Capital One director awarded 1,294 RSUs

RASKIND PETER E reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

RASKIND PETER E reported acquisition or exercise transactions in this Form 4 filing.

Capital One Financial Corp director Peter E. Raskind received an equity award of 1,294 shares of common stock in the form of restricted stock units. These units were granted at no cash purchase price and will vest in full on May 8, 2027.

After this award, Raskind directly holds 34,396 shares of Capital One common stock. The award also entitles him to additional shares representing dividends that accrue on the underlying shares before settlement, and his current holdings already include shares issued from previously vested restricted stock units and related dividend equivalents.

Insider Trade Summary

Grant/Award: 1,294 shares

Grant/Award 1 txn

Insider RASKIND PETER E

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,294	$0.00	$0.00

Holdings After Transaction: Common Stock — 34,396 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
2. F2. Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Key Figures

RSU award size: 1,294 shares Award price per share: $0.0000 per share Post-transaction holdings: 34,396 shares +1 more

4 metrics

RSU award size 1,294 shares Restricted stock units granted to director on May 8, 2026

Award price per share $0.0000 per share Reported transaction price for RSU grant

Post-transaction holdings 34,396 shares Common stock directly held after the award

RSU vesting date May 8, 2027 Restricted stock units vest in full on this date

Key Terms

restricted stock units, vest, dividends accrued

3 terms

restricted stock units financial

"Restricted stock units that vest in their entirety on May 8, 2027."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest financial

"Restricted stock units that vest in their entirety on May 8, 2027."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

dividends accrued financial

"Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Capital One (COF) director Peter E. Raskind report in this Form 4?

Peter E. Raskind reported an award of 1,294 Capital One common shares in the form of restricted stock units. The grant was received at no cash purchase price and increases his directly held position to 34,396 shares after the transaction.

Is the Capital One (COF) Form 4 transaction a stock purchase or a compensation award?

The Form 4 transaction is a compensation-related award, not an open-market stock purchase. Raskind received 1,294 restricted stock units as a grant, classified as a "Grant, award, or other acquisition," with a reported price per share of $0.0000.

When do Peter E. Raskind’s new Capital One (COF) restricted stock units vest?

The 1,294 restricted stock units granted to Peter E. Raskind vest in their entirety on May 8, 2027. On that date, the units are scheduled to settle into shares, along with additional shares representing dividends accrued before settlement.

How many Capital One (COF) shares does Peter E. Raskind hold after this Form 4 award?

Following the reported award, Peter E. Raskind directly holds 34,396 shares of Capital One common stock. This total includes shares issued from previously vested restricted stock units as well as shares representing dividends accrued on those earlier awards.

Do the Capital One (COF) restricted stock units in this Form 4 include dividend equivalents?

Yes. The footnotes state Raskind will receive additional shares representing dividends accrued on the shares issuable at settlement. His reported holdings also already include shares representing dividends accrued on previously vested restricted stock unit awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RASKIND PETER E

(Last) (First) (Middle)

1680 CAPITAL ONE DRIVE

(Street)

MCLEAN VIRGINIA 22102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	05/08/2026		A		1,294	A	$0	34,396(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

2. Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Remarks:

	/s/ Katherine DeLuca (POA on file)	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)