Welcome to our dedicated page for CAPITAL ONE FINANCIAL SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Capital One Financial Corp. reported an insider stock sale by a senior executive. The Pres, Retail Bank sold 2,064 shares of common stock on 01/02/2026 at a price of $244.35 per share in a transaction coded "S," indicating a sale.
After this sale, the executive beneficially owns 61,373 shares of Capital One common stock in direct form. The filing notes that this trade was carried out under a pre-established Rule 10b5-1 trading plan that the reporting person entered into on August 14, 2025, and that the share count includes stock acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
COF insider Matthew Cooper filed a notice under Rule 144 to sell 2,000 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE. The planned sale has an aggregate market value of $500,000.00, compared with 635,733,605 common shares outstanding. In the past three months, Cooper sold 2,000 common shares on 11/04/2025 for gross proceeds of $438,820.00 and another 2,000 shares on 12/02/2025 for $443,080.00. The shares to be sold were acquired as performance shares from the issuer on 02/15/2024 and 03/11/2024.
An insider of COF has filed a notice of intent to sell 13,450 shares of the company’s common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE. The filing lists an aggregate market value of $3,362,500.00 for these shares, compared with 635,733,605 shares outstanding of the same class. The shares to be sold were originally acquired from the issuer through performance shares, an employee stock purchase plan, and restricted stock grants on various dates, including 02/15/2023, 03/31/2004, and 01/26/2012. The approximate date of sale stated in the notice is 01/05/2026, indicating this is a planned transaction rather than a completed trade.
COF filed a notice of proposed sale of restricted or control securities under Rule 144. The filing covers the planned sale of 3,163 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $772,879.05 and 635,733,605 common shares outstanding for the issuer.
The shares to be sold were acquired from the issuer on 03/01/2023 as performance shares. The same holder, identified as Lia Dean, previously sold 3,269 common shares on 12/01/2025 for gross proceeds of $713,132.35. By signing the notice, the seller represents they do not know of any undisclosed material adverse information about the issuer’s current or future operations.
A shareholder filed a notice covering a planned sale of 2,064 shares of common stock of the issuer through Morgan Stanley Smith Barney LLC. The shares to be sold have an stated aggregate market value of 504,338.40, with an approximate sale date of 01/02/2026 on the NYSE. The filing notes that 635,733,605 shares of this class of common stock were outstanding at the time referenced.
The 2,064 shares were acquired on 03/11/2024 as Performance Shares from the issuer, with payment described as not applicable. The notice also reports that over the prior three months, the same seller disposed of 2,937 common shares on 12/01/2025 for gross proceeds of 640,706.55. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the issuer’s operations.
Capital One Financial Corp. executive Pres.- Global Payment Network reported the vesting of restricted stock units and related common stock acquisition. On 08/01/2025, 2,014 restricted stock units converted into an equal number of shares of common stock at an exercise price of $0, coded as an "M" transaction. Following this event, the reporting person beneficially owned 32,479 shares of Capital One common stock directly.
The amended report explains that an earlier submission filed on August 5, 2025 omitted the RSU vesting. The filing also notes that the restricted stock units vest in two equal annual installments beginning 08/01/2025, have no expiration date, and that 26,759 RSUs remain beneficially owned after the reported transaction.
Capital One Financial Corporation filed a current report to furnish its "Monthly Charge-Off and Delinquency Metrics - As of and for the month ended November 30, 2025" as Exhibit 99.1. This information is provided as a Regulation FD disclosure so that the same metrics are available to the broader market. The detailed figures themselves are contained in the exhibit, while the main report outlines the disclosure and related exhibits.
Capital One Financial Corporation filed a current report announcing it will present at the Goldman Sachs 2025 U.S. Financial Services Conference in New York. The presentation is scheduled for Tuesday, December 9, 2025, at 2:20 p.m. EST. A live audio webcast will be accessible through the company’s website by navigating to the Investor Center under the “Investors” section. The replay of the presentation will remain available on the site through at least December 22, 2025, allowing interested listeners additional time to review management’s remarks.
Capital One Financial Corp. reported an insider stock sale by its General Counsel and Corporate Secretary. On 12/02/2025, the executive sold 2,000 shares of Capital One common stock at a price of $221.54 per share. After this transaction, the executive beneficially owned 94,486 shares directly.
The filing notes that this sale was executed under a pre-arranged Rule 10b5-1 trading plan that the reporting person entered into on January 23, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day company developments.
Capital One Financial Corp reported that its Pres, Retail Bank executed a stock sale under a pre-arranged trading plan. On 12/01/2025, the officer sold 2,936 shares of common stock at $218.15 per share. After this transaction, the officer beneficially owned 63,433 shares. The trade was carried out pursuant to a Rule 10b5-1 trading plan that the reporting person entered into on August 14, 2025, and the share count includes stock acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.