Capital One Financial’s SVP and Chief Accounting Officer, Timothy P. Golden, reported an equity award on February 3, 2026. He received 3,443 restricted stock units, each representing a contingent right to one share of common stock, at a stated price of $0 per unit.
These restricted stock units will vest in one-third increments beginning February 15, 2027 and annually thereafter. Following this award, Golden beneficially owns 12,244 shares of common stock, which includes shares acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One Financial Corp. reported that Jason P. Hanson, its Pres.- Global Payment Network, received an award linked to 4,714 shares of common stock on February 3, 2026 at a price of $0 per share. Following this award, he beneficially owned 43,959 shares directly. The award consists of restricted stock units that will vest in three equal installments beginning on February 15, 2027 and annually thereafter, with each unit representing the right to receive one share of Capital One common stock.
Capital One Financial Corp. President of Commercial Banking, Neal Blinde, reported an equity award of company stock. On February 3, 2026, he acquired 6,794 shares of Common Stock at a price of $0, reflecting a grant rather than a market purchase.
The award is in the form of restricted stock units that vest in one‑third increments beginning on February 15, 2027 and annually thereafter. Following this grant, Blinde beneficially owns 75,878 shares of Capital One common stock in direct ownership.
Capital One Financial Corp. disclosed that Chief Information Officer Robert M. Alexander received an award linked to 7,008 shares of common stock on February 3, 2026 at a price of $0 per share, reflecting a restricted stock unit grant.
Following this award, Alexander directly holds 75,715 shares of Capital One common stock. He also has indirect holdings of 100 shares through The Alexander Fund and 2 shares through a Robert M. Alexander UGMA account. The restricted stock units vest in one-third increments beginning on February 15, 2027 and annually thereafter, with each unit representing the right to receive one share of common stock.
Capital One Financial Chairman and CEO Richard D. Fairbank reported multiple equity-compensation transactions dated February 3, 2026. Several restricted stock units from 2024 and 2025 awards were automatically withheld and settled in cash at $223.34 per share to cover his tax obligations, while corresponding common shares were acquired and then withheld for taxes.
He also received new cash-settled restricted stock unit awards of 26,865 units and 11,194 units that are scheduled to vest on February 15, 2029. Each unit will be settled in cash based on the company’s average fair market value over the fifteen trading days before vesting. Following these transactions, he directly owned 4,001,232 shares of Capital One common stock.
Capital One Financial Corp executive Dean Lia reported two stock transactions. On February 3, 2026, he received 6,682 shares of common stock as a restricted stock unit award at $0 per share, increasing his direct holdings to 73,446 shares.
On February 4, 2026, he sold 3,284 shares of common stock at $223.68 per share under a pre-arranged Rule 10b5-1 trading plan entered on August 14, 2025, leaving him with 70,162 directly owned shares. The restricted stock units will vest in one-third increments starting February 15, 2027 and annually thereafter, with each unit delivering one share of common stock.
Capital One Financial Corp. reported that Celia Karam, President of the Retail Bank, received an equity award in the form of common stock on February 3, 2026. She acquired 5,719 shares at a price of $0 per share, increasing her directly held stake to 64,988 shares.
The award is structured as restricted stock units that vest in three equal installments. Vesting begins on February 15, 2027 and continues annually thereafter, with each unit delivering one share of Capital One common stock as it vests. This ties a portion of her compensation to the company’s future performance and share price.
Capital One Financial Corp. reported a new equity grant to officer Sanjiv Yajnik, President, Financial Services. On February 3, 2026, he received 7,555 shares of common stock at a price of $0 per share, reflecting a restricted stock unit award.
These restricted stock units will vest in one-third increments beginning on February 15, 2027 and annually thereafter, with each unit representing one share of common stock. After this grant, Yajnik beneficially owns 148,134 shares directly, including shares acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One Financial Corp executive Mark Daniel Mouadeb, President, Card, reported a new stock-based award. On February 3, 2026, he received 7,331 shares of Capital One common stock at a price of $0, reported as an acquisition. This reflects a grant of restricted stock units that convert into shares over time.
The award will vest in three equal installments, beginning on February 15, 2027 and then annually. After this grant, Mouadeb beneficially owns 55,429 shares of Capital One common stock in direct ownership.
Capital One Financial Corp.'s Chief Credit & Financial Risk Officer, Michael Zamsky, reported an equity award in the form of restricted stock units tied to the company’s common stock. On February 3, 2026, he acquired 5,231 shares at a stated price of $0, reflecting a grant rather than a market purchase.
After this award, Zamsky beneficially owns 32,595 shares of Capital One common stock in direct form. The restricted stock units will vest in one-third increments beginning on February 15, 2027 and annually thereafter, with each unit representing a contingent right to receive one share of common stock.