Welcome to our dedicated page for CAPITAL ONE FINANCIAL SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Capital One Financial Corp. reported an insider equity transaction involving Neal Blinde, its President of Commercial Banking. On January 31, 2026, 3,936 shares of common stock were withheld at $218.93 per share to cover his tax obligations from vesting restricted stock units granted in 2022.
After this automatic tax withholding, Blinde directly beneficially owns 69,084 shares of Capital One common stock.
Capital One Financial’s President of Global Payment Network, Jason P. Hanson, reported routine equity compensation activity on 02/01/2026. Several blocks of restricted stock units converted one-for-one into common stock, adding 1,087, 5,996, and 3,890 shares, respectively.
To cover associated tax obligations, the issuer automatically withheld 348, 2,135, and 1,724 shares at a price of $218.93 per share. Following these transactions, Hanson directly owned 39,245 shares of common stock and continued to hold restricted stock units, including awards of 5,996 units vesting in two equal annual installments and 3,890 units vesting in three equal annual installments beginning 02/01/2026.
Capital One Financial Corporation closed a public debt offering consisting of two senior note issues. The company issued $1,500,000,000 of 4.722% Fixed-to-Floating Rate Senior Notes due 2032 and $1,500,000,000 of 5.399% Fixed-to-Floating Rate Senior Notes due 2037 under an existing senior indenture. The notes were sold pursuant to an underwriting agreement with a syndicate led by major investment banks and were registered on an effective Form S-3 shelf registration statement.
Capital One’s insider Celia Edwards has filed a Form 144 notice to sell 2,108 shares of common stock. The planned sale, through Morgan Stanley Smith Barney LLC on the NYSE, has an aggregate market value of 460071.00, with 635,733,605 common shares outstanding.
The shares to be sold were acquired in 2024, including 42 shares via an Employee Stock Purchase Plan and 2,066 performance shares from the issuer. Over the past three months, Edwards has already sold 2,937 shares for gross proceeds of 640706.55 and 2,064 shares for 504338.40.
Capital One Financial Corporation is issuing two new series of senior unsecured notes totaling $3.0 billion. The company will offer $1.5 billion of 4.722% fixed‑to‑floating rate notes due 2032 and $1.5 billion of 5.399% fixed‑to‑floating rate notes due 2037. Both issues pay semi‑annual fixed interest until one year before maturity, then convert to a floating rate based on SOFR plus a spread (1.150% for the 2032 notes and 1.508% for the 2037 notes) with quarterly payments. Capital One may redeem each series once, in whole but not in part, exactly one year prior to maturity at 100% of principal plus accrued interest. The notes rank equally with Capital One’s other unsecured, unsubordinated debt and are structurally subordinated to obligations of its subsidiaries. Net proceeds of about $2.983 billion are intended for general corporate purposes, including debt repayment, share repurchases, acquisitions, working capital and investments in subsidiaries, following the closing of the Discover acquisition.
Capital One Financial Corporation is offering two new fixed-to-floating rate senior notes maturing in 2032 and 2037. Each series pays a fixed interest rate from issuance until one year before maturity, then switches to a floating rate based on SOFR plus a stated spread, with interest paid quarterly in the floating period.
The notes are unsecured senior obligations of Capital One, rank equally with its other unsecured and unsubordinated debt, and are structurally subordinated to liabilities of subsidiaries such as Capital One, National Association. They are not bank deposits and are not insured or guaranteed by the FDIC or any other government agency.
Capital One may redeem each series once, in whole but not in part, one year before its maturity at 100% of principal plus accrued interest, creating reinvestment risk for investors. Net proceeds are expected to be used for general corporate purposes, including debt repayment, capital actions and investments in subsidiaries. The filing highlights risks around SOFR as a relatively new benchmark, limited events of default, potential subordination in stress scenarios, and regulatory resolution powers under the Dodd-Frank Act that could affect recoveries on the notes.
Capital One Financial Corporation has agreed to acquire Brex Inc. under an Agreement and Plan of Merger and Reorganization. The deal values Brex at an aggregate consideration of $5,150,000,000, consisting of approximately $2.75 billion in cash and approximately 10.6 million shares of Capital One common stock. The transaction is subject to customary closing conditions, including required regulatory approvals, so it is not yet complete.
The Capital One shares to be issued in the transaction are intended to be exempt from registration under the Securities Act by relying on Section 4(a)(2). Capital One and Brex issued a joint press release announcing the signing of the merger agreement, which is included as an exhibit. The filing also includes standard cautionary language that forward-looking statements about the expected benefits of the deal are subject to risks, including that those benefits may not be fully realized.
Capital One Financial Corporation furnished an update on its credit performance for the most recent month. Through this current report, the company is providing investors with its Monthly Charge-Off and Delinquency Metrics for its lending portfolios as of and for the month ended December 31, 2025. This information is included as Exhibit 99.1 under a Regulation FD disclosure, meaning it is being shared publicly to keep all investors equally informed.
The filing does not change any securities or corporate structure; it simply makes detailed credit quality data available in a supplemental exhibit for those tracking Capital One’s charge-off and delinquency trends.
Capital One Financial Corporation filed a current report announcing that it released its financial results for the fourth quarter ended December 31, 2025. The company furnished a press release and a detailed financial supplement as exhibits, which include its earnings information and related non-GAAP reconciliations.
Capital One also scheduled an earnings conference call and live webcast on January 22, 2026 at 5:00 PM Eastern Time, accessible through its Investor Center on the corporate website. A replay of the webcast will remain available on the site until February 5, 2026 at 5:00 PM Eastern Time, allowing investors and analysts additional time to review management’s discussion of the quarterly performance.
Capital One Financial Corporation officer Matthew W. Cooper, General Counsel & Corporate Secretary, reported a sale of common stock. On January 6, 2026, he sold 2,000 shares of Capital One common stock at $250 per share, a transaction coded as a sale. After this trade, he directly owned 92,486 shares of the company’s common stock.
The filing notes that this transaction was executed under a pre-arranged Rule 10b5-1 trading plan that Cooper entered into on January 23, 2025. Such plans allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day corporate developments.