Capital One (NYSE: COF) general counsel sells 3,500 shares under 10b5-1 plan

Rhea-AI Filing Summary

CAPITAL ONE FINANCIAL CORP insider Matthew W. Cooper, the General Counsel and Corporate Secretary, sold 3,500 shares of common stock in an open-market transaction at $208 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan, and he now directly holds 90,194 shares.

Insider Trade Summary 10b5-1

Net Seller: 3,500 shares ($728,000)

Net Sell 1 txn

Insider Cooper Matthew W

Role General Counsel & Corp Secy

Sold 3,500 shs ($728K)

Type	Security	Shares	Price	Value
Sale	Common Stock	3,500	$208.00	$728K

Holdings After Transaction: Common Stock — 90,194 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares sold: 3,500 shares Sale price: $208 per share Shares held after transaction: 90,194 shares +2 more

5 metrics

Shares sold 3,500 shares Open-market sale of Capital One common stock

Sale price $208 per share Price for the 3,500 shares sold

Shares held after transaction 90,194 shares Direct holdings of Matthew W. Cooper after sale

Transaction code S Sale in open market or private transaction

Trading plan date January 26, 2026 Date Rule 10b5-1 trading plan was entered

Key Terms

Rule 10b5-1, open-market sale, Common Stock, Form 4

4 terms

Rule 10b5-1 regulatory

"transaction was executed pursuant to a trading plan entered into by the reporting person ... in accordance with Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/08/2026 - 04:09 PM Accepted by SEC EDGAR 07/08/2026 - 04:08 PM Learn about SEC filing dates

FAQ

What insider transaction did COF executive Matthew W. Cooper report?

Matthew W. Cooper reported selling 3,500 shares of Capital One common stock. The shares were sold in an open-market transaction at $208 per share, as disclosed in a Form 4 insider trading report filed for CAPITAL ONE FINANCIAL CORP (COF).

At what price did COF insider Matthew W. Cooper sell his shares?

He sold his Capital One shares at $208 per share. The Form 4 filing specifies this price for the 3,500 common shares sold in an open-market transaction, providing investors clear transparency into the terms of this insider trade.

How many COF shares does Matthew W. Cooper hold after this sale?

After the transaction, Matthew W. Cooper directly holds 90,194 shares of Capital One common stock. This post-transaction holding figure comes from the Form 4 and shows his remaining stake following the sale of 3,500 shares.

Was the COF insider sale by Matthew W. Cooper under a Rule 10b5-1 plan?

Yes. A footnote explains the transaction was executed under a Rule 10b5-1 trading plan entered on January 26, 2026. Such pre-arranged plans automate trades, reducing the significance of timing decisions by the reporting insider.

What type of transaction code was used in Matthew W. Cooper’s COF Form 4?

The transaction used code “S,” indicating a sale in the open market or a private transaction. The Form 4 classifies it as a non-derivative transaction involving Capital One common stock, with 3,500 shares sold at $208 per share.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cooper Matthew W

(Last) (First) (Middle)

1680 CAPITAL ONE DRIVE

(Street)

MCLEAN VIRGINIA 22102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel & Corp Secy

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/07/2026(1)		S		3,500	D	$208	90,194	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Remarks:

	/s/ Katherine DeLuca (POA on file)	07/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)