Capital One (COF) general counsel sells 3,500 shares under Rule 10b5-1 plan
Rhea-AI Filing Summary
CAPITAL ONE FINANCIAL CORP reported an insider stock sale by its General Counsel and Corporate Secretary, Matthew W. Cooper. He sold 3,500 shares of common stock in an open-market transaction at a price of $183.36 per share and now directly holds 93,694 shares. The sale was executed under a pre-arranged trading plan that Cooper entered into on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 3,500 shares
Net Sell
1 txn
Insider
Cooper Matthew W
Role
General Counsel & Corp Secy
Sold
3,500 shs ($642K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 3,500 | $183.36 | $642K |
Holdings After Transaction:
Common Stock — 93,694 shares (Direct)
Footnotes (1)
- F1. This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 , in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Key Figures
Shares sold: 3,500 shares
Sale price: $183.36 per share
Post-transaction holdings: 93,694 shares
+1 more
4 metrics
Shares sold
3,500 shares
Open-market sale of common stock on 2026-06-02
Sale price
$183.36 per share
Price for the 3,500-share open-market sale
Post-transaction holdings
93,694 shares
Direct ownership after the sale
Net shares sold
3,500 shares
Net sell direction in this Form 4
Key Terms
Rule 10b5-1, open-market sale, trading plan
3 terms
Rule 10b5-1 regulatory
"in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
trading plan financial
"This transaction was executed pursuant to a trading plan entered into by the reporting person"
A trading plan is a written set of rules an investor follows about what to buy or sell, when to enter and exit positions, and how much risk to accept—like a travel itinerary that maps the route, stops, and budget before a trip. It matters because it helps remove emotional decisions during market swings, enforces discipline, and makes performance easier to review and improve, reducing the chance of costly impulsive moves.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Capital One (COF) disclose for Matthew W. Cooper?
Capital One disclosed that General Counsel Matthew W. Cooper sold 3,500 shares of common stock. The sale was an open-market transaction executed under a pre-arranged Rule 10b5-1 trading plan, which structures sales in advance to avoid discretionary timing decisions.
Was the Capital One (COF) insider sale made under a Rule 10b5-1 plan?
Yes. The filing states the transaction was executed under a trading plan entered into on January 26, 2026, in accordance with Rule 10b5-1. Such plans allow insiders to schedule trades in advance, reducing discretion over trade timing.
What type of transaction was reported in the Capital One (COF) Form 4?
The Form 4 reports an open-market sale of common stock by Matthew W. Cooper, coded as a sale transaction. It involved 3,500 shares and was carried out pursuant to a pre-arranged Rule 10b5-1 trading plan noted in the footnotes.