COF insider Form 144 filing to sell 3,269 common shares on NYSE

Rhea-AI Filing Summary

A Form 144 notice has been filed covering the proposed sale of 3,269 shares of common stock of issuer associated with ticker COF. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, with an approximate aggregate market value of $713,132.35 and an approximate sale date of 12/01/2025. Shares of this class outstanding are reported as 635,733,605.

The securities to be sold were acquired through an Employee Stock Purchase Plan and Performance Shares. The filing shows 4 shares acquired on 03/01/2024 for cash, 3,163 shares as Performance Shares acquired on 01/30/2020, and 102 shares acquired via the Employee Stock Purchase Plan on 02/01/2024 for cash. The filer represents that they do not know any undisclosed material adverse information about the issuer’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3269	713132.35	635733605	12/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2024	Employee Stock Purchase Plan	ISSUER			4	03/01/2024	Cash
Common	01/30/2020	Performance Shares	ISSUER			3163	01/30/2020	Not Applicable
Common	02/01/2024	Employee Stock Purchase Plan	ISSUER			102	02/01/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many COF shares are planned to be sold under this Form 144?

The notice covers the proposed sale of 3,269 shares of common stock associated with ticker COF.

What is the aggregate market value of the COF shares in this Form 144?

The aggregate market value of the 3,269 common shares to be sold is reported as $713,132.35.

Which broker will handle the Form 144 sale for COF shares?

The sale is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

When is the approximate sale date for the COF shares in this Form 144?

The filing lists an approximate date of sale of 12/01/2025 on the NYSE.

How were the COF shares being sold under Form 144 originally acquired?

According to the notice, 4 shares were acquired on 03/01/2024 via an Employee Stock Purchase Plan for cash, 3,163 shares were acquired as Performance Shares on 01/30/2020, and 102 shares were acquired via the Employee Stock Purchase Plan on 02/01/2024 for cash.

How many COF common shares are reported outstanding in this Form 144?

The filing reports 635,733,605 shares of the relevant class of common stock as outstanding.

What representation does the Form 144 filer make about information on COF?

By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.