Capital One exec sells 1,636 shares in 10b5-1 plan

Capital One Financial executive Celia Karam, President of the Retail Bank, reported an open-market sale of 1,636 shares of common stock at $191 per share.

Rhea-AI Filing Summary

Capital One Financial executive Celia Karam, President of the Retail Bank, reported an open-market sale of 1,636 shares of common stock at $191 per share. The transaction occurred on March 2, 2026 and was executed under a pre-established Rule 10b5-1 trading plan.

After this sale, Karam directly owns 60,339 shares of Capital One common stock, which includes shares acquired through the company’s Associate Stock Purchase Plan since her last reported transaction.

Insider Trade Summary

Net Seller: 1,636 shares

Net Sell 1 txn

Insider Karam Celia

Role Pres, Retail Bank

Sold 1,636 shs ($312K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,636	$191.00	$312K

Holdings After Transaction: Common Stock — 60,339 shares (Direct)

Footnotes (2)

1. F1. This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
2. F2. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Capital One (COF) report for Celia Karam?

Capital One reported that executive Celia Karam sold 1,636 shares of common stock. The open-market sale occurred at $191 per share and was executed under a pre-established Rule 10b5-1 trading plan on March 2, 2026.

How many Capital One (COF) shares did Celia Karam sell and at what price?

Celia Karam sold 1,636 shares of Capital One common stock at $191 per share. The transaction was an open-market sale and was carried out pursuant to a previously adopted Rule 10b5-1 trading plan.

Does Celia Karam still hold Capital One (COF) shares after this Form 4 sale?

Yes. After the reported sale, Celia Karam directly holds 60,339 shares of Capital One common stock. This figure includes shares she acquired through the company’s Associate Stock Purchase Plan since her last reported transaction.

Was the Capital One (COF) insider sale by Celia Karam under a Rule 10b5-1 plan?

Yes. The sale by Celia Karam was executed under a Rule 10b5-1 trading plan. The footnote explains the plan was previously entered into, providing a pre-arranged framework for executing her stock sales.

What position does Celia Karam hold at Capital One (COF) in this Form 4?

In this Form 4, Celia Karam is identified as an officer of Capital One, serving as President of the Retail Bank. Her role is specifically noted in the filing alongside the reported open-market sale of company common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/03/2026 - 04:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Karam Celia

(Last) (First) (Middle)

1680 CAPITAL ONE DRIVE

(Street)

MCLEAN VA 22102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres, Retail Bank

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	03/02/2026		S		1,636	D	$191	60,339(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

2. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Remarks:

	/s/ Blaise F. Brennan (POA on file)	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.