[Form 4] CAPITAL ONE FINANCIAL CORP Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Capital One Financial Chief Information Officer Robert M. Alexander reported automatic share disposals to cover taxes on vesting stock awards. On February 15, 2026, the issuer withheld 1,337, 1,483, and 1,069 common shares at $207.37 per share for tax-withholding dispositions tied to restricted stock units granted in 2023, 2024, and 2025. After these non‑market transactions, he held 71,826 common shares directly, plus small indirect holdings of 100 shares through The Alexander Fund and 2 shares through a UGMA account.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Alexander Robert M.
Role
Chief Information Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock | 1,337 | $207.37 | $277K |
| Tax Withholding | Common Stock | 1,483 | $207.37 | $308K |
| Tax Withholding | Common Stock | 1,069 | $207.37 | $222K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 74,378 shares (Direct);
Common Stock — 100 shares (Indirect, The Alexander Fund)
Footnotes (1)
- Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.