Capital One director granted 1,294 RSU shares

Wong Jennifer L. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Wong Jennifer L. reported acquisition or exercise transactions in this Form 4 filing.

CAPITAL ONE FINANCIAL CORP director Jennifer L. Wong received a grant of 1,294 shares of common stock as equity compensation. The award is in the form of restricted stock units that vest in full on May 8, 2027, encouraging longer-term alignment with shareholders.

After this grant, Wong directly holds a total of 15,226 shares of Capital One common stock. The footnotes state that she will also be entitled to additional shares representing dividends accrued on the shares issuable when the units settle, adding incremental value over the vesting period.

Insider Trade Summary

Grant/Award: 1,294 shares

Grant/Award 1 txn

Insider Wong Jennifer L.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,294	$0.00	$0.00

Holdings After Transaction: Common Stock — 15,226 shares (Direct)

Footnotes (1)

1. F1. Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Key Figures

RSU grant size: 1,294 shares Grant price per share: $0.00 per share Holdings after grant: 15,226 shares +1 more

4 metrics

RSU grant size 1,294 shares Restricted stock units granted to director on May 8, 2026

Grant price per share $0.00 per share Reported transaction price for RSU award

Holdings after grant 15,226 shares Total Capital One common shares directly held after transaction

Vesting date May 8, 2027 RSUs vest in their entirety on this date

Key Terms

Restricted stock units, dividends accrued, Grant, award, or other acquisition, Form 4

4 terms

Restricted stock units financial

"Restricted stock units that vest in their entirety on May 8, 2027."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividends accrued financial

"entitled to additional shares representing dividends accrued on the shares issuable at settlement"

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Form 4 regulatory

"Did Jennifer L. Wong buy Capital One shares on the open market? ... transaction disclosed in the Form 4 filing."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Capital One (COF) director Jennifer L. Wong report in this Form 4?

Director Jennifer L. Wong reported receiving 1,294 shares of Capital One common stock as a grant. The award is structured as restricted stock units that vest in full on May 8, 2027, increasing her direct ownership to 15,226 shares after the transaction.

How many Capital One (COF) shares did Jennifer L. Wong acquire in this transaction?

She acquired 1,294 shares of Capital One common stock through a grant, with a reported price per share of $0.00. This reflects an equity compensation award rather than an open-market purchase, and raises her total direct holdings to 15,226 shares after the grant.

When do Jennifer L. Wong’s Capital One restricted stock units vest?

The restricted stock units vest in their entirety on May 8, 2027. Once vested and settled into shares, she will receive the underlying common stock plus additional shares for dividends accrued on the units over the vesting period, according to the footnote disclosure.

What is Jennifer L. Wong’s total Capital One (COF) shareholding after this Form 4 grant?

After the reported grant, Jennifer L. Wong directly holds 15,226 shares of Capital One common stock. This figure includes the new 1,294-share award and reflects her total direct ownership position following the transaction disclosed in the Form 4 filing.

Did Jennifer L. Wong buy Capital One shares on the open market?

No, the filing shows a grant coded as an acquisition (A), not an open-market purchase. She received 1,294 shares at a reported price of $0.00 per share as equity compensation, structured as restricted stock units that vest fully on May 8, 2027.

Do Jennifer L. Wong’s Capital One restricted stock units earn dividends?

Yes. The footnote states she will be entitled to additional shares representing dividends accrued on the shares issuable at settlement. This means that, when the units vest and convert to stock, she also receives extra shares reflecting dividends during the vesting period.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 04:57 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wong Jennifer L.

(Last) (First) (Middle)

1680 CAPITAL ONE DRIVE

(Street)

MCLEAN VIRGINIA 22102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	05/08/2026		A		1,294	A	$0	15,226	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Remarks:

	/s/ Katherine DeLuca (POA on file)	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)