Capital One insider plans sale of 3,284 shares

Capital One Financial insider Lia Dean filed a notice of proposed sale of 3,284 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of February 4, 2026 and an aggregate market value of $734,565.12.

Rhea-AI Filing Summary

Capital One Financial insider Lia Dean filed a notice of proposed sale of 3,284 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of February 4, 2026 and an aggregate market value of $734,565.12.

The shares to be sold were acquired on March 11, 2024 as performance shares from the issuer. Capital One had 635,733,605 shares of common stock outstanding. In the past three months, Lia Dean sold 3,269 and 3,163 common shares on December 1, 2025 and January 2, 2026, for gross proceeds of $713,132.35 and $772,879.05.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Capital One (COF) Form 144 filing show?

The filing shows that Lia Dean plans to sell 3,284 Capital One common shares under Rule 144. The shares will be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $734,565.12 and an approximate sale date of February 4, 2026.

How many Capital One (COF) shares is Lia Dean proposing to sell?

Lia Dean is proposing to sell 3,284 shares of Capital One common stock. These shares have an aggregate market value of $734,565.12 and are to be sold on the NYSE through Morgan Stanley Smith Barney LLC, according to the Rule 144 notice.

When and how did Lia Dean acquire the Capital One (COF) shares being sold?

The 3,284 Capital One common shares were acquired on March 11, 2024 as performance shares from the issuer. The filing lists the nature of the acquisition transaction as “Performance Shares,” with payment dated March 11, 2024 and the nature of payment noted as “Not Applicable.”

What prior Capital One (COF) stock sales has Lia Dean reported in the last 3 months?

The filing lists two prior sales by Lia Dean in the past three months. She sold 3,269 common shares on December 1, 2025 for gross proceeds of $713,132.35, and 3,163 common shares on January 2, 2026 for gross proceeds of $772,879.05.

How many Capital One (COF) shares are outstanding in this Form 144?

The document states that 635,733,605 shares of Capital One common stock are outstanding. This figure provides context for the size of the proposed 3,284-share sale disclosed in the Form 144 notice relative to the company’s total common shares.

Which broker will handle the Capital One (COF) shares sale for Lia Dean?

The planned sale of 3,284 Capital One common shares will be handled by Morgan Stanley Smith Barney LLC Executive Financial Services. The broker’s listed address is 1 New York Plaza, 8th Floor, New York, NY 10004, and the shares are to be sold on the NYSE.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 02/04/2026 - 04:01 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001741273
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 Capital One Drive McLean VIRGINIA 22102
Phone	(703) 720-1000
Name of Person for Whose Account the Securities are To Be Sold	LIA DEAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3284	734565.12	635733605	02/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/11/2024	Performance Shares	ISSUER			3284	03/11/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
LIA DEAN 1680 Capital One Drive McLean VA 22102	Common	12/01/2025	3269	713132.35
LIA DEAN 1680 Capital One Drive McLean VA 22102	Common	01/02/2026	3163	772879.05

144: Remarks and Signature

Remarks
Date of Notice	02/04/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/14/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Lia Dean
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)