Capital One insider plans $749K stock sale

CAPITAL ONE FINANCIAL CORP (COF) insider Matthew Cooper filed a notice of proposed sale of COF common stock under Rule 144.

Rhea-AI Filing Summary

CAPITAL ONE FINANCIAL CORP (COF) insider Matthew Cooper filed a notice of proposed sale of COF common stock under Rule 144. The notice covers 3,500 shares, held at Morgan Stanley Smith Barney LLC Executive Financial Services, with an indicated value of $749,350.00. The securities were acquired upon vesting of performance shares during the period from 03/11/2022 through 02/15/2024.

Over the prior three months, Cooper reported Rule 144 sales of 3,500 COF common shares on each of 06/02/2026, 07/07/2026, and 08/04/2026, for proceeds of $641,760.00, $728,000.00, and $767,655.00, respectively.

Key Figures

Shares to be sold: 3,500 shares of common stock Proposed sale value: $749,350.00 Sale on 08/04/2026: 3,500 shares for $767,655.00 +4 more

7 metrics

Shares to be sold 3,500 shares of common stock Planned Rule 144 sale reported by Matthew Cooper

Proposed sale value $749,350.00 Indicated value for 3,500 COF shares in the planned sale

Sale on 08/04/2026 3,500 shares for $767,655.00 Rule 144 sale of COF common stock during past 3 months

Sale on 07/07/2026 3,500 shares for $728,000.00 Rule 144 sale of COF common stock during past 3 months

Sale on 06/02/2026 3,500 shares for $641,760.00 Rule 144 sale of COF common stock during past 3 months

Performance share vesting period 03/11/2022 through 02/15/2024 Period during which performance shares vested and were acquired

Date of Notice 09/01/2026 Date the Rule 144 notice was filed

Key Terms

Rule 144, performance shares, Securities To Be Sold, Securities Sold During The Past 3 Months

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

performance shares financial

"The securities to be sold were acquired upon the vesting of performance shares"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Securities To Be Sold financial

"144: Securities To Be Sold Common | 03/11/2022 | Performance Shares"

Securities Sold During The Past 3 Months financial

"144: Securities Sold During The Past 3 Months MATTHEW COOPER"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed for COF disclose about Matthew Cooper's planned sale?

The Form 144 discloses that Matthew Cooper plans to sell 3,500 shares of CAPITAL ONE FINANCIAL CORP common stock, with an indicated value of $749,350.00, through Morgan Stanley Smith Barney LLC Executive Financial Services.

How many COF shares has Matthew Cooper sold in the last 3 months under Rule 144?

Over the past 3 months, Matthew Cooper reported three Rule 144 sales of COF common stock, each for 3,500 shares, totaling 10,500 shares, on 06/02/2026, 07/07/2026, and 08/04/2026.

What proceeds did Matthew Cooper receive from recent COF stock sales?

Reported proceeds from recent COF stock sales were $641,760.00 on 06/02/2026, $728,000.00 on 07/07/2026, and $767,655.00 on 08/04/2026, each sale involving 3,500 shares of common stock.

How were the COF shares to be sold by Matthew Cooper originally acquired?

The COF shares to be sold were acquired upon the vesting of performance shares during the period from 03/11/2022 through 02/15/2024, as stated in the remarks section of the Form 144.

On which exchange are the COF shares in this Form 144 listed?

The COF common shares referenced in this Form 144 are listed on the NYSE, as indicated in the securities information section.

Who is the broker listed for Matthew Cooper's planned COF stock sale?

The broker listed for the planned COF stock sale is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 04:06 PM EDT Accepted by SEC EDGAR 09/01/2026 - 04:04 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001727277
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 CAPITAL ONE DRIVE MCLEAN VIRGINIA 22102
Phone	7037201000
Name of Person for Whose Account the Securities are To Be Sold	MATTHEW COOPER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3500	749350.00	613484836	09/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/11/2022	Performance Shares	ISSUER			3500	03/11/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATTHEW COOPER 1680 Capital One Drive McLean VA 22102	Common	08/04/2026	3500	767655.00
MATTHEW COOPER 1680 Capital One Drive McLean VA 22102	Common	07/07/2026	3500	728000.00
MATTHEW COOPER 1680 Capital One Drive McLean VA 22102	Common	06/02/2026	3500	641760.00

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of performance shares during the period of 03/11/2022 through 02/15/2024
Date of Notice	09/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	04/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Matthew W Cooper
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)