Capital One (NYSE: COF) executive reports tax-withholding share disposals
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
CAPITAL ONE FINANCIAL CORP executive Sanjiv Yajnik, President of Financial Services, reported three tax-related share dispositions of common stock on February 15, 2026. The transactions, each coded "F," involved 1,327, 1,703, and 1,223 shares at $207.37 per share.
According to the footnotes, these were automatic withholdings by Capital One to cover Yajnik’s tax obligations upon vesting of restricted stock units granted in January 2023, February 2024, and February 2025. After these transactions, he held 143,881 shares of common stock directly.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Sanjiv Yajnik
Role
President, Financial Services
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock | 1,327 | $207.37 | $275K |
| Tax Withholding | Common Stock | 1,703 | $207.37 | $353K |
| Tax Withholding | Common Stock | 1,223 | $207.37 | $254K |
Holdings After Transaction:
Common Stock — 146,807 shares (Direct)
Footnotes (1)
- Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.
FAQ
What did Capital One (COF) executive Sanjiv Yajnik report in this Form 4?
Sanjiv Yajnik reported three tax-withholding dispositions of Capital One common stock on February 15, 2026. These were automatic share withholdings by the company to cover tax obligations upon vesting of previously granted restricted stock units.
Were Sanjiv Yajnik’s Capital One (COF) Form 4 transactions open-market sales?
No, the Form 4 describes automatic tax-withholding dispositions, not open-market sales. Capital One withheld shares to satisfy Yajnik’s tax obligations tied to vesting restricted stock units, as authorized under the relevant award agreements.
Which equity awards triggered the Capital One (COF) tax-withholding dispositions?
The tax-withholding dispositions relate to restricted stock units granted on January 26, 2023, February 1, 2024, and February 4, 2025. Upon vesting, Capital One automatically withheld shares to satisfy the associated tax obligations under the award agreements.