Capital One (NYSE: COF) CFO granted shares, some withheld for taxes
Rhea-AI Filing Summary
Capital One Financial Corp Chief Financial Officer Andrew M. Young received 7,656 shares of common stock on March 9, 2026 as a performance share award payout, reflecting prior grants tied to dividend growth, tangible book value growth, and adjusted ROTCE metrics.
To cover associated tax obligations, 3,453 shares were automatically withheld by the company at $185.73 per share under the award agreement. After these transactions, Young directly holds 59,186 shares of common stock and has indirect ownership of 59 shares held by a child.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 4,203 shares
Net Buy
3 txns
Insider
Young Andrew M
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 7,656 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 3,453 | $185.73 | $641K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 59,186 shares (Direct);
Common Stock — 59 shares (Indirect, By Child)
Footnotes (3)
- F1. These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
- F2. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- F3. These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Capital One (COF) CFO Andrew M. Young report in this Form 4?
Andrew M. Young reported a grant of 7,656 Capital One common shares from a performance share award and the automatic withholding of 3,453 shares for taxes, leaving him with 59,186 directly held shares and 59 shares held indirectly through a child.
Was the Capital One (COF) CFO’s Form 4 transaction an open-market trade?
No, the activity reflects a compensation-related performance share payout and tax withholding. The 7,656 shares were earned under a long-term incentive award, while 3,453 shares were withheld by Capital One to satisfy tax obligations, rather than sold in the open market.