Welcome to our dedicated page for CAPITAL ONE FINANCIAL SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on CAPITAL ONE FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into CAPITAL ONE FINANCIAL's regulatory disclosures and financial reporting.
Capital One Financial Corp (COF) Form 144 discloses a proposed sale of 2,000 common shares by an insider through Morgan Stanley Smith Barney LLC on or about 10/02/2025. The shares were acquired as performance shares on 02/15/2022 from the issuer. The notice shows 2,000 shares outstanding to be sold, an aggregate market value listed as $423,980.00, and total common shares outstanding of 639,517,306. The filing also reports a prior sale of 2,000 common shares on 09/02/2025 with gross proceeds of $446,800.00. The filer certifies they are not aware of undisclosed material adverse information and the transaction will be executed on the New York Stock Exchange.
Capital One Financial Corporation completed a public debt offering of two new senior note series. The company issued $1.25 billion of 4.493% Fixed-to-Floating Rate Senior Notes due 2031 and $1.5 billion of 5.197% Fixed-to-Floating Rate Senior Notes due 2036, for total issuance of $2.75 billion in senior debt.
The notes were sold under an underwriting agreement dated September 8, 2025 with a syndicate led by Citigroup, Goldman Sachs, Morgan Stanley, RBC Capital Markets and Capital One Securities. They were issued under the company’s existing senior indenture and registered on an effective shelf registration statement on Form S-3.
Capital One Financial Corporation filed a current report to let investors know it will present at the Barclays 23rd Annual Global Financial Services Conference in New York. The presentation is scheduled for September 9, 2025, at 2:00 p.m. EST and will be accessible via a live audio webcast through the company’s Investor Center on its website. A replay of the webcast will remain available on the site through at least September 23, 2025, giving investors and analysts additional time to listen to management’s remarks.
Capital One Financial Corporation is offering fixed-to-floating rate senior notes maturing in 2031 and 2036. The notes bear a fixed rate from issuance until an interest reset date, then convert to a floating rate equal to a defined base rate plus a stated spread. The 2036 notes have an interest reset date in 2035 and a maturity in 2036; the issuer may redeem the 2036 notes in 2035 at 100% of principal plus accrued interest. Interest payments begin in 2026. The prospectus references SOFR and related benchmark transition provisions and warns that SOFR movements will affect returns. The supplement discloses U.S. federal tax and withholding rules for non-U.S. holders and notes Capital Ones principal operating subsidiary as Capital One, National Association as of June 30, 2025. Many numeric details (rates, spreads, aggregate principal amounts, exact dates and underwriting economics) are redacted in the provided text.
Matthew W. Cooper, General Counsel and Corporate Secretary of Capital One Financial Corp (COF), reported a sale of 2,000 shares of common stock on 09/02/2025 at a price of $223.4 per share. After the sale he beneficially owned 100,486 shares, held directly. The filing notes the sale was executed pursuant to a 10b5-1 trading plan established on January 23, 2025, indicating the transaction was prearranged under an affirmative defense plan. The Form 4 was signed by a power of attorney on 09/03/2025.
This Form 144 notice reports a proposed sale of 2,000 common shares of the issuer through Morgan Stanley Smith Barney LLC on 09/02/2025. The filing lists an aggregate market value of $446,800.00 and states total shares outstanding of 639,517,306. The shares were acquired on 02/15/2022 as performance shares from the issuer, with payment recorded on the same date. The filer affirms they do not possess undisclosed material adverse information and follows Rule 144 disclosure requirements.
Capital One insider sale by Timothy P. Golden. The company's SVP and Chief Accounting Officer sold 207 shares of Capital One Financial Corp (COF) on 08/19/2025 under a Rule 10b5-1 trading plan dated May 13, 2025. The reported weighted-average price was $215.41, with individual trade prices ranging from $215.41 to $215.56. After the sale, the reporting person beneficially owned 8,780 shares directly. The Form 4 was signed by a power of attorney, Blaise F. Brennan, on 08/20/2025.
Form 144 notice for Capital One Financial (COF) records a proposed sale of 212 common shares, with an aggregate market value of $45,666.96, to be sold on or about 08/19/2025 on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services. The 212 shares were acquired through the issuer's Employee Stock Purchase Plan across nine purchase dates between 06/30/2024 and 04/30/2025 and were paid in cash. The filing also discloses a prior sale by TIMOTHY GOLDEN of 3,462 common shares on 08/12/2025 for gross proceeds of $727,989.36. The notice includes the standard Rule 144 representation that the seller does not possess undisclosed material adverse information.
Capital One Financial Corp. (COF) insider Timothy P. Golden, SVP and Chief Accounting Officer, reported a sale of common stock on 08/12/2025. The Form 4 shows 3,462 shares sold at $210.28 per share, leaving reported beneficial ownership of 8,987 shares. The filing states the sale was executed pursuant to a Rule 10b5-1 trading plan established on May 13, 2025. The filing also notes additional shares were acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One (COF) is the subject of a Form 144 notice reporting a proposed sale of 3,462 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE with an aggregate market value of $727,989.36 and an approximate sale date of 08/12/2025.
The filing states these shares were acquired as performance shares from the issuer on 02/15/2025 with payment completed the same day. The form indicates Nothing to Report for securities sold in the past three months and includes the required attestation by the seller about material nonpublic information. The 3,462 shares are reported alongside the issuer's 639,517,306 outstanding shares, providing scale for the proposed sale.