Capital One director awarded 1,294 RSUs
SHEPHERD MICHAEL reported acquisition or exercise transactions in this Form 4 filing.
Rhea-AI Filing Summary
SHEPHERD MICHAEL reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Michael Shepherd received a grant of 1,294 shares of common stock in the form of restricted stock units. These units vest in full on May 8, 2027, and he will also receive additional shares for accrued dividends. After this award, he holds 27,987 shares directly.
Positive
- None.
Negative
- None.
Insider Trade Summary
Grant/Award: 1,294 shares
Grant/Award
1 txn
Insider
SHEPHERD MICHAEL
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 1,294 | $0.00 | $0.00 |
Holdings After Transaction:
Common Stock — 27,987 shares (Direct)
Footnotes (1)
- F1. Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
Key Figures
RSU grant size: 1,294 shares
Post-transaction holdings: 27,987 shares
Vesting date: May 8, 2027
3 metrics
RSU grant size
1,294 shares
Restricted stock units awarded on May 8, 2026
Post-transaction holdings
27,987 shares
Total Capital One common stock held directly after grant
Vesting date
May 8, 2027
RSUs vest in their entirety on this date
Key Terms
Restricted stock units, dividends accrued, settlement, Grant, award, or other acquisition
4 terms
Restricted stock units financial
"Restricted stock units that vest in their entirety on May 8, 2027."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividends accrued financial
"entitled to additional shares representing dividends accrued on the shares issuable"
settlement financial
"dividends accrued on the shares issuable at settlement."
Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did COF director Michael Shepherd report?
Director Michael Shepherd reported receiving 1,294 shares of Capital One common stock as a restricted stock unit award. The grant was recorded with a price of $0.00 per share, indicating compensation rather than an open-market purchase.
When do Michael Shepherd’s new Capital One (COF) RSUs vest?
Michael Shepherd’s restricted stock units vest in their entirety on May 8, 2027. Once vested and settled, the units convert into common shares, increasing his directly held Capital One stock position at that time, subject to any future changes.
Does Michael Shepherd receive dividend equivalents on his Capital One RSUs?
Yes. The filing states he will be entitled to additional shares representing dividends accrued on the shares issuable at settlement. That means when the RSUs vest on May 8, 2027, he will also receive extra shares tied to interim dividends.
Was Michael Shepherd’s COF Form 4 transaction a market buy or sale?
The Form 4 reflects a grant or award acquisition of 1,294 restricted stock units, not a market trade. The transaction code is “A,” showing a compensation-related award at $0.00 per share, rather than an open-market purchase or sale of Capital One stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
