Capital One (COF) executive logs tax-related share withholdings on RSU vesting
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Capital One Financial Corp executive Raghu Ravi reported automatic share withholdings to cover taxes on vesting stock awards. On three transactions dated February 15, 2026, the issuer withheld 546, 551 and 560 shares of common stock at $207.37 per share as tax-withholding dispositions tied to previously granted restricted stock units. After these transactions, Ravi continued to hold tens of thousands of Capital One shares directly.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Raghu Ravi
Role
Pres, Software, Intl & Sm Bus
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock | 546 | $207.37 | $113K |
| Tax Withholding | Common Stock | 551 | $207.37 | $114K |
| Tax Withholding | Common Stock | 560 | $207.37 | $116K |
Holdings After Transaction:
Common Stock — 34,234 shares (Direct)
Footnotes (1)
- Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.
FAQ
What did Capital One (COF) executive Raghu Ravi report in this Form 4?
Raghu Ravi reported three automatic tax-withholding dispositions of Capital One common stock. The issuer withheld small share blocks when restricted stock units vested, covering Ravi’s tax obligations under pre-existing award agreements, rather than reflecting open-market buying or selling.
Were the Capital One (COF) Form 4 transactions open-market stock sales?
No, the transactions were not open-market sales. They were coded "F" tax-withholding dispositions, where Capital One automatically withheld shares at $207.37 per share to pay taxes due on vesting restricted stock units previously granted to the executive.