Welcome to our dedicated page for CAPITAL ONE FINANCIAL SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Capital One Financial Corp. reported that Celia Karam, President of the Retail Bank, received an equity award in the form of common stock on February 3, 2026. She acquired 5,719 shares at a price of $0 per share, increasing her directly held stake to 64,988 shares.
The award is structured as restricted stock units that vest in three equal installments. Vesting begins on February 15, 2027 and continues annually thereafter, with each unit delivering one share of Capital One common stock as it vests. This ties a portion of her compensation to the company’s future performance and share price.
Capital One Financial Corp. reported a new equity grant to officer Sanjiv Yajnik, President, Financial Services. On February 3, 2026, he received 7,555 shares of common stock at a price of $0 per share, reflecting a restricted stock unit award.
These restricted stock units will vest in one-third increments beginning on February 15, 2027 and annually thereafter, with each unit representing one share of common stock. After this grant, Yajnik beneficially owns 148,134 shares directly, including shares acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One Financial Corp executive Mark Daniel Mouadeb, President, Card, reported a new stock-based award. On February 3, 2026, he received 7,331 shares of Capital One common stock at a price of $0, reported as an acquisition. This reflects a grant of restricted stock units that convert into shares over time.
The award will vest in three equal installments, beginning on February 15, 2027 and then annually. After this grant, Mouadeb beneficially owns 55,429 shares of Capital One common stock in direct ownership.
Capital One Financial Corp.'s Chief Credit & Financial Risk Officer, Michael Zamsky, reported an equity award in the form of restricted stock units tied to the company’s common stock. On February 3, 2026, he acquired 5,231 shares at a stated price of $0, reflecting a grant rather than a market purchase.
After this award, Zamsky beneficially owns 32,595 shares of Capital One common stock in direct form. The restricted stock units will vest in one-third increments beginning on February 15, 2027 and annually thereafter, with each unit representing a contingent right to receive one share of common stock.
Capital One Financial’s Chief Enterprise Services Officer, Frank G. LaPrade III, received an award of 8,150 shares of common stock on February 3, 2026 at a price of $0, reflecting a restricted stock unit (RSU) grant rather than a market purchase.
After this award, he beneficially owned 56,465 shares directly, plus 820 equivalent shares held indirectly through the company’s 401(k) plan. The RSU grant vests in three equal installments beginning on February 15, 2027 and annually thereafter, with each unit settling into one share of common stock.
Capital One Financial’s Chief Financial Officer Andrew M. Young reported an equity award of 6,759 shares of common stock on February 3, 2026. The shares were acquired at a price of $0 per share as a restricted stock unit grant.
Following this award, Young beneficially owns 58,099 shares of Capital One common stock in direct form. He also reports an additional 59 shares held indirectly, described as owned "By Child." The restricted stock units will vest in one‑third increments starting on February 15, 2027 and annually thereafter, with each unit delivering one share of Capital One common stock upon vesting.
Capital One Financial Corp officer Raghu Ravi reported a new stock-based award. On February 3, 2026, he acquired 4,443 shares of common stock at a reported price of $0, reflecting a restricted stock unit grant, bringing his directly held stake to 34,780 shares.
The restricted stock unit award will vest in one-third increments starting on February 15, 2027 and then annually. Each unit converts into one share of Capital One common stock as it vests, tying a portion of his compensation to the company’s future performance.
Capital One Financial Corp.'s Chief Enterprise Risk Officer, Kara West, received a grant of 6,165 shares of common stock on February 3, 2026, at a price of $0 per share, reported as a restricted stock unit (RSU) award.
Following this grant, West beneficially owns 45,954 common shares in direct ownership. The RSU award will vest in one-third increments beginning on February 15, 2027, and annually thereafter, with each unit delivering one share of Capital One common stock upon vesting.
Capital One Financial executive Celia Karam, President of the Retail Bank, reported a planned sale of company stock. On February 2, 2026, she sold 2,108 shares of Capital One common stock at a price of $218.25 per share under a pre-arranged Rule 10b5-1 trading plan entered into on August 14, 2025.
After this transaction, Karam beneficially owns 59,269 shares of Capital One common stock directly, which includes shares acquired through the company’s Associate Stock Purchase Plan since her last reported transaction.
Capital One Financial insider Lia Dean filed a notice of proposed sale of 3,284 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of February 4, 2026 and an aggregate market value of $734,565.12.
The shares to be sold were acquired on March 11, 2024 as performance shares from the issuer. Capital One had 635,733,605 shares of common stock outstanding. In the past three months, Lia Dean sold 3,269 and 3,163 common shares on December 1, 2025 and January 2, 2026, for gross proceeds of $713,132.35 and $772,879.05.