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Capital One insider plans $749K stock sale

CAPITAL ONE FINANCIAL CORP (COF) insider Matthew Cooper filed a notice of proposed sale of COF common stock under Rule 144.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

CAPITAL ONE FINANCIAL CORP (COF) insider Matthew Cooper filed a notice of proposed sale of COF common stock under Rule 144. The notice covers 3,500 shares, held at Morgan Stanley Smith Barney LLC Executive Financial Services, with an indicated value of $749,350.00. The securities were acquired upon vesting of performance shares during the period from 03/11/2022 through 02/15/2024.

Over the prior three months, Cooper reported Rule 144 sales of 3,500 COF common shares on each of 06/02/2026, 07/07/2026, and 08/04/2026, for proceeds of $641,760.00, $728,000.00, and $767,655.00, respectively.

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Shares to be sold 3,500 shares of common stock Planned Rule 144 sale reported by Matthew Cooper
Proposed sale value $749,350.00 Indicated value for 3,500 COF shares in the planned sale
Sale on 08/04/2026 3,500 shares for $767,655.00 Rule 144 sale of COF common stock during past 3 months
Sale on 07/07/2026 3,500 shares for $728,000.00 Rule 144 sale of COF common stock during past 3 months
Sale on 06/02/2026 3,500 shares for $641,760.00 Rule 144 sale of COF common stock during past 3 months
Performance share vesting period 03/11/2022 through 02/15/2024 Period during which performance shares vested and were acquired
Date of Notice 09/01/2026 Date the Rule 144 notice was filed
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
performance shares financial
"The securities to be sold were acquired upon the vesting of performance shares"
Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.
Securities To Be Sold financial
"144: Securities To Be Sold Common | 03/11/2022 | Performance Shares"
Securities Sold During The Past 3 Months financial
"144: Securities Sold During The Past 3 Months MATTHEW COOPER"

FAQ

What does the Form 144 filed for COF disclose about Matthew Cooper's planned sale?
The Form 144 discloses that Matthew Cooper plans to sell 3,500 shares of CAPITAL ONE FINANCIAL CORP common stock, with an indicated value of $749,350.00, through Morgan Stanley Smith Barney LLC Executive Financial Services.

How many COF shares has Matthew Cooper sold in the last 3 months under Rule 144?
Over the past 3 months, Matthew Cooper reported three Rule 144 sales of COF common stock, each for 3,500 shares, totaling 10,500 shares, on 06/02/2026, 07/07/2026, and 08/04/2026.

What proceeds did Matthew Cooper receive from recent COF stock sales?
Reported proceeds from recent COF stock sales were $641,760.00 on 06/02/2026, $728,000.00 on 07/07/2026, and $767,655.00 on 08/04/2026, each sale involving 3,500 shares of common stock.

How were the COF shares to be sold by Matthew Cooper originally acquired?
The COF shares to be sold were acquired upon the vesting of performance shares during the period from 03/11/2022 through 02/15/2024, as stated in the remarks section of the Form 144.

On which exchange are the COF shares in this Form 144 listed?
The COF common shares referenced in this Form 144 are listed on the NYSE, as indicated in the securities information section.

Who is the broker listed for Matthew Cooper's planned COF stock sale?
The broker listed for the planned COF stock sale is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR