Capital One (NYSE: COF) insider Ravi S. Raghu plans 50-share sale after $2.04M trade

Rhea-AI Filing Summary

Capital One Financial insider Ravi S. Raghu filed to sell 50 shares of common stock through Morgan Stanley Smith Barney LLC on August 7, 2026 on the NYSE, with an aggregate value of $10,924.50. The shares relate to performance shares acquired from the issuer dated March 9, 2026. During the prior three months, Raghu sold 9,726 common shares for a total of $2,040,347.51.

Key Figures

Planned shares to be sold: 50 shares Planned aggregate value: $10,924.50 Recent shares sold: 9,726 shares +1 more

4 metrics

Planned shares to be sold 50 shares Common stock sale planned on August 7, 2026 on NYSE

Planned aggregate value $10,924.50 Aggregate value of 50 COF common shares listed for sale

Recent shares sold 9,726 shares Common shares sold on July 31, 2026 during past three months

Recent sale proceeds $2,040,347.51 Aggregate sale price for 9,726 common shares sold July 31, 2026

Key Terms

Form 144, Performance Shares, Common

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Performance Shares financial

"Common | 03/09/2026 | Performance Shares | Issuer"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Common financial

"Common | 07/31/2026 | 9726 | 2040347.51"

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Available on EDGAR 08/07/2026 - 04:05 PM Accepted by SEC EDGAR 08/07/2026 - 04:04 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing by COF insider Ravi S. Raghu disclose?

The filing discloses a planned sale of 50 common shares of Capital One Financial valued at $10,924.50, to be sold on August 7, 2026 through Morgan Stanley Smith Barney LLC on the NYSE.

How many COF shares did Ravi S. Raghu sell in the past three months?

Ravi S. Raghu sold 9,726 common shares of COF on July 31, 2026, for aggregate proceeds of $2,040,347.51, as reported in the recent Form 144 filing.

What security is covered by Ravi S. Raghu’s COF Form 144?

The Form 144 covers 50 shares of COF common stock associated with performance shares acquired from the issuer on March 9, 2026, to be sold on the NYSE.

Which broker is handling the planned COF share sale for Ravi S. Raghu?

The planned sale of 50 COF common shares with a value of $10,924.50 is listed under Morgan Stanley Smith Barney LLC Executive Financial Services as the broker, with trading on the NYSE.

On what date are the 50 COF shares expected to be sold under this Form 144?

The Form 144 indicates that 50 COF common shares are expected to be sold on August 7, 2026 on the NYSE, with an aggregate value of $10,924.50 at the time of filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	50	10924.50	613484836	08/07/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/09/2026	Performance Shares	Issuer			50	03/09/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
RAVI S RAGHU 1680 Capital One Drive McLean VA 22102	Common	07/31/2026	9726	2040347.51

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)