Capital One director granted 1,294 RSUs

Archibong Ime reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Archibong Ime reported acquisition or exercise transactions in this Form 4 filing.

CAPITAL ONE FINANCIAL CORP director Ime Archibong received an equity award of 1,294 shares of Common Stock in the form of restricted stock units. The award was granted at no cash cost per share and increases his directly held stake to 9,977 shares.

The restricted stock units vest in full on May 8, 2027, meaning the shares are delivered at that time if conditions are met. He will also be entitled to additional shares representing dividends accrued on the units and on certain previously vested and deferred restricted stock units.

Insider Trade Summary

Grant/Award: 1,294 shares

Grant/Award 1 txn

Insider Archibong Ime

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,294	$0.00	$0.00

Holdings After Transaction: Common Stock — 9,977 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
2. F2. Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.

Key Figures

RSU grant size: 1,294 shares Grant price: $0.0000 per share Post-transaction holdings: 9,977 shares +1 more

4 metrics

RSU grant size 1,294 shares Restricted stock units granted on May 8, 2026

Grant price $0.0000 per share Reported transaction price for RSU award

Post-transaction holdings 9,977 shares Common Stock directly owned after the award

Vesting date May 8, 2027 RSUs vest in their entirety on this date

Key Terms

Restricted stock units, dividends accrued, deferred restricted stock units

3 terms

Restricted stock units financial

"Restricted stock units that vest in their entirety on May 8, 2027."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividends accrued financial

"entitled to additional shares representing dividends accrued on the shares issuable at settlement."

deferred restricted stock units financial

"dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction."

Deferred restricted stock units are promises by a company to give employees or executives company shares at a future date, subject to conditions like continued employment or performance targets; the delivery and tax event are intentionally delayed. They matter to investors because they affect when new shares may be issued and how executives are motivated—like a paycheck held in escrow that vests over time, influencing potential share dilution and management behavior.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CAPITAL ONE (COF) director Ime Archibong report?

Ime Archibong reported receiving 1,294 shares of CAPITAL ONE Common Stock as a restricted stock unit award. The grant is compensation-related, not an open-market purchase, and increases his directly owned holdings to 9,977 shares following the transaction.

When do Ime Archibong’s new CAPITAL ONE (COF) restricted stock units vest?

The 1,294 restricted stock units granted to Ime Archibong vest in their entirety on May 8, 2027. At vesting, the units convert into shares of Common Stock, subject to any applicable conditions or continued service requirements associated with the award.

Did Ime Archibong pay cash for the new CAPITAL ONE (COF) shares?

No, Ime Archibong did not pay cash for the award; the reporting shows a grant of 1,294 shares at a price of $0.0000 per share. This indicates a compensation grant rather than an open-market stock purchase transaction on an exchange.

How many CAPITAL ONE (COF) shares does Ime Archibong hold after this Form 4 transaction?

After the reported grant of 1,294 restricted stock units, Ime Archibong directly holds 9,977 shares of CAPITAL ONE Common Stock. This figure reflects his position following the transaction and includes the newly granted award as reported.

Do Ime Archibong’s CAPITAL ONE (COF) restricted stock units include dividend equivalents?

Yes, the filing states he will receive additional shares representing dividends accrued on the shares issuable at settlement. It also notes his holdings include shares for dividends accrued on previously vested and deferred restricted stock units since the last reported transaction.

Is Ime Archibong’s CAPITAL ONE (COF) Form 4 transaction a market buy or sell?

The Form 4 reports a grant coded as an acquisition (code A), describing a grant, award, or other acquisition. This indicates a compensation-related restricted stock unit award, not an open-market buy or sell of CAPITAL ONE shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Archibong Ime

(Last) (First) (Middle)

1680 CAPITAL ONE DRIVE

(Street)

MCLEAN VIRGINIA 22102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	05/08/2026		A		1,294	A	$0	9,977(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

2. Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.

Remarks:

	/s/ Katherine DeLuca (POA on file)	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)