Capital One Financial’s Chief Enterprise Services Officer, Frank G. LaPrade III, received an award of 8,150 shares of common stock on February 3, 2026 at a price of $0, reflecting a restricted stock unit (RSU) grant rather than a market purchase.
After this award, he beneficially owned 56,465 shares directly, plus 820 equivalent shares held indirectly through the company’s 401(k) plan. The RSU grant vests in three equal installments beginning on February 15, 2027 and annually thereafter, with each unit settling into one share of common stock.
Capital One Financial’s Chief Financial Officer Andrew M. Young reported an equity award of 6,759 shares of common stock on February 3, 2026. The shares were acquired at a price of $0 per share as a restricted stock unit grant.
Following this award, Young beneficially owns 58,099 shares of Capital One common stock in direct form. He also reports an additional 59 shares held indirectly, described as owned "By Child." The restricted stock units will vest in one‑third increments starting on February 15, 2027 and annually thereafter, with each unit delivering one share of Capital One common stock upon vesting.
Capital One Financial Corp officer Raghu Ravi reported a new stock-based award. On February 3, 2026, he acquired 4,443 shares of common stock at a reported price of $0, reflecting a restricted stock unit grant, bringing his directly held stake to 34,780 shares.
The restricted stock unit award will vest in one-third increments starting on February 15, 2027 and then annually. Each unit converts into one share of Capital One common stock as it vests, tying a portion of his compensation to the company’s future performance.
Capital One Financial Corp.'s Chief Enterprise Risk Officer, Kara West, received a grant of 6,165 shares of common stock on February 3, 2026, at a price of $0 per share, reported as a restricted stock unit (RSU) award.
Following this grant, West beneficially owns 45,954 common shares in direct ownership. The RSU award will vest in one-third increments beginning on February 15, 2027, and annually thereafter, with each unit delivering one share of Capital One common stock upon vesting.
Capital One Financial executive Celia Karam, President of the Retail Bank, reported a planned sale of company stock. On February 2, 2026, she sold 2,108 shares of Capital One common stock at a price of $218.25 per share under a pre-arranged Rule 10b5-1 trading plan entered into on August 14, 2025.
After this transaction, Karam beneficially owns 59,269 shares of Capital One common stock directly, which includes shares acquired through the company’s Associate Stock Purchase Plan since her last reported transaction.
Capital One Financial insider Lia Dean filed a notice of proposed sale of 3,284 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of February 4, 2026 and an aggregate market value of $734,565.12.
The shares to be sold were acquired on March 11, 2024 as performance shares from the issuer. Capital One had 635,733,605 shares of common stock outstanding. In the past three months, Lia Dean sold 3,269 and 3,163 common shares on December 1, 2025 and January 2, 2026, for gross proceeds of $713,132.35 and $772,879.05.
Capital One Financial Corp. reported an insider equity transaction involving Neal Blinde, its President of Commercial Banking. On January 31, 2026, 3,936 shares of common stock were withheld at $218.93 per share to cover his tax obligations from vesting restricted stock units granted in 2022.
After this automatic tax withholding, Blinde directly beneficially owns 69,084 shares of Capital One common stock.
Capital One Financial’s President of Global Payment Network, Jason P. Hanson, reported routine equity compensation activity on 02/01/2026. Several blocks of restricted stock units converted one-for-one into common stock, adding 1,087, 5,996, and 3,890 shares, respectively.
To cover associated tax obligations, the issuer automatically withheld 348, 2,135, and 1,724 shares at a price of $218.93 per share. Following these transactions, Hanson directly owned 39,245 shares of common stock and continued to hold restricted stock units, including awards of 5,996 units vesting in two equal annual installments and 3,890 units vesting in three equal annual installments beginning 02/01/2026.
Capital One Financial Corporation closed a public debt offering consisting of two senior note issues. The company issued $1,500,000,000 of 4.722% Fixed-to-Floating Rate Senior Notes due 2032 and $1,500,000,000 of 5.399% Fixed-to-Floating Rate Senior Notes due 2037 under an existing senior indenture. The notes were sold pursuant to an underwriting agreement with a syndicate led by major investment banks and were registered on an effective Form S-3 shelf registration statement.
Capital One’s insider Celia Edwards has filed a Form 144 notice to sell 2,108 shares of common stock. The planned sale, through Morgan Stanley Smith Barney LLC on the NYSE, has an aggregate market value of 460071.00, with 635,733,605 common shares outstanding.
The shares to be sold were acquired in 2024, including 42 shares via an Employee Stock Purchase Plan and 2,066 performance shares from the issuer. Over the past three months, Edwards has already sold 2,937 shares for gross proceeds of 640706.55 and 2,064 shares for 504338.40.