Welcome to our dedicated page for CAPITAL ONE FINANCIAL SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Capital One Financial Corp. reported an insider stock sale by its General Counsel and Corporate Secretary. On 12/02/2025, the executive sold 2,000 shares of Capital One common stock at a price of $221.54 per share. After this transaction, the executive beneficially owned 94,486 shares directly.
The filing notes that this sale was executed under a pre-arranged Rule 10b5-1 trading plan that the reporting person entered into on January 23, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day company developments.
Capital One Financial Corp reported that its Pres, Retail Bank executed a stock sale under a pre-arranged trading plan. On 12/01/2025, the officer sold 2,936 shares of common stock at $218.15 per share. After this transaction, the officer beneficially owned 63,433 shares. The trade was carried out pursuant to a Rule 10b5-1 trading plan that the reporting person entered into on August 14, 2025, and the share count includes stock acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One Financial Corp3,269 shares of Capital One common stock on December 1, 2025 at a price of $218.15 per share. After this sale, the executive still directly owns 69,855 shares of Capital One common stock.
The filing notes that this sale was made under a pre-arranged Rule 10b5-1 trading plan, which the executive entered into on August 14, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day nonpublic information about the company.
A Form 144 notice has been filed covering the proposed sale of 3,269 shares of common stock of issuer associated with ticker COF. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, with an approximate aggregate market value of $713,132.35 and an approximate sale date of 12/01/2025. Shares of this class outstanding are reported as 635,733,605.
The securities to be sold were acquired through an Employee Stock Purchase Plan and Performance Shares. The filing shows 4 shares acquired on 03/01/2024 for cash, 3,163 shares as Performance Shares acquired on 01/30/2020, and 102 shares acquired via the Employee Stock Purchase Plan on 02/01/2024 for cash. The filer represents that they do not know any undisclosed material adverse information about the issuer’s current or prospective operations.
A holder of COF common stock has filed a notice of proposed sale under Rule 144. The notice covers up to 2,937 common shares to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $640,706.55. The filing notes that 635,733,605 common shares were outstanding.
The shares to be sold were originally acquired from the issuer on 04/30/2021, including 2,914 shares received as performance shares and 23 shares purchased through an Employee Stock Purchase Plan, with cash used for the ESPP purchase. The notice also includes standard representations that the seller is not aware of undisclosed material adverse information about the issuer.
Capital One Financial (COF) reported insider share sales by its Chief Enterprise Services Officer. On 11/13/2025, the officer sold 4,276 shares of common stock at a weighted average price of $220.84 and 13,564 shares at a weighted average price of $222.41. These transactions were executed under a Rule 10b5-1 trading plan entered into on August 14, 2025. After these sales, the officer directly owned 48,315 shares of Capital One common stock and held the equivalent of 818 additional shares through the company’s 401(k) plan.
Capital One Financial Corporation filed a Form 8-K to furnish its Monthly Charge-Off and Delinquency Metrics for its credit portfolios as of and for the month ended October 31, 2025. The information is provided under Regulation FD as Exhibit 99.1, giving the market updated data on credit losses and past-due loan trends for that period.
Capital One Financial (COF) has a Rule 144 notice for a proposed sale of 17,840 common shares, with an approximate sale date of 11/13/2025. The filing lists an aggregate market value of $3,961,075.86 and names Morgan Stanley Smith Barney LLC as broker, with trading on the NYSE.
The shares were acquired as performance share awards on 03/11/2024 (10,212) and 02/15/2024 (7,628). Shares outstanding were 635,733,605.
Capital One Financial (COF) insider transaction: An officer, the President of Commercial Banking, reported selling 43,200 shares of common stock on 11/06/2025 at $221.83 per share under a trading plan intended to satisfy Rule 10b5-1(c).
Following the sale, the reporting person beneficially owned 73,020 shares, held directly. The trading plan was entered on July 25, 2025, and the filing reflects a Form 4 submitted by one reporting person.
Capital One Financial Corporation disclosed a special cash award to a senior executive. On November 3, 2025, the Compensation Committee and the independent members of the Board approved a $2,000,000 cash award for Matthew Cooper, the Company’s President, Discover Integration, General Counsel and Secretary.
The award was granted in recognition of his expanded role and his exceptional performance and contributions during the year. The filing also lists Exhibit 104 for the Inline XBRL-formatted cover page.