COF insider files Form 144 to sell 3,500 shares

Matthew Cooper files a Form 144 proposing the sale of 3,500 shares of Common Stock.

Rhea-AI Filing Summary

Matthew Cooper files a Form 144 proposing the sale of 3,500 shares of Common Stock. The notice lists Morgan Stanley Smith Barney LLC as the broker. The filing also records two prior reported dispositions of 3,500 shares each on 05/12/2026 and 06/02/2026, with proceeds of $643,755.00 and $641,760.00 respectively. The excerpt shows performance-share awards dated 03/10/2025 (2,503) and 03/11/2024 (997).

Insights

Securities Compliance Analyst

Form 144 notice reports a brokered sale and two recent dispositions.

The filing names Morgan Stanley Smith Barney LLC as the executing broker and identifies a proposed sale of 3,500 shares. Two prior dispositions of 3,500 shares each on 05/12/2026 and 06/02/2026 are recorded with gross proceeds shown.

Timing and proceeds treatment are presented as transaction lines; any final sale execution or settlement specifics will appear in subsequent filings if completed.

Key Figures

Proposed sale: 3,500 shares Disposition on 05/12/2026: 3,500 shares Disposition on 06/02/2026: 3,500 shares +3 more

6 metrics

Proposed sale 3,500 shares Form 144 notice listing proposed sale

Disposition on 05/12/2026 3,500 shares Recorded sale proceeds <money>$643,755.00</money>

Disposition on 06/02/2026 3,500 shares Recorded sale proceeds <money>$641,760.00</money>

Performance Shares (03/10/2025) 2,503 Performance Shares listed, issuer

Performance Shares (03/11/2024) 997 Performance Shares listed, issuer

Broker listed Morgan Stanley Smith Barney LLC Executing broker on Form 144

Key Terms

Form 144, Performance Shares, Issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Performance Shares financial

"Common | 03/10/2025 | Performance Shares"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Issuer regulatory

"Performance Shares | ISSUER"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Matthew Cooper's Form 144 for COF report?

It reports a proposed sale of 3,500 shares of common stock via Morgan Stanley Smith Barney LLC. The notice also records two recent dispositions of 3,500 shares on 05/12/2026 and 06/02/2026.

Which broker is named on the COF Form 144?

The filing names Morgan Stanley Smith Barney LLC as the broker. The broker's address is shown as 1 New York Plaza, 8th Floor, New York, NY in the excerpt accompanying the transaction lines.

What proceeds are shown for recent COF dispositions by Matthew Cooper?

The excerpt shows proceeds of $643,755.00 for the 05/12/2026 disposition and $641,760.00 for the 06/02/2026 disposition, each for 3,500 shares as listed in the filing.

Does the Form 144 list any performance shares for Matthew Cooper?

Yes; the excerpt lists performance-share entries dated 03/10/2025 for 2,503 and 03/11/2024 for 997, labeled as Performance Shares with the issuer as the source.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/07/2026 - 04:01 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001727277
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 CAPITAL ONE DRIVE MCLEAN VIRGINIA 22102
Phone	(703) 720-1000
Name of Person for Whose Account the Securities are To Be Sold	MATTHEW COOPER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3500	728000.00	622292783	07/07/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/10/2025	Performance Shares	ISSUER			2503	03/10/2025	Not Applicable
Common	03/11/2024	Performance Shares	ISSUER			997	03/11/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATTHEW COOPER 1680 Capital One Drive McLean VA 22102	Common	06/02/2026	3500	641760.00
MATTHEW COOPER 1680 Capital One Drive McLean VA 22102	Common	05/12/2026	3500	643755.00

144: Remarks and Signature

Remarks
Date of Notice	07/07/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	04/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Matthew W Cooper
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)