) has a Form 144 notice indicating an intended sale of common stock. The filing lists 1,199 shares of common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, associated with a value of 269,775.00, with a noted date of 08/13/2026. The securities are identified as performance shares issued by the company.

The filing also lists prior sales of common stock by Mark Mouadeb during the past three months: 1,183 shares on 08/04/2026 with an associated amount of 260,260.00, and 690 shares on 08/03/2026 with an associated amount of 148,350.00.

Key Figures

Planned shares to be sold: 1,199 shares Associated amount for planned sale: 269,775.00 Shares sold on 08/04/2026: 1,183 shares +1 more

4 metrics

Planned shares to be sold 1,199 shares Common stock listed with amount 269775.00 and date 08/13/2026

Associated amount for planned sale 269,775.00 Value listed alongside 1,199 common shares in securities information

Shares sold on 08/04/2026 1,183 shares Common stock sale by Mark Mouadeb with amount 260260.00

Shares sold on 08/03/2026 690 shares Common stock sale by Mark Mouadeb with amount 148350.00

Key Terms

Form 144, Performance Shares, Executive Financial Services

3 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Performance Shares financial

"Common | 02/15/2024 | Performance Shares | ISSUER"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

FAQ

What does Capital One (COF) disclose in this Form 144 filing?

Capital One’s Form 144 lists a planned sale of 1,199 common shares tied to performance shares, with an associated amount of 269,775.00, plus details of prior common stock sales by Mark Mouadeb within the past three months.

How many Capital One (COF) shares are intended to be sold under this notice?

The Form 144 reports an intended sale of 1,199 shares of Capital One common stock. These shares are linked to performance shares and are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services.

What prior Capital One (COF) stock sales by Mark Mouadeb are reported?

The filing lists two prior common stock sales by Mark Mouadeb: 1,183 shares on 08/04/2026 with an amount of 260,260.00, and 690 shares on 08/03/2026 with an amount of 148,350.00.

Which broker is named for the planned Capital One (COF) share sale?

The planned sale of 1,199 Capital One common shares is listed as being handled through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

What type of Capital One (COF) securities are referenced in this Form 144?

The securities are described as Capital One common stock related to performance shares, with the issuer identified as Capital One and the listing venue noted as the NYSE in the securities information section.

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Available on EDGAR 08/13/2026 - 04:28 PM Accepted by SEC EDGAR 08/13/2026 - 04:28 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1199	269775.00	613484836	08/13/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2024	Performance Shares	ISSUER			1199	02/15/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MARK MOUADEB 1680 Capital One Drive McLean VA 22102	Common	08/04/2026	1183	260260.00
MARK MOUADEB 1680 Capital One Drive McLean VA 22102	Common	08/03/2026	690	148350.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)