COF shareholder plans sale of common stock

A holder of COF common stock has filed a notice of proposed sale.

Rhea-AI Filing Summary

A holder of COF common stock has filed a notice of proposed sale. The planned sale will be executed through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE around August 10, 2026. Securities to be sold include performance share awards of 1,535 shares dated February 15, 2025, 2,279 shares dated February 15, 2026, and 1,659 shares dated March 9, 2026.

Key Figures

Performance shares dated 02/15/2025 to be sold: 1,535 shares Performance shares dated 02/15/2026 to be sold: 2,279 shares Performance shares dated 03/09/2026 to be sold: 1,659 shares +1 more

4 metrics

Performance shares dated 02/15/2025 to be sold 1,535 shares Performance Shares listed under securities to be sold

Performance shares dated 02/15/2026 to be sold 2,279 shares Performance Shares listed under securities to be sold

Performance shares dated 03/09/2026 to be sold 1,659 shares Performance Shares listed under securities to be sold

Proposed sale date 08/10/2026 Approximate date of sale for COF common stock on NYSE

Key Terms

Form 144, performance shares, Executive Financial Services

3 terms

Form 144 regulatory

"144: Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

performance shares financial

"Common | 02/15/2025 | Performance Shares | Issuer"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the COF Form 144 filing disclose?

It discloses a planned sale of COF common stock. The seller intends to dispose of several tranches of performance shares through a broker on the NYSE, providing advance notice as required under SEC Rule 144.

How many COF performance shares are planned for sale under this Form 144?

The filing lists 1,535 performance shares from February 15, 2025, 2,279 from February 15, 2026, and 1,659 from March 9, 2026. Each award represents common shares the holder plans to sell under Rule 144.

On which exchange will the COF shares referenced in the Form 144 be sold?

The filing indicates the COF common shares are to be sold on the NYSE. This reference appears in the securities information section, where the exchange for the proposed sale is identified as the New York Stock Exchange.

When is the proposed sale date for the COF shares in this Form 144?

The proposed sale date is around August 10, 2026. This date appears with the COF common stock entry, indicating when the holder expects to begin selling shares under the Rule 144 notice.

Who is the broker for the COF Form 144 stock sale?

The planned sale will be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004. This entity is named in the securities information section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/10/2026 - 05:23 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001938261
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 CAPITAL ONE DRIVE MCLEAN VIRGINIA 22102
Phone	7037201000
Name of Person for Whose Account the Securities are To Be Sold	MICHAEL ZAMSKY
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5473	1193227.29	613484836	08/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2025	Performance Shares	Issuer			1535	02/15/2025	Not Applicable
Common	02/15/2026	Performance Shares	Issuer			2279	02/15/2026	Not Applicable
Common	03/09/2026	Performance Shares	Issuer			1659	03/09/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Michael Zamsky
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)