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Capital One (COF) director Craig Williams receives 1,294-share stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

williams craig a. reported acquisition or exercise transactions in this Form 4 filing.

Capital One Financial Corp director Craig A. Williams received a grant of 1,294 shares of Common Stock as a stock award. The award was made at a stated price of $0.00 per share and increased his direct holdings to 10,218 shares after the transaction.

According to the footnotes, these are restricted stock units that vest in their entirety on May 8, 2027. At settlement, he will also be entitled to additional shares representing dividends accrued on the shares issuable at that time.

Positive

  • None.

Negative

  • None.
Insider williams craig a.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,294 $0.00 --
Holdings After Transaction: Common Stock — 10,218 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.
Stock award size 1,294 shares Grant of Common Stock on May 8, 2026
Grant price per share $0.00 per share Reported grant of Common Stock
Shares held after transaction 10,218 shares Direct ownership following grant
Vesting date May 8, 2027 Restricted stock units vest in their entirety
Restricted stock units financial
"Restricted stock units that vest in their entirety on May 8, 2027."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividends accrued financial
"additional shares representing dividends accrued on the shares issuable at settlement."
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
williams craig a.
(Last)(First)(Middle)
1680 CAPITAL ONE DRIVE
(Street)
MCLEAN VIRGINIA 22102
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)05/08/2026A1,294A$010,218(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
2. Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.
Remarks:
/s/ Katherine DeLuca (POA on file)05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Craig A. Williams report for CAPITAL ONE FINANCIAL CORP (COF)?

Craig A. Williams reported receiving a grant of 1,294 shares of Capital One Common Stock. This was a stock award, not an open-market purchase, and increased his direct holdings to 10,218 shares after the transaction.

Was Craig A. Williams’ Capital One (COF) Form 4 transaction a stock award or a market trade?

The Form 4 for Craig A. Williams shows a stock award, coded as a grant or other acquisition. He received 1,294 shares of Common Stock at a stated price of $0.00 per share, rather than buying shares in the open market.

How many Capital One (COF) shares does Craig A. Williams hold after this Form 4 transaction?

After receiving the 1,294-share award, Craig A. Williams directly holds 10,218 shares of Capital One Common Stock. This total reflects his position immediately following the reported grant transaction on May 8, 2026.

When do Craig A. Williams’ restricted stock units in Capital One (COF) vest?

The restricted stock units reported for Craig A. Williams vest in their entirety on May 8, 2027. At settlement, he will also be entitled to additional shares representing dividends accrued on the shares issuable under this award.